Directive Regular Reporting Obligations
(DRRO)

Art. 1 Object ........................................................................................................................................................... 3

Art. 2 Reportable facts ......................................................................................................................................... 3

Art. 3 Recipients of reportable facts .................................................................................................................. 3

II Form and content of reports .................................................................................................................... 3

Art. 4 Form in which the reportable facts are to be transmitted .................................................................. 3

Art. 5 Mandatory information ............................................................................................................................. 4

Art. 6 Official Notice ............................................................................................................................................. 4

Art. 7 Confidentiality ............................................................................................................................................ 4

III Responsibility .............................................................................................................................................. 5

Art. 8 Responsibility .............................................................................................................................................. 5

IV Regular reporting obligations .................................................................................................................. 5

Art. 9 Regular reporting obligations for issuers of primary-listed equity securities .................................. 5

Art. 10 Regular reporting obligations for issuers of bonds and/or conversion rights................................. 7

Art. 11 Regular reporting obligations for issuers of derivatives ..................................................................... 7

Art. 12 Regular reporting obligations for issuers of collective investment schemes with a contractual

basis ............................................................................................................................................................. 8

Art. 13 Regular reporting obligations for issuers of collective investment schemes based on company

law ................................................................................................................................................................ 9

Art. 14 Regular reporting obligations for issuers of secondary-listed equity securities ...........................10

V Authorities .................................................................................................................................................11

Art. 15 Delegation .................................................................................................................................................11

VI Final provisions .........................................................................................................................................11

Art. 16 Entry into force .........................................................................................................................................11

Art. 16a Transitional provisions ............................................................................................................................11

Art. 17 Revisions ....................................................................................................................................................11

Annex 1 – Equity Securities........................................................................................................................................13 Annex 2 – Bonds and Conversion Rights .................................................................................................................24 Annex 3 – Derivatives .................................................................................................................................................30 Annex 4 – Investment Funds .....................................................................................................................................34 Annex 5 – Other Collective Investment Schemes ..................................................................................................40 Annex 6 – Secondary-Listed Equity Securities ........................................................................................................45 SIX Exchange Regulation AG 2 Basis Art. 3 para. 9, Art. 6 and 55 LR and Art. 21 Directive Foreign Companies I General provisions

Art. 1 Object

This Directive governs the content and form of regular reporting obligations in connection with maintaining listing, and the details of how these obligations are to be fulfilled. It does not cover the regular reporting obligations associated with exchange traded products (ETP). These latter obligations are laid down in the Additional Rules for the Listing of Exchange Traded Products.

If a reportable fact with regard to bonds and/or conversion rights, or derivatives (Annexes 2 and 3) must be published as a "Publication in accordance with conditions", then the details of publication are governed by the terms and conditions disclosed in the corresponding prospectus according to the FinSA.

Art. 2 Reportable facts

The Annexes contain the following information on the individual regular reporting obligations: 1. content of obligation; 2. timing of report; 3. type of submission; 4. any enclosures that must be submitted; 5. whether or not the report will be published by SIX Swiss Exchange AG («SIX Swiss Exchange»).

Art. 3 Recipients of reportable facts

The issuer must transmit the reportable facts to SIX Exchange Regulation AG ("SIX Exchange Regulation").

II Form and content of reports

Art. 4 Form in which the reportable facts are to be transmitted

In transmitting reportable facts pursuant to Annex 1 an issuer of equity securities with a primary listing on the Exchange must use the Connexor Reporting electronic reporting platform ("Connexor Reporting"). If, exceptionally, Connexor Reporting is unavailable for technical reasons, the issuer must use the means listed in para. 2 below to transmit the reportable facts.

The issuer must transmit the reportable facts pursuant to Annexes 2 and 4-6 (bonds, conversion rights, collective investment schemes and secondary-listed equity securities) by e-mail. The issuer must use online forms to transmit certain reportable facts.

The issuer must use e-mail or Connexor Events to transmit the reportable facts listed in Annex 3 (derivatives). See also: ‒ Online forms ‒ Access page for Connexor Reporting ‒ Access page for Connexor Events SIX Exchange Regulation AG 3

Art. 5 Mandatory information

Each report must contain the following information: 1. name of the issuer; 2. identity of the person submitting the report (incl. telephone number and e-mail address for any enquiries); 3. description of the reporting obligation in question.

The relevant Annex (including the relevant point) must be stated explicitly in reports transmitted in fulfilment of the regular reporting obligations set out in Annexes 2 to 6 (bonds, conversion rights, derivatives, collective investment schemes and secondary-listed equity securities).

Art. 6 Official Notice

If the Annexes provide for information on a reportable fact to be disseminated by means of an "Official Notice", the issuer must transmit the text of the "Official Notice" to SIX Exchange Regulation electronically at the earliest possible date but, providing no differing regulation applies, no later than 10.00 am on the last trading day prior to the desired date of publication. The issuer must notify the desired date of publication to SIX Exchange Regulation.

The "Official Notice" must contain the mandatory information required for the reportable fact in question, as listed in the corresponding Annexes.

The issuer must transmit the "Official Notice" to SIX Exchange Regulation as an unformatted text document (i.e. as a Notepad document or similar).

In the case of reports transmitted to SIX Exchange Regulation using Connexor Reporting, pursuant to

Art. 4 para. 1 DRRO, or using Connexor Events, pursuant to Art. 4 para. 3 DRRO, the "Official Notice" will

be generated automatically by SIX Exchange Regulation once the report has been processed. The same applies to cases in which an Excel file may be submitted instead of an "Official Notice".

SIX Exchange Regulation will make no changes to the content of an "Official Notice" that it disseminates. The issuer bears sole responsibility for the content of the notice.

Alternatively, the "Official Notice" will be published via: 1. the "Newsboard" of the SIX Swiss Exchange Trading System (for Exchange participants); 2. e-mails to interested recipients; 3. Internet (https://www.six-group.com/en/products-services/the-swiss-stock-exchange/marketdata/news-tools/official-notices.html#/) as an "Official Notice".

Art. 7 Confidentiality

Reportable facts which, at the time of their transmission to SIX Exchange Regulation, are still to be treated confidentially, or for which publication is to be deferred, must be clearly and obviously designated as such in the report ("Confidential"/"Publication only after consultation", or similar). In this case, the date and time as of which the temporarily confidential information may be passed on to the market must be given. In the absence of the aforementioned, SIX Exchange Regulation cannot ensure the confidential treatment of the report.

SIX Exchange Regulation AG 4 When transmitting a reportable fact via Connexor Reporting, in the case of facts which are to be published openly or also sent to third parties in addition to SIX Exchange Regulation, the issuer may send the report to SIX Exchange Regulation on a confidential basis in advance, using the dedicated Connexor Reporting function. Paragraph 1 applies mutatis mutandis.

III Responsibility

Art. 8 Responsibility

The issuer must report the reportable fact. It may decide at its own discretion whether to fulfil its reporting obligations itself, or to instruct a third party to do so.

In either case, the issuer is responsible for the proper fulfilment of its obligations.

