List of Charges under the Listing Rules (revised)
(LOC-LR)
List of Charges under the Listing Rules
dated 14 August 2026 Entry into force: 1 October 2026
Sensitivity: C2 Internal
1 Purpose, scope and list of fees
1.1 Purpose
According to Art. 63 LR, fees, as set out in the applicable List of Charges (List of Charges to the Listing Rules and/or List of Charges for Regulatory Bodies), are charged for admission to trading, for listing and for maintaining listing or admission to trading, as well as in the context of sanction and appeal proceedings. Fees may be wholly or partly waived providing all issuers are treated equally.
1.2 Scope
This List of Charges under the Listing Rules applies to all issuers, as well as further persons who have submitted themselves to the rules of SIX Swiss Exchange AG («SIX Swiss Exchange»).
1.3 List of fees
This List of Charges under the Listing Rules governs the following fees: ‒ Listing and maintaining listing of equity securities ‒ Listing and maintaining listing of collective investment schemes ‒ Listing of bonds ‒ Listing of derivatives ‒ Listing and maintaining listing of Exchange Traded Products (ETPs) ‒ Admission to trading and maintaining admission to trading in a Sponsored Segment ‒ Other services and authorisations
2 Fees for listing and maintaining listing of equity securities
2.1 Listing of equity securities
2.1.1 Basic charge for the listing application
A basic charge of CHF 6,000 is levied for the processing of a listing application.
2.1.2 Variable charge for new equity securities
For the listing of new equity securities from an issuer that has not previously listed equity securities on SIX Swiss Exchange (“new issuer”), the following progressive variable charge is applied to the current market capitalisation: a) CHF 10 per million CHF up to a capitalisation of CHF 500 million; b) CHF 15 per million CHF between a capitalisation of CHF 500 million and CHF 2.5 billion; c) CHF 20 per million CHF between a capitalisation of CHF 2.5 billion and CHF 5 billion; d) CHF 25 per million CHF for a capitalisation of more than CHF 5 billion. In the case of a capital increase for existing issuers, the following variable progressive charges are levied: a) CHF 10 per million CHF up to a capitalisation of CHF 500 million; b) CHF 12 per million CHF for a capitalisation of more than CHF 500 million.
This variable charge shall not exceed a maximum of CHF 400,000 for new issuers. In the case of a capital increase, the charge shall not exceed a maximum of CHF 60,000.
2.1.3 Additional charge for new issuers of equity securities
If the issuer of the securities to be listed has not previously had any equity securities listed on SIX Swiss Exchange (“new issuer”), an additional non-recurring charge is levied as follows: a) CHF 15,000 up to a market capitalisation of CHF 500 million; b) CHF 20,000 for a market capitalisation of more than CHF 500 million.
2.1.4 Additional charge for the listing prospectus (cancelled)
2.1.5 Additional charge for additional securities
If an application simultaneously requests the listing of several securities, an additional charge of CHF 5,000 per additional security is levied.
2.1.6 Conditional capital
For the listing of securities out of conditional capital, the charge described in Clause 2.1.2 above is not levied. If the listing of securities out of conditional capital is applied for simultaneously with the admission to trading of conversion rights or option rights, no charge is levied for the listing of securities out of conditional capital.
