Directive Regular Reporting Obligations
(DRRO)

Art. 1 Object....................................................................................................................................................... 3

Art. 2 Reportable facts ..................................................................................................................................... 3

Art. 3 Recipients of reportable facts............................................................................................................... 3

II Form and content of reports ................................................................................................................ 3

Art. 4 Form in which the reportable facts are to be transmitted................................................................ 3

Art. 5 Mandatory information ......................................................................................................................... 4

Art. 6 Official Notice ......................................................................................................................................... 4

Art. 7 Confidentiality......................................................................................................................................... 4

III Responsibility.......................................................................................................................................... 5

Art. 8 Responsibility.......................................................................................................................................... 5

IV Regular reporting obligations .............................................................................................................. 5

Art. 9 Regular reporting obligations for issuers of equity securities with their primary or main listing

with the SIX Swiss Exchange................................................................................................................. 5

Art. 10 Regular reporting obligations for issuers of bonds and/or conversion rights .............................. 6

Art. 11 Regular reporting obligations for issuers of derivatives................................................................... 7

Art. 12 Regular reporting obligations for issuers of collective investment schemes with a contractual

basis ......................................................................................................................................................... 8

Art. 13 Regular reporting obligations for issuers of collective investment schemes based on company

law ............................................................................................................................................................ 8

Art. 14 Regular reporting obligations for issuers of secondary-listed equity securities ........................... 9

V Authorities............................................................................................................................................. 10

Art. 15 Delegation............................................................................................................................................. 10

VI Final provisions..................................................................................................................................... 10

Art. 16 Entry into force ..................................................................................................................................... 10

Art. 17 Revisions................................................................................................................................................ 10

Annex 1 – Equity Securities.................................................................................................................................... 11 Annex 2 – Bonds and Conversion Rights ............................................................................................................. 19 Annex 3 – Derivatives ............................................................................................................................................. 23 Annex 4 – Investment Funds ................................................................................................................................. 26 Annex 5 – Other Collective Investment Schemes ............................................................................................... 31 Annex 6 – Secondary-Listed Equity Securities..................................................................................................... 36 SIX Exchange Regulation AG ii Basis Art. 3 para. 9, Art. 6 and 55 LR and Art. 21 Directive Foreign Companies I General provisions

Art. 1 Object

This Directive governs the content and form of regular reporting obligations in connection with maintaining listing, and the details of how these obligations are to be fulfilled. It does not cover the regular reporting obligations associated with exchange traded products (ETP). These latter obligations are laid down in the Additional Rules for the Listing of Exchange Traded Products.

If a reportable fact with regard to bonds and/or conversion rights, or derivatives (Annexes 2 and 3) must be published as a "Publication in accordance with conditions", then the details of publication are governed by the terms and conditions disclosed in the corresponding listing prospectus.

Art. 2 Reportable facts

The Annexes contain the following information on the individual regular reporting obligations: 1. content of obligation; 2. timing of report; 3. type of submission; 4. any enclosures that must be submitted; 5. whether or not the report will be published by SIX Swiss Exchange Ltd («SIX Swiss Exchange»).

Art. 3 Recipients of reportable facts

The issuer must transmit the reportable facts to SIX Exchange Regulation AG ("SIX Exchange Regulation").

II Form and content of reports

Art. 4 Form in which the reportable facts are to be transmitted

In transmitting reportable facts pursuant to Annex 1 an issuer of equity securities with a primary or main listing on the Exchange must use the Connexor Reporting electronic reporting platform ("Connexor Reporting"). If, exceptionally, Connexor Reporting is unavailable for technical reasons, the issuer must use the means listed in para. 2 below to transmit the reportable facts.

The issuer must transmit the reportable facts pursuant to Annexes 2 and 4–6 (bonds, conversion rights, collective investment schemes and secondary-listed equity securities) by e-mail. The issuer must use online forms to transmit certain reportable facts.

The issuer must use e-mail or Connexor Events to transmit the reportable facts listed in Annex 3 (derivatives). See also – Online forms – Access page for Connexor Reporting – Access page for Connexor Events SIX Exchange Regulation AG 3

Art. 5 Mandatory information

Each report must contain the following information: 1. name of the issuer; 2. identity of the person submitting the report (incl. telephone number and e-mail address for any enquiries); 3. description of the reporting obligation in question.

The relevant Annex (including the relevant point) must be stated explicitly in reports transmitted in fulfilment of the regular reporting obligations set out in Annexes 2 to 6 (bonds, conversion rights, derivatives, collective investment schemes and secondary-listed equity securities).

Art. 6 Official Notice

If the Annexes provide for information on a reportable fact to be disseminated by means of an "Official Notice", the issuer must transmit the text of the "Official Notice" to SIX Exchange Regulation electronically at the earliest possible date but, providing no differing regulation applies, no later than 10.00 am on the last trading day prior to the desired date of publication. The issuer must notify the desired date of publication to SIX Exchange Regulation.

The "Official Notice" must contain the mandatory information required for the reportable fact in question, as listed in the corresponding Annexes.

The issuer must transmit the "Official Notice" to SIX Exchange Regulation as an unformatted text document (i.e. as a Notepad document or similar).