IV Regular reporting obligations

Art. 9 Regular reporting obligations for issuers of primary-listed equity securities

Issuers of equity securities which have their primary listing with the SIX Swiss Exchange pursuant to

Art. 120 para. 1 of the Financial Market Infrastructure Act, as well as to Art. 115 para. 3 of the Financial

Market Infrastructure Ordinance, must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 1):

1. Regular reporting obligations concerning information on the issuer: 1.05 External auditors: 1.05 (1) Change of external auditors;

1.05 (2) For issuers with no domicile in Switzerland: Discontinuance of supervision of their auditors by a foreign oversight audit authority recognised by the Federal Council (Art. 8 para. 2 of the Audit Oversight Act in conjunction with Art. 10 of the Audit Oversight Ordinance). 1.06 Change of balance sheet date (close of financial year); 1.07 Changes to contact persons: 1.07 (1) Chairman of the Board of Directors; 1.07 (2) Chief Executive Officer; 1.07 (3) Chief Financial Officer; 1.07 (4) Head of Investor Relations; 1.07 (5) Contact person for the disclosure of potentially price-sensitive information (pursuant to the Directive on Ad hoc Publicity); 1.07 (6) Contact person for regular reporting obligations in accordance with this Directive. 1.08 Changes to the following weblinks (URLs): 1.08 (1) Issuer's general website;

SIX Exchange Regulation AG 5 1.08 (2) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); 1.08 (3) Directory of ad hoc notices (pull system pursuant to Art. 9 Directive Ad hoc Publicity); 1.08 (4) Corporate calendar; 1.08 (5) Directory of financial statements (annual and semi-annual reports). 1.09 Change of business activity (investment or real estate company); 1.10 Change of investment policy/compensation model for investment and real estate companies, pursuant to Art. 76 para. 1 and Art. 84 para. 1 LR; 1.11 Issuers with publicly announced buyback programmes pursuant to Art. 123 of the Financial Market Infrastructure Ordinance: report stating whether an independent securities firm or a trading unit (if the issuer itself is a securities firm) that is segregated with information barriers has been commissioned to undertake the buyback programme (Art. 124 para. 2 lit. a and b Financial Market Infrastructure Ordinance); 1.12 Change in the currency in which the capital is expressed. 2. Regular reporting obligations in connection with financial reporting: 2.01 Submission of financial statements: 2.01 (1) Annual report and, if issuers are listed in the regulatory standard Sparks and choose publication pursuant to Art. 4 para. 2 Directive Corporate Governance: separate document with information on Corporate Governance; 2.01 (2) Semi-annual report. 2.02 Quarterly financial statements pursuant to Art. 89n and 89o LR and to the Directive on Exemptions regarding Duration of Existence of the Issuer (Directive Track Record) 2.03 Report on opting in pursuant to Art. 9 para. 1 Directive Corporate Governance (sustainability reporting). 3. Regular reporting obligations in connection with the general meeting of shareholders (GMS): 3.01 Date of GMS; 3.02 Issuers with listed registered shares: Date of closure of share register; 3.03 Invitation to GMS; 3.04 Resolutions of the GMS; 3.05 Resolution on opting out/opting up pursuant to Art. 125 para. 3 and Art. 135 para. 1 of the Financial Market Infrastructure Act; 3.06 For issuers with listed registered shares and their registered office in Switzerland: Resolution on restrictions on transferability, pursuant to Art. 685d ff. of the Swiss Code of Obligations. 4.

Regular reporting obligations in connection with dividends: 4.01 Dividend report. 5. Regular reporting obligations in connection with the capital structure: 5.01 Creation/cancellation of the conditional capital or introduction/withdrawal of the capital band (e.g. expiry of the term, capital increase or decrease, change in the currency in which the capital is expressed, decision to repeal); 5.02 Reporting of conditional capital; 5.03 Entry in the Commercial Register of newly created securities from conditional capital; 5.04 Capital reduction (ordinary capital reduction, capital reduction with simultaneous capital increase or declarative capital reduction, capital reduction within the capital band); 5.05 For issuers with no domicile in Switzerland: The current total of issued equity securities, and the associated voting rights pursuant to Art. 115 SIX Exchange Regulation AG 6 para. 3 of the Financial Market Infrastructure Ordinance.

Art. 10 Regular reporting obligations for issuers of bonds and/or conversion rights

Issuers of listed bonds and/or conversion rights must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 2):

1.03 Auditors: 1.03 (1) Change of external auditors; 1.03 (2) For issuers with no domicile in Switzerland: Discontinuance of supervision of their auditors by a foreign oversight audit authority recognised by the Federal Council (Art. 8 para. 2 of the Audit Oversight Act in conjunction with Art. 10 of the Audit Oversight Ordinance). 1.04 Change of financial accounting standard; 1.05 URL of published annual report. 2. Regular reporting obligations concerning information on the securities – Bonds: 2.01 Amortisations; 2.02 Early redemption; 2.03 Increases; 2.04 Floating-rate bonds: new interest rate; 2.05 Change in interest customs; 2.06 Reorganisation, restructuring, facts pertaining to flat trading, information requirements in the case of non-performing bonds; 2.07 Change of borrower (change of issuer/guarantor); 2.08 Change of paying agent/exercise agent; 2.09 Invitation to general meeting of bondholders; 2.10 Resolutions of general meeting of bondholders; 2.11 Bankruptcy, composition, or other insolvency and liquidation proceedings. 3. Regular reporting obligations concerning information on the securities – Conversion rights: 3.01 Exercise of conversion rights; 3.02 Capital events affecting the underlying security: adjustment of conversion price or conversion terms; 3.03 Non-exercised conversion rights upon expiry of the conversion period.

Art. 11 Regular reporting obligations for issuers of derivatives

Issuers of listed derivatives must fulfil the following regular reporting obligations in connection with maintaining listing: (cf. Annex 3):

SIX Exchange Regulation AG 7 1.03 Loss of required permit granted by relevant supervisory authority; 1.04 Change of financial accounting standard; 1.05 URL of published annual report. 2. Regular reporting obligations concerning information on the securities: 2.01 Adjustments to the terms and conditions of the securities, e.g. with regard to the strike price or subscription ratio; 2.02 Increase or reduction in number of securities; 2.03 Achievement of threshold values that might affect the price or valuation of the derivative (e.g. in the case of barrier options); 2.04 Determination during duration of the derivative of a price parameter relevant to its valuation/payment (e.g. fixing of a new coupon rate for derivatives with interest payment); 2.05 Temporary interruption or permanent cessation of regular price determination for the underlying instrument (owing to trading suspensions, delisting of underlying instrument, or similar events); 2.06 Exchange of underlying instrument (e.g. owing to capital events affecting the underlying, such as restructuring measures or similar); 2.07 Early termination by issuer (where provided for in the terms and conditions); 2.08 Changes regarding the issuer of the derivatives that might affect the price or valuation of the derivative (e.g. insolvency, bankruptcy or similar); 2.09 Change of borrower (change of issuer/creditor); 2.10 Change of paying agent/exercise agent.

Art. 12 Regular reporting obligations for issuers of collective investment schemes with a contractual basis

Issuers of collective investment schemes with a contractual basis must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 4):

1.01 Change of name of the fund management, the issuer, the collective investment scheme or the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act (collective investment schemes not domiciled in Switzerland); 1.02 Transfer of the registered office of the fund management; 1.05 Change of fund management; 1.06 Changes to contact persons: 1.06 (1) Contact person at the fund management (collective investment scheme domiciled in Switzerland) or at the representative in Switzerland pursuant to

Art. 123 f. of the Collective Investment Schemes Act (collective investment

scheme not domiciled in Switzerland); 1.06 (2) Contact person for the disclosure of potentially price-sensitive information, if the issuer is subject to the provisions of the Directive on Ad hoc Publicity; 1.06 (3) Contact person for regular reporting obligations in accordance with this Directive. 1.07 Changes to the following weblinks (URLs): 1.07 (1) The collective investment scheme's general website; 1.07 (2) Prospectuses;

SIX Exchange Regulation AG 8 1.07 (3) Directory of financial statements. If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: 1.07 (4) The registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); 1.07 (5) Directory of disclosures on price-sensitive information (pull system pursuant to

Art. 9 Directive Ad hoc Publicity).

2. Regular reporting obligations in connection with units: 2.01 Repealed; 2.02 Repealed; 2.03 Distribution; 2.04 Change in the currency of the underlying; 2.05 Deferred redemption pursuant to Art. 81 of the Collective Investment Schemes Act; 2.06 For real estate funds: redemption of units by the issuer.