2.1.7 Flat charge for the secondary listing of equity securities
For the secondary listing on SIX Swiss Exchange of securities of foreign issuers that are already listed on a regulated market with equivalent listing regulations in the given issuer’s country of domicile or in some third country (home exchange), a flat charge of CHF 5,000 is levied. No further charges are levied in this regard. No charges are levied for capital transactions conducted by issuers who have equity securities listed on SIX Swiss Exchange on a secondary basis. See also: ‒ Directive Foreign Companies (DFC)
2.1.8 Basic charge for separate trading line
If a separate trading line is to be opened in connection with the buy-back of the issuer’s own equities or a public takeover offer, a flat charge of CHF 15,000 is levied. If a separate trading line is to be opened in connection with the buy-back of securities of a company whose equity securities are listed on a stock exchange recognised by the Regulatory Board and which is deemed to be domiciled in Switzerland pursuant to the Federal Act on Withholding Tax (Withholding Tax Act, WTA), in accordance with Art. 3 para. 2 of the Rules for the Admission of Equity Securities and Exchange Traded Products to Trading (RAT), a flat charge of CHF 30,000 is levied. This basic charge covers the cost of maintaining the separate trading line for up to a maximum period of 36 months. If a separate trading line is to be maintained for more than 36 months, the basic charge described in Clause 2.1.8 is levied for each extension up to 36 months. See also: ‒ Rules for the Admission of Equity Securities and Exchange Traded Products to Trading (RAT)
‒ Directive Procedures Equity Securities (DPES) ‒ Directive Pro Forma-Financial Information Trading Admission (DFITA)
2.1.9 Variable charge for separate trading line
In addition, a variable charge of CHF 20 per CHF one million of the announced transaction or buy-back amount is levied for the opening of a separate trading line described in Clause 2.1.8. If the applicant does not indicate the announced transaction or buy-back amount in Swiss francs, this is calculated on the basis of the reported number of shares underlying the transaction or buy-back, using their end-of-day value on the date of the application (date of receipt by SIX Exchange Regulation AG) and the exchange rate applicable at that time. This variable charge shall not exceed a maximum of CHF 50,000 per separate trading line. This variable charge covers the cost of maintaining the separate trading line for up to a maximum period of 36 months. If a separate trading line is to be maintained for more than 36 months, the variable charge described in Clause 2.1.9 is levied for each extension up to 36 months.
2.1.10 Flat charge for shareholder and employee options
If shareholder options are to be listed in connection with the buy-back of the issuer's own securities or the issue of securities, a flat charge of CHF 6,000 is levied. If employee options are listed by the issuer, a flat charge of CHF 6,000 is levied.
2.1.11 Charges for equity securities in the regulatory standard Sparks
In derogation of Clause 2.1.1, half of the basic charge is levied for the processing of a listing application in connection with a listing of equity securities in the regulatory standard Sparks if and to the extent that the listing application concerns one of the following transactions: a) initial public offering (IPO); b) capital increase (ordinary capital increase or capital increase within the capital band); c) first possible exercise of conversion rights or option rights with regard to the conditional capital; d) listing of an additional category of equity securities; In derogation of Clauses 2.1.2, 2.1.3, 2.1.5 and 2.1.6, half of the charges for the listing of equity securities in the regulatory standard Sparks are levied. See also: ‒ Directive Procedures Equity Securities (DPES)
2.2 Maintaining listing of equity securities
2.2.1 Annual basic charge
For maintaining listing, an annual basic charge of CHF 10,000 is levied for each issuer.
2.2.2 Annual variable charge
In addition, up to a capitalisation of CHF one billion, an annual variable charge of CHF 10 per CHF one million of capitalisation is levied. From a capitalisation of CHF one billion, the annual charge on capitalisations exceeding CHF one billion is CHF 11 per CHF one million of capitalisation. This variable charge shall not exceed a maximum of CHF 110,000.
For shares in the regulatory standard for Special Purpose Acquisition Companies (SPACs) that offer convertible bonds instead of shares, a variable charge of CHF 10 per CHF one million of the total nominal amount or the total nominal amount converted into CHF of the convertible bond or the increased tranche is levied.
2.2.3 Charges for equity securities in the regulatory standard Sparks
In the regulatory standard Sparks, an annual basic charge of CHF 8,000 is levied for each issuer; no variable charge is levied.
3 Fees for listing and maintaining listing of collective investment schemes
3.1 Listing of collective investment schemes
3.1.1 Basic charge for the listing application
A basic charge of CHF 3,000 is levied for the processing of a listing application.