In the case of reports transmitted to SIX Exchange Regulation using Connexor Reporting, pursuant to

Art. 4 para. 1 DRRO, or using Connexor Events, pursuant to Art. 4 para. 3 DRRO, the "Official Notice" will

be generated automatically by SIX Exchange Regulation once the report has been processed. The same applies to cases in which an Excel file may be submitted instead of an "Official Notice".

SIX Exchange Regulation will make no changes to the content of an "Official Notice" that it disseminates. The issuer bears sole responsibility for the content of the notice.

Alternatively, the "Official Notice" will be published via: 1. the "Newsboard" of the SIX Swiss Exchange Trading System (for Exchange participants); 2. e-mails to interested recipients; 3. Internet (http://www.six-swiss-exchange.com/news/official_notices/search_en.html) as an "Official Notice".

Art. 7 Confidentiality

Reportable facts which, at the time of their transmission to SIX Exchange Regulation, are still to be treated confidentially, or for which publication is to be deferred, must be clearly and obviously designated as such in the report ("Confidential"/"Publication only after consultation", or similar). In this case, the date and time as of which the temporarily confidential information may be passed on to the market must be given. In the absence of the aforementioned, SIX Exchange Regulation cannot ensure the confidential treatment of the report.

When transmitting a reportable fact via Connexor Reporting, in the case of facts which are to be published openly or also sent to third parties in addition to SIX Exchange Regulation, the issuer may send the report to SIX Exchange Regulation on a confidential basis in advance, using the dedicated Connexor Reporting function. Paragraph 1 applies mutatis mutandis.

SIX Exchange Regulation AG 4 III Responsibility

Art. 8 Responsibility

The issuer must report the reportable fact. It may decide at its own discretion whether to fulfil its reporting obligations itself, or to instruct a third party to do so.

In either case, the issuer is responsible for the proper fulfilment of its obligations.

IV Regular reporting obligations

Art. 9 Regular reporting obligations for issuers of equity securities with their primary or main

listing with the SIX Swiss Exchange Issuers of equity securities which have their primary or main listing with the SIX Swiss Exchange pursuant to Art. 120 para. 1 of the Financial Market Infrastructure Act, as well as to Art. 115 para. 3 of the Financial Market Infrastructure Ordinance, must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 1):

1.05 External auditors: 1.05 (1) Change of external auditors; 1.05 (2) For issuers with no domicile in Switzerland: Discontinuance of supervision of their auditors by a foreign oversight audit authority recognised by the Federal Council (Art. 8 para. 2 of the Audit Oversight Act in conjunction with Art. 10 of the Audit Oversight Ordinance). 1.06 Change of balance sheet date (close of financial year); 1.07 Changes to contact persons: 1.07 (1) Chairman of the Board of Directors; 1.07 (2) Chief Executive Officer; 1.07 (3) Chief Financial Officer; 1.07 (4) Head of Investor Relations; 1.07 (5) Contact person for the disclosure of potentially price-sensitive information (pursuant to the Directive on Ad hoc Publicity); 1.07 (6) Contact person for regular reporting obligations in accordance with this Directive. 1.08 Changes to the following weblinks (URLs): 1.08 (1) Issuer's general website; 1.08 (2) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); 1.08 (3) Directory of ad hoc notices (pull system pursuant to Art. 9 Directive Ad hoc Publicity); 1.08 (4) Corporate calendar; 1.08 (5) Directory of financial statements (annual and semiannual reports). 1.09 Change of business activity (investment or real estate company); 1.10 Change of investment policy/compensation model for investment and real estate companies, pursuant to Art. 76 para. 1 and Art. 84 para. 1 LR.

SIX Exchange Regulation AG 5 1.11 Issuers with publicly announced buyback programmes pursuant to Art. 123 of the Financial Market Infrastructure Ordinance: report stating whether an independent securities dealer or a trading unit (if the issuer itself is a securities dealer) that is segregated with information barriers has been commissioned to undertake the buyback programme (Art. 124 para.

lit. a and b Financial Market Infrastructure Ordinance). 2. Regular reporting obligations in connection with financial reporting: 2.01 Submission of financial statements: 2.01 (1) Annual report; 2.01 (2) Semi-annual report. 2.02 Quarterly financial statements pursuant to the Directive on Exemptions regarding Duration of Existence of the Issuer (Directive Track Record) 2.03 Report on opting in pursuant to Art. 9 para. 1 Directive Corporate Governance (sustainability reporting). 3. Regular reporting obligations in connection with the general meeting of shareholders (GMS): 3.01 Date of GMS; 3.02 Issuers with listed registered shares: Date of closure of share register; 3.03 Invitation to GMS; 3.04 Resolutions of the GMS; 3.05 Resolution on opting out/opting up pursuant to Art. 125 para. 3 and Art. 135 para. 1 of the Financial Market Infrastructure Act; 3.06 For issuers with listed registered shares and their registered office in Switzerland: Resolution on restrictions on transferability, pursuant to Art. 685d ff. of the Swiss Code of Obligations. 4. Regular reporting obligations in connection with dividends: 4.01 Dividend report. 5. Regular reporting obligations in connection with the capital structure: 5.01 Creation/cancellation of conditional or authorised capital; 5.02 Reporting of conditional capital; 5.03 Entry in the Commercial Register of newly created securities from conditional capital; 5.04 Capital reduction (ordinary capital reduction; capital reduction with simultaneous capital increase, or declarative capital reduction); 5.05 For issuers with no domicile in Switzerland: The current total of issued equity securities, and the associated voting rights pursuant to Art. 115 para. 3 of the Financial Market Infrastructure Ordinance.