Art. 13 Regular reporting obligations for issuers of collective investment schemes based on company law

Issuers of collective investment schemes based on company law must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 5):

1.01 Change of name of the issuer or of the name of collective investment scheme; 1.05 Changes to contact persons: 1.05 (1) Chairman of the Board of Directors; 1.05 (2) Chief Executive Officer; 1.05 (3) Chief Financial Officer; 1.05 (4) Head of Investor Relations; 1.05 (5) Contact person for the disclosure of potentially price-sensitive information, if the issuer is subject to the provisions of the Directive on Ad hoc Publicity; 1.05 (6) Contact person for regular reporting obligations in accordance with this Directive; Additionally for issuers with no registered office in Switzerland: 1.05 (7) Contact person at the representative in Switzerland pursuant to Art. 123 f. of 1.06 Changes to the following weblinks (URLs): 1.06 (1) Issuer's general website; 1.06 (2) Corporate calendar; 1.06 (3) Directory of financial statements. If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: 1.06 (4) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); 1.06 (5) Directory of disclosures on price-sensitive information (pull system pursuant to SIX Exchange Regulation AG 9

Art. 9 Directive Ad hoc Publicity).

2. Regular reporting obligations in connection with units: 2.01 Repealed; 2.02 Repealed; 2.03 Dividend report; 2.04 Change in the currency of the underlying; 2.05 For real estate funds: redemption of units by the issuer. 3. Regular reporting obligations in connection with the general meeting of shareholders (GMS): 3.01 Date of GMS; 3.02 Invitation to GMS; 3.03 Resolutions of the GMS.

Art. 14 Regular reporting obligations for issuers of secondary-listed equity securities

Issuers of secondary-listed equity securities must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 6):

1.04 Change of external auditors; 1.05 Changes to contact persons: 1.05 (1) Contact person for the disclosure of potentially price-sensitive information; 1.05 (2) Contact person for regular reporting obligations in accordance with this Directive; 1.05 (3) Recognised representation in Switzerland, if any. 1.06 Submission of disclosures of potentially price-sensitive information pursuant to Title 1 Directive Foreign Companies; 1.07 Confirmation from the primary exchange of the number of listed equity securities; 1.08 Information in accordance with the form for the annual data collection survey pursuant to Art. 20 Directive Foreign Companies. 2. Regular reporting obligations in connection with dividends: 2.01 Dividend report. 3. Regular reporting obligations in connection with the capital structure: 3.01 Capital increase concerning listed equity securities; 3.02 Splits concerning listed equity securities (e.g. share splits); 3.03 Capital reduction concerning listed equity securities. 4. Regular reporting obligations in connection with the restructuring of the issuer: 4.01 Restructuring: 4.01 (1) Merger; 4.02 (2) Spin-off.

SIX Exchange Regulation AG 10 V Authorities

Art. 15 Delegation

The Issuers Committee delegates authority to amend the details of the fulfilment of the regular reporting obligations set out in the Annexes to this Directive to SIX Exchange Regulation.

VI Final provisions

Art. 16 Entry into force

The Directive enters into force on 1 December 2014.

Art. 16a Transitional provisions

The transitional provisions according to Art. 116a and 116b LR shall apply mutatis mutandis.

For authorised capital increases and capital increases from conditional capital that have been adopted prior to 1 January 2023, Art. 9, Annex 1 Point 1.12, 5.01, and 5.04, and Annex 6 Point 1.08 apply mutatis mutandis.

Art. 17 Revisions

The revision of Annex 3, Point 2.02, 2.03 and 2.07, decreed by the resolution of 19 November 2014, enters into force on 1 July 2015.

Amendments due to the entry into force of the Financial Market Infrastructure Act and related ordinances in Art. 9 and Annex 1 as of 1 April 2016.

Amendment to Art. 2 owing to the merger by absorption of SIX Structured Products Exchange AG by SIX Swiss Exchange effective 2 May 2017.

The revision of Art. 9, 12 and 13, Annex 1 Point 1.07, 1.11 (new) and 2.03 (new), Annex 4 Point 1.06, 2.01 (repealed), 2.02 (repealed) and 2.06 (new), Annex 5 Point 1.05, 2.01 (repealed), 2.02 (repealed), 2.05 (new) and Annex 6 Point 1.05 decreed by the resolution of 1 December 2016 enters into force on 1 July 2017.

The revision of Art. 3 that was decreed by the Issuers Committee in its resolution dated 20 March 2018 enters into force on 1 May 2018.

The revision of Art. 9 and 10, Annex 1 Point 1.05 (2) (new) and Annex 2 Point 1.03 (2) (new) dated

March 2018 enters into force on 1 July 2018.

The revision of Art. 14 para. 1 Point 1.05 (3) and Annex 6 Point 1.05 (3) dated 7 December 2018 enters into force on 2 May 2019.

The revision of Art. 1, 4 and 9 and Annex 2-6 as well as the enactment of Art. 16a as decreed by the Issuers Committee in its resolution of 20 June 2019 enters into force on 2 January 2020.

The revision of Art. 9 and Annexes 1-6 that was decreed by the Issuers Committee in its resolution of

February 2020 enters into force on 22 June 2020.

The revision of Art. 6 and Annex 3 that was decreed by the Issuers Committee in its resolution of

March 2021 enters into force on 21 June 2021.

The revision of Art. 9 and Annex 1, Point 2.01 that was decreed by the Issuers Committee in its resolution of 18 June 2021 enters into force on 1 October 2021.

SIX Exchange Regulation AG 11

The revision of Art. 9 and Annex 1 that was decreed by the Issuers Committee in its resolution of

19 August 2021 enters into force on 6 December 2021.

The revision of Art. 9, 16a, Annex 1 Point 1.12, 5.01 and 5.04 and Annex 6 Point 1.08 that were decreed by the Issuers Committee in its resolution of 6 December 2022, enters into force on 1 January 2023.

SIX Exchange Regulation AG 12 Annex 1 – Equity Securities Regular Reporting Obligations regarding the Maintenance of Listing – Primary-Listed Equity Securities 1.01 Change of name of the issuer. Within 5 trading days following entry in the ‒ Name old/new; Connexor Reporting Yes. Commercial Register, but in any case no later ‒ Web address old/new; electronic reporting than 10.00 am on the last trading day prior ‒ Ticker symbol old/new; platform. to the date of exchange modification. ‒ Security no. and ISIN old/new; ‒ Date of the exchange modification.

‒ Extract from the Commercial Register as PDF; ‒ Articles of association as PDF.

1.02 Change of address of registered Within 5 trading days following entry in the ‒ Name; Connexor Reporting - office/place of primary manage- Commercial Register. ‒ Address, P.O. box; electronic reporting ment. ‒ Tel. no.; platform. ‒ e-mail address.

Extract from the Commercial Register 1.03 Change of address for the delivery Immediately upon occurrence. ‒ Name; Connexor Reporting - of legally relevant documents. ‒ Address, P.O. box; electronic reporting ‒ Tel. no.; platform.

SIX Exchange Regulation AG 13 1.04 Change of invoice address. Immediately upon occurrence. ‒ Name; Connexor Reporting - ‒ Address, P.O. box. electronic reporting 1.05 External auditors: ‒ 1.05 (1): Within 5 trading days following 1.05 (1): Connexor Reporting - ‒ 1.05 (1): Change of external entry in the Commercial Register. ‒ Name; electronic reporting auditors ‒ 1.05 (2): Immediately upon occurrence. ‒ Country of domicile; platform. ‒ 1.05 (2): Discontinuance of ‒ Register number of the competent supervision of their auditors by audit oversight authority; a foreign oversight audit au- ‒ Reason for the change (incl. comthority recognised by the Fed- ments on whether the auditors reeral Council (Art. 8 para. 2 of signed and whether there were any the Audit Oversight Act in con- unresolved differences of opinion junction with Art. 10 of the Au- between issuer and auditors at the dit Oversight Ordinance). time of the change).

Extract from the Commercial Register 1.05 (2): ‒ Name (company) of their foreign auditors; name of the foreign audit oversight authority; effective date of the discontinuance/reintroduction of oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council.