3.1.2 Additional charge for new issuer
For the listing of units of a new collective investment scheme or a new legal entity, an additional, non-recurring charge of CHF 10,000 is levied.
3.1.3 Additional charge for additional securities
If a simultaneous application is being made for the listing of several collective investment schemes from the same issuer, an additional charge of CHF 2,000 is levied for each additional collective investment scheme.
3.1.4 Additional charge for other trading currencies
An additional charge of CHF 1,000 is levied for each security if an application for trading in one or more additional trading currencies is submitted for one or more collective investment schemes.
3.2 Maintaining listing of collective investment schemes
3.2.1 Annual basic charge
For maintaining listing(s), an annual basic charge depending on the number of listed collective investment schemes of the same issuer is levied as follows: a) 1 to 10 collective investment schemes: CHF 3,000 for each listed security; b) 11 to 20 collective investment schemes: CHF 1,500 for each listed security; c) 21 to 30 collective investment schemes: CHF 1,000 for each listed security; d) 31 or more collective investment schemes: CHF 500 for each listed security.
4 Fees for the listing of bonds
4.1 Listing of bonds
4.1.1 Basic charge for the listing application
A basic charge of CHF 2,500 is levied for the processing of a listing application.
4.1.2 Variable charge for new bond or increase
For the listing of new bond issues as well as for increases in existing listed bonds CHF, a variable charge of CHF 15 per CHF one million of the total nominal amount of the new or increased tranche is levied. For the listing of new bond issues as well as for increases in existing listed foreign-currency bonds, a variable charge of CHF 10 per CHF one million of the total nominal amount converted into CHF of the new or increased tranche is levied.
4.1.3 Additional charge for new issuer
If the issuer of the securities to be listed has not previously had any securities listed on the SIX Swiss Exchange, an additional non-recurring charge of CHF 10,000 is levied. New issuers within the context of the List of Charges under the Listing Rules are those that have not had any securities listed on the SIX Swiss Exchange for longer than three years.
4.1.4 Additional charge for the listing prospectus (cancelled)
4.1.5 Flat charge for examination and registration of issue programmes (cancelled)
4.1.6 Flat charge for the reissue of issue programmes (cancelled)
4.1.7 Additional charge for issue programmes (cancelled)
4.1.8 Fee for bonds with a maximum term of 12 months
A fee of CHF 3,000 is charged for processing a listing application for bonds with a maximum duration of 12 months. Clauses 4.1.1 and 4.1.2 of the List of Charges under the Listing Rules do not apply.
5 Fee for the listing of derivatives
5.1 Listing of derivatives
5.1.1 Principle
For the admission of derivatives to trading, a fee per derivative is charged according to the following table: Number of derivatives Fee per derivative 0-200 CHF 350 201-500 CHF 250 501–1,000 CHF 180
1,001–2,000 CHF 140 2,001–5,000 CHF 110 5,001–7,500 CHF 85 7,501–10,000 CHF 60 from 10,001 CHF 50 The fees that are due are invoiced on a monthly basis.
5.1.1.1 Basis of calculation
The fee referred to in Clause 5.1.1 is calculated on the basis of the number of derivatives from the same issuer that are admitted to trading for the first time during the current calendar year. The number of derivatives referred to in Clause 5.1.1 is determined per calendar year.
5.1.1.2 Group companies
For the purposes of determining the number of derivatives in accordance with Clause 5.1.1 is determined, derivatives from issuers which are group companies within the same group are counted together. However, this does not apply to subsidiaries that, whether directly or indirectly, are less than 50% owned by the parent company of the group.
5.1.2 Additional charge for “stand-alone prospectus” derivatives (cancelled)
5.1.3 Flat charge for examination and registration of derivatives programmes (cancelled)
5.1.4 Flat charge for the reissue of derivatives programmes (cancelled)
5.1.5 Additional charge for new issuer
In the case of the approval of an issuer that has not previously had any securities listed on SIX Swiss Exchange, a flat charge of CHF 10,000 is levied. New issuers within the context of the List of Charges under the Listing Rules are those that have not had any securities listed on the SIX Swiss Exchange for longer than three years.