Art. 10 Regular reporting obligations for issuers of bonds and/or conversion rights

Issuers of listed bonds and/or conversion rights must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 2):

1.03 Auditors: 1.03 (1) Change of external auditors; 1.03 (2) For issuers with no domicile in Switzerland: Discontinuance of supervision of their auditors by a foreign oversight audit authority recognised by the Federal Council (Art. 8 para. 2 of the Audit Oversight Act in conjunction with Art. 10 of the Audit Oversight Ordinance). 1.04 Change of financial accounting standard; 1.05 URL of published annual report.

SIX Exchange Regulation AG 6 2. Regular reporting obligations concerning information on the securities – Bonds: 2.01 Amortisations; 2.02 Early redemption; 2.03 Increases; 2.04 Floating-rate bonds: new interest rate; 2.05 Change in interest customs; 2.06 Reorganisation, restructuring, facts pertaining to flat trading, information requirements in the case of non-performing bonds; 2.07 Change of borrower (change of issuer/guarantor); 2.08 Change of paying agent/exercise agent; 2.09 Invitation to general meeting of bondholders; 2.10 Resolutions of general meeting of bondholders; 2.11 Bankruptcy, composition, or other insolvency and liquidation proceedings. 3. Regular reporting obligations concerning information on the securities – Conversion rights: 3.01 Exercise of conversion rights; 3.02 Capital events affecting the underlying security: adjustment of conversion price or conversion terms; 3.03 Non-exercised conversion rights upon expiry of the conversion period.

Art. 11 Regular reporting obligations for issuers of derivatives

Issuers of listed derivatives must fulfil the following regular reporting obligations in connection with maintaining listing: (cf. Annex 3):

1.03 Loss of required permit granted by relevant supervisory authority; 1.04 Change of financial accounting standard; 1.05 URL of published annual report. 2. Regular reporting obligations concerning information on the securities: 2.01 Adjustments to the terms and conditions of the securities, e.g. with regard to the strike price or subscription ratio; 2.02 Increase or reduction in number of securities; 2.03 Achievement of threshold values that might affect the price or valuation of the derivative (e.g. in the case of barrier options); 2.04 Determination during duration of the derivative of a price parameter relevant to its valuation/payment (e.g. fixing of a new coupon rate for derivatives with interest payment); 2.05 Temporary interruption or permanent cessation of regular price determination for the underlying instrument (owing to trading suspensions, delisting of underlying instrument, or similar events); 2.06 Exchange of underlying instrument (e.g. owing to capital events affecting the underlying, such as restructuring measures or similar); 2.07 Early termination by issuer (where provided for in the terms and conditions); 2.08 Changes regarding the issuer of the derivatives that might affect the price or valuation of the derivative (e.g. insolvency, bankruptcy or similar); 2.09 Change of borrower (change of issuer/creditor); 2.10 Change of paying agent/exercise agent.

SIX Exchange Regulation AG 7

Art. 12 Regular reporting obligations for issuers of collective investment schemes with a

contractual basis Issuers of collective investment schemes with a contractual basis must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 4):

1.01 Change of name of the fund management, the issuer, the collective investment scheme or the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act (collective investment schemes not domiciled in Switzerland); 1.02 Transfer of the registered office of the fund management; 1.05 Change of fund management; 1.06 Changes to contact persons: 1.06 (1) Contact person at the fund management (collective investment scheme domiciled in Switzerland) or at the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act (collective investment scheme not domiciled in Switzerland); 1.06 (2) Contact person for the disclosure of potentially price-sensitive information, if the issuer is subject to the provisions of the Directive on Ad hoc Publicity; 1.06 (3) Contact person for regular reporting obligations in accordance with this Directive. 1.07 Changes to the following weblinks (URLs): 1.07 (1) The collective investment scheme's general website; 1.07 (2) Prospectuses; 1.07 (3) Directory of financial statements. If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: 1.07 (4) The registration form for the e-mail distribution list (subscription to push system pursuant to

Art. 8 Directive Ad hoc Publicity);

1.07 (5) Directory of disclosures on price-sensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity). 2. Regular reporting obligations in connection with units: 2.01 Repealed; 2.02 Repealed; 2.03 Distribution; 2.04 Change in the currency of the underlying; 2.05 Deferred redemption pursuant to Art. 81 of the Collective Investment Schemes Act; 2.06 For real estate funds: redemption of units by the issuer.