1.06 Change of balance sheet date Immediately upon occurrence. Statement of the old and new balance Connexor Reporting - (close of financial year). sheet date. electronic reporting SIX Exchange Regulation AG 14 1.07 Changes to contact persons: Immediately upon occurrence. ‒ Last name, first name; Connexor Reporting - ‒ 1.07 (1) Chairman of the Board ‒ Address for correspondence; electronic reporting of Directors; ‒ Direct telephone number; platform. ‒ 1.07 (2) Chief Executive Officer; ‒ Direct e-mail address; ‒ 1.07 (3) Chief Financial Officer; ‒ Team e-mail address; ‒ 1.07 (4) Head of Investor Rela- ‒ Language for correspondence. tions; ‒ Contact person for the disclo- Additionally for the contact persons sure of potentially pricefor: sensitive information (pursuant ‒ the disclosure of potentially priceto the Directive on Ad hoc Pubsensitive information and licity); ‒ regular reporting obligations: ‒ 1.07 (6) Contact person for mobile phone number. regular reporting obligations in accordance with this Directive.

SIX Exchange Regulation AG 15 1.08 Changes to the following weblinks Immediately upon occurrence. Weblink. Connexor Reporting - (URLs): electronic reporting ‒ 1.08 (1) Issuer's general web- platform. site; ‒ 1.08 (2) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); ‒ 1.08 (3) Directory of ad hoc notices (pull system pursuant to Art. 9 Directive Ad hoc Publicity); ‒ 1.08 (4) Corporate calendar; ‒ 1.08 (5) Directory of financial statements (annual and semiannual reports).

1.09 Change of business activity (in- Upon change. Description of new business activity: Connexor Reporting - vestment or real estate company). the company is now an investment or electronic reporting real estate company pursuant to the platform. Listing Rules.

1.10 Change of investment poli- No later than 5 trading days following the reso- Document setting out the new invest- Connexor Reporting - cy/compensation model for in- lution of the competent body within the com- ment policy/the new compensation electronic reporting vestment and real estate compa- pany. model as PDF. platform. nies, pursuant to Art. 76 para. 1 and Art. 84 para. 1 LR SIX Exchange Regulation AG 16 1.11 Issuers with publicly announced Immediately upon occurrence. Where an independent securities firm Connexor Reporting - buyback programmes pursuant to has been commissioned: electronic reporting

Art. 123 of the Financial Market platform.

Infrastructure Ordinance: report Enclosure: stating whether an independent Extract from the contract as PDF. securities firm or a trading unit (if the issuer itself is a securities firm) that is segregated with information barriers has been commissioned to undertake the buyback programme (Art. 124 para. 2 lit. a and b Financial Market Infrastructure Ordinance).

1.12 Change in the currency in which Within 5 trading days following the entry of the ‒ Specification of the old and new Connexor Reporting Yes the capital is expressed currency change in the Commercial Register, currencies; electronic reporting but in any case no later than 10.00 a.m. on ‒ Date of the exchange modification. platform. the last trading day prior to the date of exchange modification. No more than 10 trad- ing days may elapse between the entry of the ‒ Extract from the commercial regiscurrency change in the Commercial Register ter as PDF; and the date of exchange modification. Articles of association as PDF.

SIX Exchange Regulation AG 17

Regular reporting obligations in connection with financial reporting 2.01 Submission of financial state- Upon publication of the report, but in any case Report as PDF. Connexor Reporting - ments: within the following deadlines: electronic reporting ‒ 2.01 (1) Annual report and, if ‒ Annual report: platform. issuers are listed in the regula- 4 months following the closing date for the tory standard Sparks and financial year (balance sheet date); choose publication pursuant to ‒ Interim (semi-annual) report:

Art. 4 para. 2 Directive Corpo-

months following the balance sheet date. rate Governance: separate document with information on The separate document containing information Corporate Governance; on Corporate Governance must be sent at the same time as the annual report. ‒ 2.01 (2) Semi-annual report.

2.02 Quarterly financial statements Upon publication, but no later than 2 months Form of submission: Submissions must be - pursuant to Art. 89n and 89o LR following the balance sheet date. The submis- ‒ Paper form; made by post. If the and to the Directive on Exemptions sion deadlines for financial statements set out ‒ If the annual or interim (semi- annual or interim regarding Duration of Existence of in Point 2.01 of this Annex apply if the interim annual) report is submitted instead (semi-annual) report is the Issuer (Directive Track Record (semi-annual) or annual report is submitted of the second or fourth quarterly submitted instead of (DTR)). instead of the second or fourth quarterly statement, then the statement the second or fourth statement. must be submitted as a PDF file. quarterly statement, then the submission must be made via the Connexor Reporting electronic reporting 2.03 Report on opting in pursuant to Upon occurrence. ‒ Indication of the internationally Connexor Reporting -

Art. 9 para. 1 Directive Corporate recognised standard applied; electronic reporting

Governance (sustainability report- ‒ Reporting interval; platform. ing). ‒ Weblink.

SIX Exchange Regulation AG 18

Regular reporting obligations in connection with the general meeting of shareholders (GMS) 3.01 Date of GMS. As soon as determined. ‒ Date; Connexor Reporting - ‒ Venue of GMS; electronic reporting ‒ Start of GMS. platform.

3.02 Issuers with listed registered As soon as determined. ‒ Date; Connexor Reporting - shares: ‒ Exact time of closure. electronic reporting Date of closure of share register. platform.

3.03 Invitation to GMS. No later than 20 calendar days prior to the Enclosure: Connexor Reporting - GMS. Agenda as PDF, or media release with electronic reporting the same content, as PDF. platform.

3.04 Resolutions of the GMS. No later than 1 trading day following GMS. Enclosure: Connexor Reporting - Resolutions as per the agenda as PDF, electronic reporting or media release with the same con- platform. tent, as PDF.

3.05 Resolution on opting out/opting up Within 5 trading days following the GMS. Description of the special clauses in Connexor Reporting - pursuant to Art. 125 para. 3 and the articles of association pursuant to electronic reporting

Art. 135 para. 1 of the Financial Art. 125 and Art. 135 of the Financial platform.

Market Infrastructure Act. Market Infrastructure Act.

Enclosure: Articles of association as PDF.

3.06 For issuers with listed registered Within 5 trading days following entry in the Description of the restrictions on Connexor Reporting - shares and domiciled in Switzer- Commercial Register. transferability. electronic reporting land: Resolution on restrictions on platform. transferability, pursuant to Enclosure: Articles of association as

Art. 685d ff. of the Swiss Code of PDF.

Obligations.

SIX Exchange Regulation AG 19

Regular reporting obligations in connection with dividends 4.01 Dividend report. As soon as determined. ‒ Date of ex-dividend trading (ex Connexor Reporting Yes. date); electronic reporting Preliminary (indicative) report: ‒ Date on which dividends are paid platform. out (pay date); In any case no later than 20 calendar days prior to the GMS. ‒ Category of securities; ‒ Security no., ISIN; Final report: One trading day following the GMS, but in any case no later than 10.00 am on the last trading day prior to the date of ex-dividend trading. ‒ Any further details.

Additionally in the case of stock dividends: ‒ Information on whether the issuer's own existing equity securities are to be used, or new equity securities created as part of a capital increase; ‒ ISIN of the equity securities that are to be distributed; ‒ Subscription ratio between the equity securities that are held and those which are to be distributed.

Additionally in the case of commodity dividends:

SIX Exchange Regulation AG 20

Regular reporting obligations in connection with the capital structure 5.01 Creation/cancellation of the condi- Within 5 trading days following en- Enclosures: Connexor Reporting - tional capital or introduc- try/cancellation in the Commercial Register. Articles of association as PDF; electronic reporting tion/withdrawal of the capital band in the case of capital band: platform. (e.g. expiry of the term, capital Creation of conditional capital: additionally, extract from the Comincrease or decrease, change in 15 trading days following the GMS. mercial Register as PDF. the currency in which the capital is expressed, decision to repeal).