5.1.6 Charge for adjustments to erroneous entries in CONNEXOR Listing
For adjustments that must be made owing to erroneous entries in CONNEXOR Listing, a charge of CHF 100 per security is levied.
5.1.7 Knock-out discount (cancelled)
5.1.8 Active Product Package
For the listing of Leverage and Investment Products, as an alternative to paying a fee per listing in accordance with Clause 5.1.1, the issuer can acquire an Active Product Package for Leverage and Investment Products for a fixed annual flat charge. The acquisition of an Active Product Package entitles the issuer to list Leverage and Investment Products for the following twelve months, provided that the average number of simultaneously active, i.e. simultaneously listed, Leverage and Investment Products for the selected Active Product Package in accordance with Clause 5.1.8 para. 3 is not exceeded during a month. The Active Product Package for Leverage and Investment Products can be purchased for the duration of at least twelve months. The issuer can switch to a larger Active Product Package while still retaining the original expiration date of its Active Product Package. The acquisition of an Active Product Package and
adjustments to the Active Product Package are possible with effect from the beginning of any given month. They must be notified to the Exchange in writing using the corresponding notification form at least three calendar days in advance. An annual flat charge in accordance with the following tables is charged for the Active Product Package:
Average number of simultaneously active, i.e. Annual flat charge for the simultaneously listed, Leverage Products during a month Active Product Package
2,500 CHF 250,000
15,000 CHF 850,000
20,000 CHF 1,000,000
Average number of simultaneously active, i.e. Annual flat charge for the simultaneously listed, Investment Products during a month Active Product Package
500 CHF 120,000
1,000 CHF 200,000
3,000 CHF 400,000
6,000 CHF 550,000
10,000 CHF 650,000 Should the issuer exceed the average number of simultaneously active, i.e. respectively simultaneously listed, Leverage and Investment Products determined for the acquired Active Product Package during a month, an additional fee for one or more Excess Package(s) is charged in accordance with the following table:
Number of Leverage Products per Monthly fee per Excess Package Excess Package
500 CHF 5,000
Number of Investment Products per Monthly fee per Excess Package Excess Package
100 CHF 2,000
The fees incurred for the Active Product Package and any Excess Packages are invoiced on a monthly basis. Listings of Leverage and Investment Products in accordance with this Clause 5.1.8 are not taken into account for the calculation of the number of derivatives in accordance to Clause 5.1.1.
6 Fees for listing and maintaining listing of Exchange Traded Prod- ucts (ETPs)
6.1 Listing of Exchange Traded Products (ETPs)
6.1.1 Basic charge for the listing application
A basic charge of CHF 3,000 is levied for the processing of a listing application.
6.1.2 Additional charge for new issuer
An additional, non-recurring charge of CHF 10,000 is levied for the listing of ETPs from new issuers.
6.1.3 Additional charge for additional securities
If a simultaneous application is being made for the listing of several ETPs from the same issuer, an additional charge of CHF 2,000 is levied for each additional ETP.
6.1.4 Additional charge for other trading currencies
An additional charge of CHF 1,000 is levied for each ETP if an application for trading in one or more additional trading currencies is submitted for one or more ETPs.