Art. 13 Regular reporting obligations for issuers of collective investment schemes based on

company law Issuers of collective investment schemes based on company law must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 5):

1.01 Change of name of the issuer or of the name of collective investment scheme;

SIX Exchange Regulation AG 8 1.05 Changes to contact persons: 1.05 (1) Chairman of the Board of Directors; 1.05 (2) Chief Executive Officer; 1.05 (3) Chief Financial Officer; 1.05 (4) Head of Investor Relations; 1.05 (5) Contact person for the disclosure of potentially price-sensitive information, if the issuer is subject to the provisions of the Directive on Ad hoc Publicity; 1.05 (6) Contact person for regular reporting obligations in accordance with this Directive; Additionally for issuers with no registered office in Switzerland: 1.05 (7) Contact person at the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act. 1.06 Changes to the following weblinks (URLs): 1.06 (1) Issuer's general website; 1.06 (2) Corporate calendar; 1.06 (3) Directory of financial statements. If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: 1.06 (4) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); 1.06 (5) Directory of disclosures on price-sensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity). 2. Regular reporting obligations in connection with units: 2.01 Repealed; 2.02 Repealed; 2.03 Dividend report; 2.04 Change in the currency of the underlying; 2.05 For real estate funds: redemption of units by the issuer. 3. Regular reporting obligations in connection with the general meeting of shareholders (GMS): 3.01 Date of GMS; 3.02 Invitation to GMS; 3.03 Resolutions of the GMS.

Art. 14 Regular reporting obligations for issuers of secondary-listed equity securities

Issuers of secondary-listed equity securities must fulfil the following regular reporting obligations in connection with maintaining listing (cf. Annex 6):

1.04 Change of external auditors; 1.05 Changes to contact persons: 1.05 (1) Contact person for the disclosure of potentially price-sensitive information; 1.05 (2) Contact person for regular reporting obligations in accordance with this Directive; 1.05 (3) Recognised representation in Switzerland, if any. 1.06 Submission of disclosures of potentially price-sensitive information pursuant to Art. 21 para. 2 Directive Foreign Companies;

SIX Exchange Regulation AG 9 1.07 Confirmation from the primary exchange of the number of listed equity securities; 1.08 Information in accordance with the form for the annual data collection survey pursuant to Art. 20 Directive Foreign Companies. 2. Regular reporting obligations in connection with dividends: 2.01 Dividend report. 3. Regular reporting obligations in connection with the capital structure: 3.01 Capital increase concerning listed equity securities; 3.02 Splits concerning listed equity securities (e.g. share splits); 3.03 Capital reduction concerning listed equity securities. 4. Regular reporting obligations in connection with the restructuring of the issuer: 4.01 Restructuring: 4.01 (1) Merger; 4.02 (2) Spin-off.

V Authorities

Art. 15 Delegation

The Issuers Committee delegates authority to amend the details of the fulfilment of the regular reporting obligations set out in the Annexes to this Directive to SIX Exchange Regulation.

VI Final provisions

Art. 16 Entry into force

The Directive enters into force on 1 December 2014.

Art. 17 Revisions

The revision of Annex 3, Point 2.02, Point 2.03 and Point 2.07, decreed by the resolution of 19 November 2014, enters into force on 1 July 2015.

Amendments due to the entry into force of the Financial Market Infrastructure Act and related ordinances in Art. 9 and Annex 1 as of 1 April 2016.

Amendment to Art. 2 owing to the merger by absorption of SIX Structured Products Exchange Ltd by SIX Swiss Exchange Ltd effective 2 May 2017.

The revision of Art. 9, 12 and 13, Annex 1 Point 1.07, Point 1.11 (new) and Point 2.03 (new), Annex

Point 1.06, Point 2.01 (repealed), Point 2.02 (repealed) and Point 2.06 (new), Annex 5 Point 1.05, Point 2.01 (repealed), Point 2.02 (repealed), Point 2.05 (new) and Annex 6 Point 1.05 decreed by the resolution of 1 December 2016 enters into force on 1 July 2017.

The revision of Art. 3 that was decreed by the Issuers Committee in its resolution dated 20 March 2018 enters into force on 1 May 2018.

The revision of Art. 9 and 10, Annex 1 Clause 1.05 (2) (new) and Annex 2 Clause 1.03 (2) (new) dated 20 March 2018 enters into force on 1 July 2018.

The revision of Art. 14 para. 1 Clause 1.05 (3) and Annex 6 Clause 1.05 (3) dated 7 December 2018 enters into force on 2 May 2019.

SIX Exchange Regulation AG 10 Annex 1 – Equity Securities Regular Reporting Obligations regarding the Maintenance of Listing – Equity Securities with their Primary or Main Listing on the Exchange 1.01 Change of name of the issuer (Change of company Within 5 trading days following entry in the Com- – Name old/new; Connexor Reporting elec- Yes. name). mercial Register, but in any case no later than – Web address old/new; tronic reporting platform. 10.00 am on the last trading day prior to the – Ticker symbol old/new; date of exchange modification. – Security no. and ISIN old/new; – Date of the exchange modification.

PDF; – Articles of association as PDF. 1.02 Change of address of registered office/place of Within 5 trading days following entry in the Com- – Name; Connexor Reporting elec- - primary management. mercial Register. – Address, P.O. box; tronic reporting platform. – e-mail address.

1.03 Change of address for the delivery of legally relev- Immediately upon occurrence. – Name; Connexor Reporting elec- - ant documents. – Address, P.O. box; tronic reporting platform. 1.04 Change of invoice address. Immediately upon occurrence. – Name; Connexor Reporting elec- - – Address, P.O. box. tronic reporting platform.