5.02 Reporting of conditional capital. Monthly report from the time at which the ‒ Category of securities; Connexor Reporting - conditional capital is formally listed; prepared ‒ Security no., ISIN; electronic reporting on the first trading day of the following month. ‒ Purpose (pursuant to articles of platform. association); The issuer may submit a written application for ‒ Term of warrant or convertible exemption from this provision if no options or bonds; conversion rights will be exercised for a long ‒ Number of outstanding securities; period. The exemption applies for a maximum ‒ Number of exercised securities; of one year. ‒ Remaining conditional capital.

5.03 Commercial Register entry of new- Within 5 trading days following entry in the Enclosure: Connexor Reporting - ly created securities from condi- Commercial Register. Extract from the Commercial Register electronic reporting tional capital. as PDF. platform.

SIX Exchange Regulation AG 21 5.04 Capital reduction (ordinary capital Within 5 trading days following the entry of the By cancellation of shares: Connexor Reporting Yes. reduction; capital reduction with capital reduction in the Commercial Register, ‒ Date of the exchange modification; electronic reporting simultaneous capital increase, or but in any case no later than 10.00 am on the ‒ New number of issued equity secu- platform. declarative capital reduction, capi- last trading day prior to the date of ex- rities: tal reduction within the capital change modification. No more than 10 tradband). ing days may elapse between the entry of the capital reduction in the Commercial Register By redemption: and the date of exchange modification. ‒ Payment date; ex date; ‒ New number of issued equity securities; ‒ Old/new nominal value;

Capital reduction with simultaneous capital increase, and declarative capital reduction: The content of the report varies depending on the structure of the transaction in each specific case.

‒ Extract from the Commercial Register as PDF; ‒ Articles of association as PDF.

SIX Exchange Regulation AG 22 5.05 For issuers with no domicile in No later than 5 trading days after the change ‒ New total number of issued equity Connexor Reporting - Switzerland: takes effect. securities; electronic reporting ‒ New number of associated voting platform. rights; The current total of issued equity securities, and the associated vot- ‒ Date of change. ing rights pursuant to Art. 115 para. 3 of the Financial Market Infrastructure Ordinance.

SIX Exchange Regulation AG 23 Annex 2 – Bonds and Conversion Rights Regular Reporting Obligations regarding the Maintenance of Listing – Bonds and/or Conversion Rights Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 1.01 Change of name of the issuer. Within 5 trading days following ‒ Name old/new; web ad- Official Notice via e-mail to Website and dispatch to entry in the Commercial Register. dress old/new; zulassung@six-group.com. interested parties. ‒ Ticker symbol old/new; security no./ISIN; ‒ Copies of extract from Commercial Register and articles of association.

1.02 Change of address of registered Within 5 trading days following ‒ Name; address; P.O. Box Official Notice via e-mail to Website and dispatch to office/place of primary manage- entry in the Commercial Register. no; tel. no.; zulassung@six-group.com. interested parties. ment. ‒ Copy of extract from the Commercial Register SIX Exchange Regulation AG 24 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 1.03 External auditors: ‒ 1.03 (1): Within 5 trading days 1.03 (1): Official Notice via e-mail to Website and dispatch to ‒ 1.03 (1): Change of external following entry in the Commer- ‒ Name (company); country zulassung@six-group.com. interested parties. auditors. cial Register. of domicile; register num- ‒ 1.03 (2): Discontinu- ‒ 1.03 (2): Immediately upon oc- ber from the Federal Audit ance/introduction or reintro- currence. Oversight Authority; duction of supervision of the ‒ Reason the issuer has auditors by a foreign oversight changed auditor (incl. audit authority recognised by comments on whether it the Federal Council was the auditors who re- (Art. 8 para. 2 of the Audit Over- signed). sight Act in conjunction with 1.03 (2):

Art. 10 of the Audit Oversight

‒ Name (company) of their Ordinance). foreign auditors; name of the foreign audit oversight authority; effective date of the discontinuance/reintroduction of oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council. ‒ Security no./ISIN of the issuer’s listed bonds.

1.04 Change of financial reporting Within 5 trading days of publication ‒ Pursuant to Art. 6 and 7 Official Notice via e-mail to Website and dispatch to standard. of the annual report. Directive Financial Report- zulassung@six-group.com. interested parties. ing.

1.05 URL of published annual financial Upon publication, at latest within Link to the published annual Via e-mail to SIX Exchange Regulation statements. deadlines as stipulated by Art. 21 reports, as stipulated by Art. 13 listing@six-group.com. may publish the link on its and 10 Directive Financial Report- Directive Financial Reporting. website. ing.

SIX Exchange Regulation AG 25 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by

Regular reporting obligations concerning information on the securities - Bonds 2.01 Amortisations. Immediately following cancellation ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to of securities. ‒ Maturity date; zulassung@six-group.com. interested parties; ‒ Amount. ‒ Publication in accordance with conditions.

2.02 Early redemption. According to terms and conditions ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to of the bond. ‒ Date; zulassung@six-group.com. interested parties; ‒ Type of redemption; ‒ Publication in accord- ‒ Amount; ance with conditions.

‒ Price/currency;

2.03 Increases. According to terms and conditions ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to of the bond. ‒ Date; zulassung@six-group.com. interested parties; ‒ Amount; ‒ Publication in accord- ‒ Price/currency; ance with conditions.

2.04 Floating-rate bonds: Notification by no later than 4.00 ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to New interest rate. pm 2 trading days before the in- ‒ New interest rate; zulassung@six-group.com. interested parties; terest rate goes into effect. ‒ Term of new interest rate; ‒ Publication in accordance with conditions.

2.05 Change in customs. According to terms and conditions ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to of the bond. ‒ Old/new interest conven- zulassung@six-group.com. interested parties; tions; valid from. ‒ Publication in accordance with conditions.

SIX Exchange Regulation AG 26 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 2.06 Reorganisation, restructuring, facts Immediately upon occurrence of ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to pertaining to flat trading, infor- the event. ‒ Press communiqués; zulassung@six-group.com. interested parties; mation requirements in case of ‒ All relevant documentation ‒ Publication in accordnon-performing bonds. issued to bondholders. ance with conditions.

2.07 Change of borrower (Change of No later than one trading day prior ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to issuer/guarantor) to change of borrower entering ‒ Date; zulassung@six-group.com. interested parties; into legal force. ‒ Type of redemption; ‒ Publication in accord- ‒ Amount; ance with conditions.

‒ Price/currency;

2.08 Change of paying agent/exercise No later than one day prior to ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to agent. change entering into legal force. ‒ Information regarding the zulassung@six-group.com. interested parties; previous as well as the new ‒ Publication in accordpaying agent/exercise ance with conditions. agent.

2.09 Invitation to general meeting of Upon dispatch to bondholders. ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to bondholders. ‒ New interest rate; zulassung@six-group.com. interested parties; ‒ Term of new interest rate; ‒ Publication in accord- ‒ Reference to the applicable ance with conditions.

SIX Exchange Regulation AG 27 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 2.10 Resolutions of general meeting of Immediately following entry into ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to bondholders. legal force. ‒ Official text of resolutions zulassung@six-group.com. interested parties; of general meeting of ‒ Publication in accordbondholders; ance with conditions. ‒ Information on amendments to bond terms and conditions, incl. validity date.

2.11 Bankruptcy, composition, or other 1) Upon petition of borrower; ‒ Petition of borrower (1); Official Notice via e-mail to ‒ Website and dispatch to insolvency and liquidation proceed- or ‒ All relevant documentation zulassung@six-group.com. interested parties; ings. 2) Upon occurrence of the event. (incl. all decisions taken ‒ Publication in accordwith regard to bankruptcy, ance with conditions. composition or other insolvency or liquidation proceedings) provided to creditors and/or bondholders (1 and 2).