6.1.5 Additional charge for “stand-alone prospectus” ETPs (cancelled)
6.1.6 Additional charge for the listing prospectus with reference to approved listing prospectus
(cancelled)
6.1.7 Flat charge for examination and registration of issue programmes (cancelled)
6.1.8 Flat charge for the reissue of issue programmes (cancelled)
6.1.9 Additional charge for issue programmes (cancelled)
6.2 Maintaining listing of Exchange Traded Products (ETPs)
6.2.1 Annual basic charge
For maintaining listing, an annual basic charge depending on the number of listed ETPs from the same issuer, is levied as follows: a) 1 to 10 ETPs: CHF 3,000 for each listed ETP; b) 11 to 20 ETPs: CHF 1,500 for each listed ETP; c) 21 to 30 ETPs: CHF 1,000 for each listed ETP; d) 31 and more ETPs: CHF 500 for each listed ETP.
7 Fees for admission to trading and maintaining admission to trad- ing in a Sponsored Segment
7.1 Admission to trading in a Sponsored Segment
7.1.1 Basic charge for the admission to trading in the SIX Swiss Exchange – Sponsored For- eign Shares segment
An admission fee of CHF 25 per security is charged by each sponsoring securities firm for the examination of an application for admission to trading for each activation.
7.1.2 Basic charge for the admission to trading in the SIX Swiss Exchange – Sponsored Investment Funds segment
An admission fee of CHF 25 per security is charged by each sponsoring securities firm for the examination of an application for admission to trading for each activation.
7.2 Maintaining admission to trading in a Sponsored Segment
7.2.1 SIX Swiss Exchange – Sponsored Foreign Shares segment
No maintaining fee is levied in the SIX Swiss Exchange – Sponsored Foreign Shares segment.
7.2.2 SIX Swiss Exchange – Sponsored Investment Funds segment
An annual basic charge is levied by each sponsoring securities firm in the SIX Swiss Exchange – Sponsored Investment Funds segment for maintaining admission to trading. This fee depends on the number of index funds of the same sponsoring securities firm admitted to trading and is calculated as follows: a) 1 to 10 index funds: CHF 3,000 for each security admitted to trading; b) 11 to 20 index funds: CHF 1,500 for each security admitted to trading; c) 21 to 30 index funds: CHF 1,000 for each security admitted to trading; d) from 31 index funds: CHF 500 for each security admitted to trading.
8 Other services and authorisations
8.1 Delisting
A basic charge of CHF 10,000 is levied for the processing of a delisting application for equity securities. For processing a delisting application for derivatives or Exchange Traded Products that is not initiated based on an express provision of the applicable conditions, a charge of CHF 300 per derivative or ETP is levied. Where 10 or more derivatives or ETPs are delisted at the same time, the charge will be a maximum of CHF 3,000. See also: ‒ Directive Delisting (DD)
8.2 Withdrawal of applications
If an application is withdrawn, the charges incurred as per the List of Charges under the Listing Rules may still be levied.
8.3 Providing written information
The provision of written information to the applicant may be invoiced according to the time required for its preparation. The applicant must be informed in advance that an invoice will be issued for these costs.
8.4 Extraordinary expenditures and third party/expert costs
For extraordinary expenses incurred in the processing of applications, additional charges may be levied according to the time and cost involved. The costs of engaging third parties and experts will be charged on in accordance with the invoices submitted by those third parties or experts. The applicant must be informed in advance that third parties or experts are to be engaged, and that the resulting costs must be borne by the applicant. An additional flat charge of a maximum of CHF 20,000 may be levied for the accelerated processing of a transaction in response to a request from the applicant that gives good reasons for doing so.
8.5 Expenses
Expenses such as non-standard postage, notarisation fees and similar will be charged on to the applicant according to the costs actually incurred.
9 Common provisions
9.1 Invoicing
The following rules apply to invoicing:
9.1.1 Upon listing of equity securities
Invoicing of listing charges is effected at the time the formal listing decision is pronounced or on the first trading day of the new security.
9.1.2 Upon listing of bonds
Invoicing of listing charges is effected at the time the formal listing decision is pronounced, regardless of any prior provisional admission to trading.
9.1.3 Upon listing of derivatives
In the case of derivatives that have first been provisionally admitted to trading in accordance with Art. 32 et seqq. Additional Rules Derivatives, invoicing of listing charges is effected at the time provisional admission to trading is granted. Such charges shall not be reimbursed in the event that no listing application is subsequently lodged.