SIX Exchange Regulation AG 11 1.05 External auditors: – 1.05 (1): Within 5 trading days following entry in 1.05 (1): Connexor Reporting elec- - – 1.05 (1): Change of external auditors the Commercial Register. – Name; tronic reporting platform. – 1.05 (2): Discontinuance of supervision of their – 1.05 (2): Immediately upon occurrence. – Country of domicile; auditors by a foreign oversight audit authority – Register number of the competent audit recognised by the Federal Council (Art. 8 para. 2 oversight authority; of the Audit Oversight Act in conjunction with – Reason for the change (incl. comments on

Art. 10 of the Audit Oversight Ordinance). whether the auditors resigned and whether

there were any unresolved differences of opinion between issuer and auditors at the time of the change).

1.05 (2): – Name (company) of their foreign auditors; name of the foreign audit oversight authority; effective date of the discontinuance/reintroduction of oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council. 1.06 Change of balance sheet date (close of financial Immediately upon occurrence. Statement of the old and new balance sheet Connexor Reporting elec- - year). date. tronic reporting platform.

SIX Exchange Regulation AG 12 1.07 Changes to contact persons: Immediately upon occurrence. – Last name, first name; Connexor Reporting elec- - – 1.07 (1) Chairman of the Board of Directors; – Address for correspondence; tronic reporting platform. – 1.07 (2) Chief Executive Officer; – Direct telephone number, direct fax num- – 1.07 (3) Chief Financial Officer; ber; – 1.07 (4) Head of Investor Relations; – Direct e-mail address; – Contact person for the disclosure of potentially – Team e-mail address; price-sensitive information (pursuant to the Dir- – Language for correspondence. ective on Ad hoc Publicity); – 1.07 (6) Contact person for regular reporting obligations in accordance with this Directive. Additionally for the contact persons for: – the disclosure of potentially price-sensitive information and mobile phone number. 1.08 Changes to the following weblinks (URLs): Immediately upon occurrence. Weblink. Connexor Reporting elec- - – 1.08 (1) Issuer's general website; tronic reporting platform. – 1.08 (2) Registration form for the e-mail distribution list (subscription to push system pursuant to

Art. 8 Directive Ad hoc Publicity); – Directory of ad hoc notices (pull system pursuant

to Art. 9 Directive Ad hoc Publicity); – 1.08 (4) Corporate calendar; – 1.08 (5) Directory of financial statements (annual and semi-annual reports). 1.09 Change of business activity (investment or real es- Upon change. Description of new business activity: Connexor Reporting elec- - tate company). the company is now an investment or real es- tronic reporting platform. tate company pursuant to the Listing Rules. 1.10 Change of investment policy/compensation model No later than 5 trading days following the resolution Document setting out the new investment Connexor Reporting elec- - for investment and real estate companies, pursuant of the competent body within the company. policy/the new compensation model as PDF. tronic reporting platform. to Art. 76 para. 1 and Art. 84 para. 1 LR.

SIX Exchange Regulation AG 13 1.11 Issuers with publicly announced buyback pro- Immediately upon occurrence. Where an independent securities dealer has Connexor Reporting elec- - grammes pursuant to Art. 123 of the Financial Mar- been commissioned: tronic reporting platform. ket Infrastructure Ordinance: report stating whether an independent securities dealer or a trading unit (if the issuer itself is a securities dealer) that is segreg- ated with information barriers has been commis- Extract from the contract as PDF. sioned to undertake the buyback programme (Art. 124 para. 2 lit. a and b Financial Market Infrastructure Ordinance).

Regular reporting obligations in connection with financial reporting 2.01 Submission of financial statements: Upon publication of the report, but in any case Report as PDF. Connexor Reporting elec- - – 2.01 (1) Annual report; within the following deadlines: tronic reporting platform. – 2.01 (2) Semi-annual report. – Annual report:

months following the closing date for the financial year (balance sheet date); – Interim (semi-annual) report:

months following the balance sheet date. 2.02 Quarterly financial statements pursuant to the Dir- Upon publication, but no later than 2 months follow- Form of submission: Submissions must be - ective on Exemptions regarding Duration of Exist- ing the balance sheet date. The submission dead- – Paper form; made by post. If the anence of the Issuer (Directive Track Record (DTR)). lines for financial statements set out in Point 2.01 of – If the annual or interim (semi-annual) report nual or interim (semi-anthis Annex apply if the interim (semi-annual) or an- is submitted instead of the second or fourth nual) report is submitted nual report is submitted instead of the second or quarterly statement, then the statement instead of the second or fourth quarterly statement. must be submitted as a PDF file. fourth quarterly statement, then the submission must be made via the Connexor Reporting electronic reporting platform. 2.03 Report on opting in pursuant to Art. 9 para. 1 Direct- Upon occurrence. – Indication of the internationally recognised Connexor Reporting elec- - ive Corporate Governance (sustainability reporting). standard applied; tronic reporting platform. – Reporting interval; – Weblink.