SIX Exchange Regulation AG 28 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by

Regular reporting obligations concerning information on the securities - Conversion rights 3.01 Exercise of conversion rights. Monthly. ‒ Separately for each security Via e-mail to - (incl. security no./ISIN); listing@six-group.com. ‒ Number of exercised rights.

3.02 Capital events affecting the under- Immediately upon occurrence of ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to lying: the event. ‒ Security no./ISIN of under- zulassung@six-group.com. interested parties; Adjustment of conversion price or lying; ‒ Publication in accordconversion terms. ‒ Old/new conversion condi- ance with conditions. tions (conversion price, conversion ratio, etc.).

3.03 Non-exercised conversion rights Immediately following expiry of ‒ Security no./ISIN; Via e-mail to - upon expiry of the conversion peri- deadline. ‒ Number of securities; listing@six-group.com. od. ‒ Reference with regard to the intended use of the remaining conditional capital.

SIX Exchange Regulation AG 29 Annex 3 – Derivatives Regular Reporting Obligations regarding the Maintenance of Listing – Derivatives Point Reportable fact Timing of report Contents of the report Manner of transmission Manner of publication by 1.01 Change of name of the issuer. Within 5 trading days following ‒ Name old/new; web address Official Notice via e-mail to Website and dispatch to entry in the Commercial Register. old/new; zulassung@six- interested parties. ‒ Ticker symbol old/new; security group.com. no./ISIN; ‒ Copies of extract from Commercial Register and articles of association. 1.02 Change of address of registered Within 5 trading days following ‒ Name; address; P.O. Box; tel. Official Notice via e-mail to Website and dispatch to office/place of primary manage- entry in the Commercial Register. no.; zulassung@six- interested parties. ment. ‒ Copy of extract from the Com- group.com. mercial Register. 1.03 Loss of required permit granted by Immediately following notifica- Copies of formal decision by super- Via e-mail to relevant supervisory authority. tion of decision by supervisory visory authority. listing@six-group.com. authority. 1.04 Change of financial reporting Within 5 trading days of publica- Pursuant to Art. 7 Directive Finan- Official Notice via e-mail to Website and dispatch to standard. tion of the annual report. cial Reporting. zulassung@six- interested parties. group.com. 1.05 URL of published annual financial Upon publication, at the latest Link to the published annual re- Via e-mail to SIX Exchange Regulation statements. within the deadlines stipulated by ports, as stipulated by Art. 13 Di- listing@six-group.com. may publish the link on its

Art. 21 and 10 Directive Financial rective Financial Reporting. website.

Reporting.

SIX Exchange Regulation AG 30 Point Reportable fact Timing of report Contents of the report Manner of transmission Manner of publication by

Regular reporting obligations concerning information on the securities1 2.01 Adjustments to the terms and con- Immediately upon occurrence of ‒ Security no./ISIN; ‒ Official Notice via e- ‒ Website and dispatch to ditions of the securities, e.g. with the event. ‒ Security no./ISIN of underlying; mail to interested parties; regard to the strike price or sub- zulassung@six- ‒ Publication in accord- ‒ Terms and conditions old/new scription ratio. group.com ance with conditions. (exercise price, subscription ratio, etc.). ‒ Connexor Events 2.02 Increase or reduction in number of Immediately upon occurrence of ‒ Security no./ISIN; Connexor Events ‒ Website and dispatch to securities. the event. ‒ Number of securities old/new. interested parties; ‒ Publication in accordance with conditions. 2.03 Achievement of threshold values Immediately upon achievement ‒ Security no./ISIN; ‒ Connexor Events ‒ Website and dispatch to that might affect the price or valua- of the threshold value within the ‒ Security no./ISIN of underlying. ‒ Trading interface interested parties; tion of the derivative (e.g. in the deadlines defined in SIX Swiss according to SIX Swiss ‒ Publication in accordcase of barrier options). Exchange Directive 3: Trading. Exchange Directive 3: ance with conditions. Trading (regarding suspension of trading in derivatives with path-dependent structures) 2.04 Determination during duration of Immediately upon determination ‒ Security no./ISIN; ‒ Official Notice via e- ‒ Website and dispatch to the derivative of a price parameter of the new price parameter. ‒ Security no./ISIN of underlying; mail to interested parties; relevant to its valuation/payment zulassung@six- ‒ Publication in accord- ‒ Terms and conditions old/new. (e.g. fixing of a new coupon rate for group.com ance with conditions. derivatives with interest payment). ‒ Connexor Events

Included are all derivatives that can be listed on SIX Swiss Exchange.

SIX Exchange Regulation AG 31 Point Reportable fact Timing of report Contents of the report Manner of transmission Manner of publication by 2.05 Temporary interruption or perma- Immediately upon occurrence of ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to nent cessation of regular price the event. ‒ Security no./ISIN of underlying; zulassung@six- interested parties; determination for the underlying group.com. ‒ Publication in accord- ‒ Terms and conditions old/new. instrument (owing to trading sus- ance with conditions. pensions, delisting of underlying instrument, or similar events). 2.06 Exchange of underlying (e.g. owing Immediately upon occurrence of ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to to capital events affecting the un- the event. ‒ Security no./ISIN of underlying; zulassung@six- interested parties; derlying, such as restructuring group.com. ‒ Publication in accord- ‒ Terms and conditions old/new; measures or similar). ance with conditions. point in the terms and conditions of the derivative. 2.07 Early termination by issuer (where According to terms and condi- Security no./ISIN Connexor Events ‒ Website and dispatch to provided for in the terms). tions. interested parties; ‒ Publication in accordance with conditions. 2.08 Changes regarding the issuer of Immediately upon occurrence of ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to the derivatives that might affect the event. ‒ Security no./ISIN of underlying; zulassung@six- interested parties; the price or valuation of the deriva- group.com. ‒ Publication in accord- ‒ Description of event; tive (e.g. insolvency, bankruptcy or ance with conditions. similar). ‒ Date; ‒ Effects. 2.09 Change of borrower (Change of Five days prior to change of bor- ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to issuer/creditor). rower entering into legal force. ‒ Information on new borrower zulassung@six- interested parties; (with inclusion of annual finan- group.com. ‒ Publication in accordcial report); ance with conditions. ‒ Information on continuation of guarantee, if applicable; point in the terms and conditions of the derivative.

SIX Exchange Regulation AG 32 Point Reportable fact Timing of report Contents of the report Manner of transmission Manner of publication by 2.10 Change of paying agent/exercise No later than one day prior to ‒ Security no./ISIN; Official Notice via e-mail to ‒ Website and dispatch to agent. change entering into legal force. ‒ Information regarding the pre- zulassung@six- interested parties; vious as well as the new paying group.com. ‒ Publication in accordagent/exercise agent. ance with conditions.

SIX Exchange Regulation AG 33 Annex 4 – Investment Funds Regular Reporting Obligations regarding the Maintenance of Listing – Collective Investment Schemes with a Contractual Basis 1.01 Change of name of the fund manage- In the event of a change of name of In the event of a change of name of Online form: Yes, in the ment, the issuer, the collective invest- the fund management or the collec- the fund management or the repre- “Official Notice Name event of a ment scheme or the representative in tive investment scheme: sentative in Switzerland: Change"; change of Switzerland pursuant to Art. 123 f. of Within 5 trading days after publication ‒ Date of change; Via e-mail: name of the the Collective Investment Schemes Act of the FINMA decision pursuant to reporting-obligations@six- issuer or the ‒ Name old/new. (collective investment schemes not Art. 27 para. 4 of the Collective Invest- group.com. collective domiciled in Switzerland). ment Schemes Act. investment In the event of a change of name of scheme. In the event of a change of name of the issuer or the collective investthe issuer or the representative in ment scheme: Switzerland: ‒ Date of the exchange modifica- Within 5 trading days after the decision tion; of the body responsible for the change ‒ Name old/new; of name. ‒ Security number and ISIN old/new (where appropriate). the issuer or the collective invest- ment scheme, the report must reach SIX Exchange Regulation in any case the fund management or the collecno later than 10.00 am on the last tive investment scheme: trading day prior to the date of ex- change modification.

the issuer or the representative in Switzerland: Decision as PDF.