9.1.4 Upon approval of a new derivatives issuer
In the case of the approval of a new derivatives issuer, invoicing of the charge is effected at the time of the approval.
9.1.5 In the case of adjustments to erroneous entries in CONNEXOR Listing
In the case of adjustments based on erroneous entries in CONNEXOR Listing (Clause 5.1.6), the charge is invoiced at the time of adjustment.
9.1.6 For maintaining listing
Invoicing of the annual charge for maintaining listing is effected during the first quarter of the current year. In the case of a new listing of securities, the costs for maintaining listing during the calendar year that has already commenced are included in the overall listing charges. No pro rata temporis reimbursement of charges for maintaining listing shall be granted.
9.2 Basis for calculating variable charges
The following rules shall apply to the calculation of variable charges:
9.2.1 Upon listing of equity securities
Decisive in calculating the aggregate capitalisation of the newly listed securities is the closing price on the first trading day.
9.2.2 For maintaining listing of equity securities
Decisive in calculating the aggregate capitalisation of the listed securities is the closing price on the last exchange day of the previous year.
9.2.3 Fees charged on a time basis
Where the fee is based on the time taken to complete a task, the rate is CHF 300 per hour.
9.3 Payment deadline
Unless agreed otherwise, invoices must be paid within 30 days of issue. Interest in arrears of 10% p.a. may be charged on payments received late.
10 Transitional provisions
The transitional provisions according to Art. 116a and 116b LR shall apply mutatis mutandis. For authorised capital increases and capital increases from conditional capital that have been adopted prior to 1 January 2023, clause 2.1.11 para. 1 applies mutatis mutandis.
Resolution of the Management Committee of SIX Swiss Exchange of 14 August 2026 in effect since 1 October 2026.
2 Maintaining listing
Clause 2.2.1 Basic charge annual basic charge CHF 10,000 Clause 2.2.2 Variable charge annual depending on capitalisation, but no more than Per million CHF ca- CHF 110,000 per year pitalisation up to a capitalisation of CHF one billion CHF 10 on capitalisations exceeding CHF one billion CHF 11 Clause 2.2.3 Basic charges annual for equity securities in the regulatory standard CHF 8,000 Sparks
Annex A – Equity Securities
1 | Listing | ||
Clause 2.1.1 | Basic charge | for processing the listing application | CHF 6,000 |
Clause 2.1.2 | Variable charge | for the listing of new equity securities | per |
new issuer: maximum of CHF 400,000 | CHF million of | ||
capitalisation | |||
up to CHF 500 million | CHF 10 | ||
between CHF 500 million and CHF 2.5 billion | CHF 15 | ||
between CHF 2.5 billion and CHF 5 billion | CHF 20 | ||
more than CHF 5 billion | CHF 25 | ||
Variable charge | for capital increases of existing issuers | per CHF million of | |
capital increase: maximum of CHF 60,000 | capitalisation | ||
up to CHF 500 million | CHF 10 | ||
more than CHF 500 million | CHF 12 | ||
Clause 2.1.3 | Additional charge | for new issuers of equity securities | - |
up to a capitalisation of CHF 500 million | CHF 15,000 | ||
for a capitalisation of more than CHF 500 million | CHF 20,000 | ||
Clause 2.1.5 | Additional charge | for additional securities | CHF 5,000 |
Clause 2.1.6 | Charge(s) | for the listing of securities out of conditional capital | Charge described in |
Clause 2.1.2 not lev- | |||
ied | |||
Clause 2.1.7 | Flat charge | for the secondary listing of securities of foreign issuers | CHF 5,000 |