SIX Exchange Regulation AG 14

Regular reporting obligations in connection with the general meeting of shareholders (GMS) 3.01 Date of GMS. As soon as determined. – Date; Connexor Reporting elec- - – Venue of GMS; tronic reporting platform. – Start of GMS. 3.02 Issuers with listed registered shares: As soon as determined. – Date; Connexor Reporting elec- - Date of closure of share register. – Exact time of closure. tronic reporting platform. 3.03 Invitation to GMS. No later than 20 calendar days prior to the GMS. Enclosure: Connexor Reporting elec- - Agenda as PDF, or media release with the same tronic reporting platform. content, as PDF. 3.04 Resolutions of the GMS. No later than 1 trading day following GMS. Enclosure: Connexor Reporting elec- - Resolutions as per the agenda as PDF, or media tronic reporting platform. release with the same content, as PDF. 3.05 Resolution on opting out/opting up pursuant to Within 5 trading days following the GMS. Description of the special clauses in the articles Connexor Reporting elec- -

Art. 125 para. 3 and Art. 135 para. 1 of the Financial of association pursuant to Art. 125 and Art. 135 tronic reporting platform.

Market Infrastructure Act. of the Financial Market Infrastructure Act.

Enclosure: Articles of association as PDF. 3.06 For issuers with listed registered shares and domi- Within 5 trading days following entry in the Com- Description of the restrictions on transferability. Connexor Reporting elec- - ciled in Switzerland: Resolution on restrictions on mercial Register. tronic reporting platform. transferability, pursuant to Art. 685d ff. of the Swiss Enclosure: Articles of association as PDF. Code of Obligations.

SIX Exchange Regulation AG 15

Regular reporting obligations in connection with dividends 4.01 Dividend report. As soon as determined. – Date of ex-dividend trading (ex date); Connexor Reporting elec- Yes. – Date on which dividends are paid out (pay tronic reporting platform.

Preliminary (indicative) report: date); In any case no later than 20 calendar days prior to – Category of securities; the GMS. – Security no., ISIN; Final report: – Coupon no.; One trading day following the GMS, but in any case no later than 10.00 am on the last trading day prior to the date of ex-dividend trading. – Information on whether the issuer's own existing equity securities are to be used, or new equity securities created as part of a capital increase; – ISIN of the equity securities that are to be distributed; – Subscription ratio between the equity securities that are held and those which are to be distributed.

SIX Exchange Regulation AG 16

Regular reporting obligations in connection with the capital structure 5.01 Creation/cancellation of conditional or authorised Within 5 trading days following entry/cancellation in Enclosures: Connexor Reporting elec- - capital. the Commercial Register. Articles of association as PDF; tronic reporting platform.

in the case of an increase in authorised cap- Creation of conditional capital: ital:

trading days following the GMS. additionally, extract from the Commercial Register as PDF. 5.02 Reporting of conditional capital. Monthly report from the time at which the condi- – Category of securities; Connexor Reporting elec- - tional capital is formally listed; prepared on the first – Security no., ISIN; tronic reporting platform. trading day of the following month. – Purpose (pursuant to articles of association); The issuer may submit a written application for ex- – Term of warrant or convertible bonds; emption from this provision if no options or conver- – Number of outstanding securities; sion rights will be exercised for a long period. The – Number of exercised securities; exemption applies for a maximum of one year. – Remaining conditional capital. 5.03 Commercial Register entry of newly created securit- Within 5 trading days following entry in the Com- Enclosure: Connexor Reporting elec- - ies from conditional capital. mercial Register. Extract from the Commercial Register as PDF. tronic reporting platform.

SIX Exchange Regulation AG 17 5.04 Capital reduction (ordinary capital reduction; capital Within 5 trading days following the entry of the cap- By cancellation of shares: Connexor Reporting elec- Yes. reduction with simultaneous capital increase, or de- ital reduction in the Commercial Register, but in any – Date of the exchange modification; tronic reporting platform. clarative capital reduction). case no later than 10.00 am on the last trading – New number of issued equity securities: No more than 10 trading days may elapse between the entry of the capital reduction in the Commercial Register and the date of exchange modification. By redemption: – Payment date; ex date; – Category of securities; – Security no., ISIN; – Old/new nominal value;

Capital reduction with simultaneous capital increase, and declarative capital reduction: The content of the report varies depending on the structure of the transaction in each specific case.

PDF; – Articles of association as PDF. 5.05 For issuers with no domicile in Switzerland: No later than 5 trading days after the change takes – New total number of issued equity securit- Connexor Reporting elec- - effect. ies; tronic reporting platform. The current total of issued equity securities, and the associated voting rights pursuant to Art. 115 para. 3 – New number of associated voting rights; of the Financial Market Infrastructure Ordinance. – Date of change.