SIX Exchange Regulation AG 34 1.02 Transfer of the registered office of the Within 5 trading days after publication ‒ Date; Online form: - fund management. of the decision of the supervisory au- ‒ Address, P.O. box; "Change of Registered Office". thority pursuant to Art. 27 para. 4 of ‒ E-mail address of the fund management.

1.03 Change of address for the delivery of Immediately upon occurrence. ‒ Name; Online form: - legally relevant documents. ‒ Address, P.O. box; "Change of Registered Office".

‒ Tel. no.; ‒ e-mail address; ‒ Language for correspondence. 1.04 Change of invoice address. Immediately upon occurrence. ‒ Name; Online form: - ‒ Address, P.O. box. "Change of Registered Office".

1.05 Change of fund management. Within 5 trading days after publication ‒ Date; Via e-mail: Yes. of the decision of the supervisory au- ‒ Name of the old fund manage- reporting-obligations@sixthority pursuant to Art. 27 para. 4 of ment. group.com.

With regard to the new fund management: ‒ Name; ‒ Address, P.O. box; ‒ Tel. no.; ‒ e-mail address.

SIX Exchange Regulation AG 35 1.06 Changes to contact persons: Immediately upon occurrence. ‒ Last name, first name; Online form: - ‒ 1.06 (1) Contact person at the fund ‒ Address for correspondence; "Contact Persons". management (collective investment ‒ Direct telephone number; scheme domiciled in Switzerland) ‒ Direct e-mail address; or at the representative in Switzer- ‒ Team e-mail address; land pursuant to Art. 123 f. of the Collective Investment Schemes Act ‒ Language for correspondence. (collective investment scheme not domiciled in Switzerland); Additionally for the contact persons ‒ 1.06 (2) Contact person for the for: disclosure of potentially price- ‒ the disclosure of potentially pricesensitive information, if the issuer sensitive information and is subject to the provisions of the ‒ regular reporting obligations: Directive on Ad hoc Publicity; mobile phone number. ‒ 1.06 (3) Contact person for regular with this Directive.

SIX Exchange Regulation AG 36 Point Reportable fact Timing of report Contents of the report Manner of transmission to Official 1.07 Changes to the following weblinks Immediately upon occurrence. Weblink. Via e-mail: - (URLs): reporting-obligations@six- ‒ 1.07 (1) Collective investment group.com. scheme's general website; ‒ 1.07 (2) Prospectuses; ‒ 1.07 (3) Directory of financial statements.

If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: ‒ 1.07 (4) Registration form for the email distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity). ‒ 1.07 (5) Directory of disclosures on price-sensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity).

Regular reporting obligations in connection with units 2.01 Repealed. 2.02 Repealed.

SIX Exchange Regulation AG 37 2.03 Distribution. As soon as determined. However, the ‒ Ex date; Online form: Yes. report must in any case reach SIX Ex- ‒ Date on which distribution is paid "Official notice: dividends” or change Regulation no later than 10.00 out (pay date); corresponding Excel file via eam on the last trading day prior to mail: ‒ Security no. and ISIN old/new; the date of exchange modification. reporting-obligations@six- ‒ Amount per unit (gross/net); group.com. ‒ Coupon no. (if any); ‒ Contact person;

If fund units are to be distributed instead of money, the following information must be given additionally: ‒ ISIN of the securities that are to be distributed; ‒ Subscription ratio between fund units held and those which are to be distributed.

Additionally in the case of a commodity dividend: Object of the distribution as a commodity dividends. 2.04 Change in the currency of the underly- As soon as determined. However, the ‒ Date of the exchange modifica- Online form: Yes. ing. report must in any case reach SIX Ex- tion; "Official Notice Change of change Regulation no later than ‒ Base currency old/new. Underlying". prior to the date of exchange modification. 2.05 Deferred redemption pursuant to When the resolution has been taken or Enclosure: Via e-mail: Yes.

Art. 81 of the Collective Investment decision made. Resolution by the fund management reporting-obligations@six-

Schemes Act. or decision of the supervisory au- group.com. thority as PDF.

SIX Exchange Regulation AG 38 2.06 For real estate funds: redemption of No later than 10.00 am on the final ‒ Name of the fund; Online form: Yes. units by the issuer. trading day before the effective ‒ Ticker symbol; "Official Notice Redemption of date. Units". ‒ Number of units redeemed; ‒ Effective date; ‒ Reason for redemption.

SIX Exchange Regulation AG 39 Annex 5 – Other Collective Investment Schemes Regular Reporting Obligations regarding the Maintenance of Listing – Collective Investment Schemes Based on Company Law 1.01 Change of name of the issuer or of the In the event of a change of name of ‒ Name old/new; Online form: Yes. name of collective investment scheme. the issuer or the collective invest- ‒ Web address old/new; "Official Notice Name ment scheme: Within 5 trading days Change". ‒ Ticker symbol old/new; after publication of the FINMA decision pursuant to Art. 27 para. 4 of the Col- ‒ Security no. and ISIN old/new; lective Investment Schemes Act. How- ‒ Date of the exchange modificaever, the report must in any case reach tion. SIX Exchange Regulation no later than 10.00 am on the last trading day Enclosures: prior to the date of exchange modi- In the event of a change of name of fication the issuer:

‒ Articles of association as PDF; ‒ Extract from the Commercial Register as PDF.

the collective investment scheme: 1.02 Change of address of registered of- Within 5 trading days following entry ‒ Name; Online form: - fice/place of primary management. in the Commercial Register. ‒ Address, P.O. box; "Change of Registered Office".

‒ Tel. no.

Extract from the Commercial Register as PDF.

SIX Exchange Regulation AG 40 1.03 Change of address for the delivery of Immediately upon occurrence. ‒ Name; Online form: - legally relevant documents. ‒ Address, P.O. box; "Change of Registered Office".

1.04 Change of invoice address. Immediately upon occurrence. ‒ Name; Online form: - ‒ Address, P.O. box. "Change of Registered Office".

1.05 Changes to contact persons: Immediately upon occurrence. ‒ Last name, first name; Online form: - ‒ 1.05 (1): Chairman of the Board of ‒ Address for correspondence; "Contact Persons". Directors; ‒ Direct telephone number; ‒ 1.05 (2): Chief Executive Officer; ‒ Direct e-mail address; ‒ 1.05 (3): Chief Financial Officer; ‒ Team e-mail address; ‒ 1.05 (4) Head of Investor Relations; ‒ Language for correspondence. ‒ 1.05 (5) Contact person for the disclosure of potentially price- Additionally for the contact persons sensitive information, if the issuer for: is subject to the provisions of the ‒ the disclosure of potentially price- Directive on Ad hoc Publicity; sensitive information and ‒ 1.05 (6) Contact person for regular ‒ regular reporting obligations: mobile phone number. with this Directive.

Additionally for issuers with no registered office in Switzerland: ‒ 1.05 (7) Contact person at the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act.

SIX Exchange Regulation AG 41 Point Reportable fact Timing of report Contents of the report Manner of transmission to Official 1.06 Changes to the following weblinks Immediately upon occurrence. Weblink. Via e-mail: - (URLs): reporting-obligations@six- ‒ 1.06 (1) Issuer's general website; group.com. ‒ 1.06 (2) Corporate calendar; ‒ 1.06 (3) Directory of financial statements.

If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: ‒ 1.06 (4) Registration form for the email distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); ‒ 1.06 (5) Directory of disclosures on price-sensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity).

Regular reporting obligations in connection with units 2.01 Repealed. 2.02 Repealed.