Clause 2.1.8 | Basic charge | for the opening of a separate trading line and mainte- | |
nance of the separate line for up to 36 months and for | |||
each time the separate line is extended for 36 months | |||
- | in the event of share buy-backs and public of- | CHF 15,000 | |
ferings | |||
- | in the event of share buy-backs of companies | CHF 30,000 | |
whose equity securities are listed on a stock | |||
exchange recognised by the Regulatory Board | |||
and which are deemed to be domiciled in Swit- | |||
zerland pursuant to the Federal Act on With- | |||
holding Tax (Withholding Tax Act, WTA) | |||
Clause 2.1.9 | Variable charge | for the opening of a separate trading line and mainte- | CHF 20 per CHF one |
nance of the trading line for up to 36 months and for | million of the planned | ||
each extension of 36 months, however a maximum of | transaction and buy- | ||
CHF 50,000 for the opening and each extension | back amount | ||
Clause 2.1.10 | Flat charge | for shareholder options in connection with buy-backs | CHF 6,000 |
or issue of securities or employee options | |||
Clause 2.1.11 | Charge(s) | for equity securities in the regulatory standard Sparks | Half of the charges |
pursuant to Clauses | |||
2.1.1, 2.1.2, 2.1.3, | |||
2.1.5 and 2.1.6 |
Annex B – Collective investment schemes
1 | Listing | ||
Clause 3.1.1 | Basic charge | for processing the listing application | CHF 3,000 |
Clause 3.1.2 | Additional charge for shares of a new collective investment scheme or a new legal | CHF 10,000 | |
entity | |||
Clause 3.1.3 | Additional charge for each additional collective investment scheme | CHF 2,000 | |
Clause 3.1.4 | Additional charge for additional trading currencies | CHF 1,000 | |
per security | |||
2 | Maintaining listing | ||
Clause 3.2.1 | Basic charge | annually depending on the number of listed collective invest- | Fee per security |
ment schemes from the same issuer: | |||
‒ | 1 to 10 | CHF 3,000 | |
‒ | 11 to 20 | CHF 1,500 | |
‒ | 21 to 30 | CHF 1,000 | |
‒ | from 31 | CHF 500 |
Annex C – Bonds
1 | Listing | ||
Clause 4.1.1 | Basic charge | for processing the listing application | CHF 2,500 |
Clause 4.1.2 | Variable charge | for the listing of new issues or additional issue of existing | CHF 15 per million |
listed bonds CHF | CHF nominal value | ||
for the listing of new issues or additional issue of existing | CHF 10 per million | ||
foreign-currency bonds | CHF nominal value | ||
Clause 4.1.3 | Additional charge | for new issuers | CHF 10,000 |
Clause 4.1.8 | Flat charge | for processing a listing application for bonds with a maxi- | CHF 3,000 |
mum term of 12 months |
Annex D – Derivatives
1 | Listing | ||
Clause 5.1.1 Flat charge | for the approval to trading of derivatives, a charge is levied for Fee per derivative | ||
each derivative according to the following table: | |||
quantity: 0-200 derivatives | CHF 350 | ||
quantity: 201-500 derivatives | CHF 250 | ||
quantity: 501-1,000 derivatives | CHF 180 | ||
quantity: 1,001-2,000 derivatives | CHF 140 | ||
quantity: 2,001-5,000 derivatives | CHF 110 | ||
quantity: 5,001-7,500 derivatives | CHF 85 | ||
quantity: 7,501-10,000 derivatives | CHF 60 | ||
Number: from 10001 derivatives | CHF 50 | ||
Clause 5.1.5 Additional charge | for new issuers | CHF 10,000 | |
Clause 5.1.6 Flat charge | for an adjustment to erroneous entries in CONNEXOR Listing | CHF 100 | |
per derivative | |||
Clause 5.1.8 Flat charge | for Active Product Packages for Leverage Products | Price per package | |
Number of simultaneously active, i.e. simultaneously listed, | CHF 250,000 | ||