SIX Exchange Regulation AG 18 Annex 2 – Bonds and Conversion Rights Regular Reporting Obligations regarding the Maintenance of Listing – Bonds and/or Conversion Rights Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 1.01 Change of name of the issuer (Change of Within 5 trading days following entry in – Name old/new; web address old/new; Official Notice via e-mail to Website and dispatch to interested company name). the Commercial Register. – Ticker symbol old/new; security no./ISIN; zulassung@six-group.com. parties. – Copies of extract from Commercial Register and articles of association. 1.02 Change of address of registered office/ Within 5 trading days following entry in – Name; address; P.O. Box no; tel. no.; fax no.; Official Notice via e-mail to Website and dispatch to interested place of primary management. the Commercial Register. – Copy of extract from the Commercial Re- zulassung@six-group.com. parties. gister 1.03 External auditors: – 1.03 (1): Within 5 trading days follow- 1.03 (1): Official Notice via e-mail to Website and dispatch to interested – 1.03 (1): Change of external auditors. ing entry in the Commercial Register. – Name (company); country of domicile; re- zulassung@six-group.com. parties. – 1.03 (2): Discontinuance/introduction or – 1.03 (2): Immediately upon occur- gister number from the Federal Audit Overreintroduction of supervision of the rence. sight Authority; auditors by a foreign oversight audit au- – Reason the issuer has changed auditor (incl. thority recognised by the Federal Coun- comments on whether it was the auditors cil (Art. 8 para. 2 of the Audit Oversight who resigned). Act in conjunction with Art. 10 of the 1.03 (2): Audit Oversight Ordinance). – Name (company) of their foreign auditors; name of the foreign audit oversight authority; effective date of the discontinuance/reintroduction of oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council. – Security no./ISIN of the issuer’s listed bonds. 1.04 Change of financial reporting standard. Within 5 trading days of publication of – Pursuant to Art. 6 and 7 Directive Financial Official Notice via e-mail to Website and dispatch to interested the annual report. Reporting. zulassung@six-group.com. parties.

SIX Exchange Regulation AG 19 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 1.05 URL of published annual financial state- Upon publication, at latest within dead- Link to the published annual reports, as stipu- Via e-mail: SIX Exchange Regulation may pubments. lines as stipulated by Art. 21 and 10 Dir- lated by Art. 13 Directive Financial Reporting. kotierung@six-group.com. lish the link on its website. ective Financial Reporting.

Regular reporting obligations concerning information on the securities - Bonds 2.01 Amortisations. Immediately following cancellation of se- – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intercurities. – Maturity date; zulassung@six-group.com. ested parties; – Amount. – Publication in accordance with 2.02 Early redemption. According to terms and conditions of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interbond. – Date; zulassung@six-group.com. ested parties; – Type of redemption; – Publication in accordance with – Amount; conditions.

– Price/currency; 2.03 Increases. According to terms and conditions of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interbond. – Date; zulassung@six-group.com. ested parties; – Amount; – Publication in accordance with – Price/currency; conditions.

2.04 Floating-rate bonds: Notification by no later than 4.00 pm 2 – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intertrading days before the interest rate – New interest rate; zulassung@six-group.com. ested parties; New interest rate. goes into effect. – Term of new interest rate; – Publication in accordance with 2.05 Change in customs. According to terms and conditions of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interbond. – Old/new interest conventions; valid from. zulassung@six-group.com. ested parties;

SIX Exchange Regulation AG 20 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 2.06 Reorganisation, restructuring, facts pertain- Immediately upon occurrence of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intering to flat trading, information require- event. – Press communiqués; zulassung@six-group.com. ested parties; ments in case of non-performing bonds. – All relevant documentation issued to bond- – Publication in accordance with holders. conditions. 2.07 Change of borrower (Change of issuer/ No later than one trading day prior to – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interguarantor) change of borrower entering into legal – Date; zulassung@six-group.com. ested parties; force. – Type of redemption; – Publication in accordance with – Amount; conditions.

– Price/currency; 2.08 Change of paying agent/exercise agent. No later than one day prior to change en- – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intertering into legal force. – Information regarding the previous as well zulassung@six-group.com. ested parties; as the new paying agent/exercise agent. – Publication in accordance with 2.09 Invitation to general meeting of bondhold- Upon dispatch to bondholders. – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interers. – New interest rate; zulassung@six-group.com. ested parties; – Term of new interest rate; – Publication in accordance with – Reference to the applicable point in the conditions. 2.10 Resolutions of general meeting of bond- Immediately following entry into legal – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interholders. force. – Official text of resolutions of general meet- zulassung@six-group.com. ested parties; ing of bondholders; – Publication in accordance with – Information on amendments to bond terms conditions. and conditions, incl. validity date.

SIX Exchange Regulation AG 21 Point Reportable fact Timing of report Contents of the report Manner of transmission to Manner of publication by 2.11 Bankruptcy, composition, or other insolv- 1) Upon petition of borrower; – Petition of borrower (1); Official Notice via e-mail to – Website and dispatch to interency and liquidation proceedings. or – All relevant documentation (incl. all de- zulassung@six-group.com. ested parties; 2) Upon occurrence of the event. cisions taken with regard to bankruptcy, – Publication in accordance with composition or other insolvency or liquida- conditions. tion proceedings) provided to creditors and/ or bondholders (1 and 2).