SIX Exchange Regulation AG 42 2.03 Dividend report. As soon as determined. However, the ‒ Date of ex-dividend trading (ex Online form: Yes. report must in any case reach SIX Ex- date); "Official notice: dividends” or change Regulation no later than ‒ Date on which dividends are paid corresponding Excel file via e- 10.00 am on the last trading day out (pay date); mail: prior to the date of the ex dividend reporting-obligations@six- trading group.com. ‒ Security no. and ISIN; ‒ Gross amount per share;

Additionally in the case of stock dividends ‒ Information on whether the issuer's own existing shares are to be used or new shares are created in the framework of a capital increase; ‒ ISIN of the shares that are to be distributed; ‒ Subscription ratio between shares held and those which are to be distributed.

Additionally in the case of commodity dividends: 2.04 Change in the currency of the underly- As soon as determined. However, the ‒ Date of the exchange modifica- Online form: Yes. ing. report must in any case reach SIX Ex- tion; "Official Notice Change of change Regulation no later than ‒ Base currency old/new. Underlying". prior to the date of exchange modification SIX Exchange Regulation AG 43 2.05 For real estate funds: redemption of No later than 10.00 am on the final ‒ Name of the fund; Online form: Yes. units by the issuer. trading day before the effective ‒ Ticker symbol; "Official Notice Redemption of date. Units". ‒ Number of units redeemed; ‒ Effective date; ‒ Reason for redemption.

Regular reporting obligations in connection with the general meeting of shareholders (GMS) 3.01 Date of GMS. As soon as determined. Date. Via e-mail: - reporting-obligations@sixgroup.com. 3.02 Invitation to GMS. No later than 20 calendar days prior to Enclosure: Via e-mail: - the GMS. Agenda as PDF, or media release reporting-obligations@sixwith the same content, as PDF. group.com. 3.03 Resolutions of the GMS. No later than 1 trading day following Enclosure: Via e-mail: - GMS. Resolutions as per the agenda as reporting-obligations@six- PDF, or media release with the same group.com. content, as PDF.

SIX Exchange Regulation AG 44 Annex 6 – Secondary-Listed Equity Securities Regular Reporting Obligations regarding the Maintenance of Listing – Secondary-Listed Equity Securities

Regular reporting obligations concerning information on the issuer: 1.01 Change of name of the issuer. The report must reach SIX Exchange ‒ Name old/new; Online form: Yes. Regulation no later than 10.00 am on ‒ Ticker symbol old/new; "Official Notice Name the last trading day prior to the date Change". ‒ Security no. and ISIN old/new; of exchange modification. ‒ Date of exchange modification on the primary exchange. 1.02 Change of address of registered of- Within 5 trading days following the ‒ Name; Online form: - fice/place of primary management. change. ‒ Address, P.O. box; "Change of Registered Office".

‒ Tel. no. 1.03 Change of address for the delivery of Immediately upon occurrence. ‒ Name; Online form: - legally relevant documents. ‒ Address, P.O. box; "Change of Registered Office".

1.04 Change of external auditors. Immediately upon occurrence. ‒ Name; Via e-mail: - ‒ Country of domicile; reporting-obligations@sixgroup.com. ‒ Register number of the competent audit oversight authority.

SIX Exchange Regulation AG 45 1.05 Changes to contact persons: Immediately upon occurrence. ‒ Name; Online form: - ‒ 1.05 (1): Contact person for the ‒ Address for correspondence; "Contact Persons". disclosure of potentially price- ‒ Telephone number; sensitive information; ‒ 1.05 (2): Contact person for regular ‒ Team e-mail address; with this Directive; ‒ Language for correspondence.

‒ 1.05 (3): Recognised representation in Switzerland, if any. 1.06 Submission of disclosures of potential- Upon publication of the ad hoc notice. Enclosure: Via e-mail: - ly price-sensitive information pursuant Media release. adhoc@six-group.com. to Title 1 Directive Foreign Companies. 1.07 Confirmation from the primary ex- Once a year at the request of SIX Ex- Confirmation from the primary ex- Via e-mail: - change of the number of listed equity change Regulation. change that the issuer has listed reporting-obligations@sixsecurities. equity securities on it (incl. the num- group.com. ber of listed equity securities, and a signature).

SIX Exchange Regulation AG 46 1.08 Information in accordance with the Once a year at the request of SIX Ex- ‒ Name of the issuer; Via e-mail: - form for the annual data collection change Regulation. ‒ Address of the registered office of reporting-obligations@sixsurvey pursuant to Art. 20 Directive the issuer, or the location of its group.com. Foreign Companies. primary management; ‒ Language for correspondence; ‒ Company website; ‒ ISIN; ‒ Security no. on SIX Swiss Exchange; ‒ Contact persons (incl. e-mail addresses) for:

1. Disclosure of potentially pricesensitive information;

2. Regular reporting obligations in accordance with this Directive;

3. Admission procedures (representative in Switzerland, if any); ‒ Capital structure:

1. Outstanding equity securities;

2. Conditional capital and/or the lower and upper capital band threshold, if any;

3. Capital transactions carried out during the year; ‒ Dividend payments/anticipated ex-dividend date (ex date) on primary exchange (if known on survey date).

SIX Exchange Regulation AG 47

Regular reporting obligations in connection with dividends 2.01 Dividend report. As soon as determined. However, the ‒ Date of ex-dividend trading (ex Online form: Yes. report must in any case reach SIX Ex- date); "Official Notice Dividends". change Regulation no later than ‒ Payment date; prior to the date of the ex dividend trading ‒ Security no. and ISIN old/new;

Additionally in the case of stock dividends:

‒ Information on whether the issuer's own existing equity securities are to be used, or new equity securities created as part of a capital increase; ‒ ISIN of the equity securities that are to be distributed; ‒ Subscription ratio between the equity securities that are held and those which are to be distributed.

Additionally in the case of commodity dividends:

SIX Exchange Regulation AG 48

Regular reporting obligations in connection with the capital structure 3.01 Capital increase concerning listed equi- The report must reach SIX Exchange ‒ Category of securities; Online form: Yes. ty securities. Regulation no later than 10.00 am on ‒ Ex date; "Official Notice: capital structhe last trading day prior to the date ture". ‒ New number of issued equity of exchange modification ‒ Current level of company capital; 3.02 Splits concerning listed equity securi- The report must reach SIX Exchange ‒ Category of securities; Online form: Yes. ties (e.g. share splits). Regulation no later than 5 trading days ‒ Security no. and ISIN old/new; "Official Notice: capital strucprior to the date of exchange modifica- ture". ‒ Ex date; tion. ‒ Nominal value old/new; ‒ Old number of issued equity securities; ‒ New number of issued equity SIX Exchange Regulation AG 49 3.03 Capital reduction concerning listed The report must reach SIX Exchange By cancellation of shares: Online form: Yes. equity securities. Regulation no later than 10.00 am on ‒ Ex date; "Official notice capital dethe last trading day prior to the date crease". ‒ Old number of issued equity seof exchange modification. curities; ‒ New number of issued equity securities.

By redemption: ‒ Payment date; ex date; ‒ Security no. and ISIN; ‒ Old number of issued equity securities; ‒ New number of issued equity ‒ Old/new nominal value; ‒ Reference to the secondary listing, including mention of the ‒ Trading currency on SIX Swiss SIX Exchange Regulation AG 50

Regular Reporting Obligations in Connection with the Restructuring of the Issuer 4.01 ‒ Restructuring: The report must reach SIX Exchange ‒ Category of securities; Online form: Yes. ‒ 4.01 (1) Merger; Regulation no later than 5 trading days ‒ Security no. and ISIN old/new; "Official notice restructuring". prior to the date of exchange modifica- ‒ 4.01 (2) Spin-off. ‒ Date of exchange modification tion. (ex date); ‒ Nominal value old/new; ‒ Per company: Number of equity securities before/after; ‒ Industrial sector; Exchange; ‒ Any further details.

SIX Exchange Regulation AG 51