Leverage Products during a month: 2,500 | |||
Number of simultaneously active, i.e. simultaneously listed, | CHF 850,000 | ||
Leverage Products during a month: 15,000 | |||
Number of simultaneously active, i.e. simultaneously listed, | CHF 1,000,000 | ||
Leverage Products during a month: 20,000 | |||
Additional charge | for each Excess Package for 500 Leverage Products | CHF 5,000 | |
Clause 5.1.8 Flat charge | for Active Product Packages for investment products | Price per package | |
Number of simultaneously active and simultaneously listed in- | CHF 120,000 | ||
vestment products in a single month: 500 | |||
Number of simultaneously active and simultaneously listed in- | CHF 200,000 | ||
vestment products in a single month: 1,000 | |||
Number of simultaneously active and simultaneously listed in- | CHF 400,000 | ||
vestment products in a single month: 3,000 | |||
Number of simultaneously active and simultaneously listed in- | CHF 550,000 | ||
vestment products in a single month: 6,000 | |||
Number of simultaneously active and simultaneously listed in- | CHF 650,000 | ||
vestment products in a single month: 10,000 | |||
Additional charge | for each Excess Package for 100 investment products | CHF 2,000 |
Annex E – Exchange Traded Products (ETP)
1 | Listing | ||
Clause 6.1.1 | Basic charge | for processing the listing application | CHF 3,000 |
Clause 6.1.2 | Additional charge | for new issuers | CHF 10,000 |
Clause 6.1.3 | Additional charge | for each additional ETP | CHF 2,000 |
Clause 6.1.4 | Additional charge | for additional trading currencies per ETP | CHF 1,000 |
2 | Maintaining listing of Exchange Traded Products (ETPs) | ||
Clause 6.2.1 | Basic charge | annually depending on the number of listed ETPs from the | Fee per ETP |
same issuer: | |||
‒ | 1 to 10 | CHF 3,000 | |
‒ | 11 to 20 | CHF 1,500 | |
‒ | 21 to 30 | CHF 1,000 | |
‒ | from 31 | CHF 500 |
Annex F – Sponsored Segment
Clause 7.1.1 Basic charge | for the examination of an application for admission to trading CHF 25 per security | ||
in the SIX Swiss Exchange – Sponsored Foreign Shares segment for each activation | |||
and each sponsoring | |||
securities firm | |||
Clause 7.1.2 Basic charge | for the examination of an application for admission to trading | CHF 25 per security | |
in the SIX Swiss Exchange – Sponsored Investment Funds seg- | for each activation | ||
ment | and each sponsoring | ||
securities firm | |||
Clause 7.2.2 Basic charge | annually depending on the number of index funds of a spon- | Price per index fund | |
soring securities firm admitted to trading: | |||
‒ | 1 to 10 | CHF 3,000 | |
‒ | 11 to 20 | CHF 1,500 | |
‒ | 21 to 30 | CHF 1,000 | |
‒ | from 31 | CHF 500 |
Annex G – Other services and authorisations
Clause 8.1 Charge | for processing a delisting application for equity securities | CHF 10,000 | |
Charge | for processing a delisting application for derivatives or | CHF 300 per derivative | |
Exchange Traded Products | or ETP, maximum of | ||
CHF 3,000 | |||
Clause 8.2 Charge | for the withdrawal of an application | as incurred, | |
CHF 300 per hour | |||
Clause 8.3 Charge | for providing comprehensive written information | as incurred, | |
CHF 300 per hour | |||
Clause 8.4 Additional charge | to cover extraordinary expenses | CHF 300 per derivative | |
or ETP, | |||
maximum of CHF 3,000 | |||
to cover third party/expert costs | As invoiced by the third | ||
party / expert | |||
for accelerated transaction processing | Flat charge, | ||
maximum of CHF 20,000 | |||
Clause 8.5 Charge | for expenses such as non-standard postage, notarisation | at effective cost | |
fees, etc. |