Regular reporting obligations concerning information on the securities - Conversion rights 3.01 Exercise of conversion rights. Monthly. – Separately for each security (incl. security Via e-mail to - no./ISIN); kotierung@six-group.com. – Number of exercised rights. 3.02 Capital events affecting the underlying: Immediately upon occurrence of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to inter- Adjustment of conversion price or conver- event. – Security no./ISIN of underlying; zulassung@six-group.com. ested parties; sion terms. – Old/new conversion conditions (conversion – Publication in accordance with price, conversion ratio, etc.). conditions. 3.03 Non-exercised conversion rights upon ex- Immediately following expiry of deadline. – Security no./ISIN; Via e-mail to - piry of the conversion period. – Number of securities; kotierung@six-group.com. – Reference with regard to the intended use of the remaining conditional capital.

SIX Exchange Regulation AG 22 Annex 3 – Derivatives Regular Reporting Obligations regarding the Maintenance of Listing – Derivatives Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Manner of publication by 1.01 Change of name of the issuer (Change of Within 5 trading days following entry in – Name old/new; web address old/new; Official Notice via e-mail to Website and dispatch to interested company name). the Commercial Register. – Ticker symbol old/new; security no./ zulassung@six-group.com. parties. ISIN; – Copies of extract from Commercial Register and articles of association. 1.02 Change of address of registered office/ Within 5 trading days following entry in – Name; address; P.O. box; tel. no.; fax Official Notice via e-mail to Website and dispatch to interested place of primary management. the Commercial Register. no.; zulassung@six-group.com. parties. – Copy of extract from the Commercial Register. 1.03 Loss of required permit granted by relevant Immediately following notification of de- Copies of formal decision by supervisory au- Via e-mail to supervisory authority. cision by supervisory authority. thority. kotierung@six-group.com. 1.04 Change of financial reporting standard. Within 5 trading days of publication of Pursuant to Art. 7 Directive Financial Re- Official Notice via e-mail to Website and dispatch to interested the annual report. porting. zulassung@six-group.com. parties. 1.05 URL of published annual financial state- Upon publication, at the latest within the Link to the published annual reports, as Via e-mail to SIX Exchange Regulation may pubments. deadlines stipulated by Art. 21 and 10 Dir- stipulated by Art. 13 Directive Financial Re- kotierung@six-group.com. lish the link on its website. ective Financial Reporting. porting.

Regular reporting obligations concerning information on the securities1 2.01 Adjustments to the terms and conditions of Immediately upon occurrence of the – Security no./ISIN; – Official Notice via e-mail to – Website and dispatch to interthe securities, e.g. with regard to the strike event. – Security no./ISIN of underlying; zulassung@six-group.com ested parties; price or subscription ratio. – Terms and conditions old/new (exercise or – Publication in accordance with price, subscription ratio, etc.). – Connexor Events conditions.

Included are all derivatives that can be listed on SIX Swiss Exchange.

SIX Exchange Regulation AG 23 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Manner of publication by 2.02 Increase or reduction in number of securit- Immediately upon occurrence of the – Security no./ISIN; Connexor Events – Website and dispatch to interies. event. – Number of securities old/new. ested parties; 2.03 Achievement of threshold values that might Immediately upon achievement of the – Security no./ISIN; – By telephone in accordance – Website and dispatch to interaffect the price or valuation of the derivat- threshold value. – Security no./ISIN of underlying. with Art. 6 Directive Debt Se- ested parties; ive (e.g. in the case of barrier options). curities Specific Structures – Publication in accordance with (this telephone report may conditions. be waived in agreement with SER); – Connexor Events 2.04 Determination during duration of the deriv- Immediately upon determination of the – Security no./ISIN; – Official Notice via e-mail to – Website and dispatch to interative of a price parameter relevant to its new price parameter. – Security no./ISIN of underlying; zulassung@six-group.com ested parties; valuation/payment (e.g. fixing of a new – Terms and conditions old/new. or – Publication in accordance with coupon rate for derivatives with interest – Connexor Events conditions. payment). 2.05 Temporary interruption or permanent ces- Immediately upon occurrence of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intersation of regular price determination for event. – Security no./ISIN of underlying; zulassung@six-group.com. ested parties; the underlying instrument (owing to trad- – Terms and conditions old/new. – Publication in accordance with ing suspensions, delisting of underlying in- conditions. strument, or similar events). 2.06 Exchange of underlying (e.g. owing to cap- Immediately upon occurrence of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interital events affecting the underlying, such as event. – Security no./ISIN of underlying; zulassung@six-group.com. ested parties; restructuring measures or similar).

– Terms and conditions old/new; – Publication in accordance with – Reference to the applicable point in the conditions. terms and conditions of the derivative. 2.07 Early termination by issuer (where provided According to terms and conditions. Security no./ISIN Connexor Events – Website and dispatch to interfor in the terms). ested parties;

SIX Exchange Regulation AG 24 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Manner of publication by 2.08 Changes regarding the issuer of the deriv- Immediately upon occurrence of the – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to interatives that might affect the price or valu- event. – Security no./ISIN of underlying; zulassung@six-group.com. ested parties; ation of the derivative (e.g. insolvency, – Description of event; – Publication in accordance with bankruptcy or similar). conditions. – Date; – Effects. 2.09 Change of borrower (Change of issuer/ Five days prior to change of borrower en- – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intercreditor). tering into legal force. – Information on new borrower (with in- zulassung@six-group.com. ested parties; clusion of annual financial report); – Publication in accordance with – Information on continuation of guaran- conditions. tee, if applicable; terms and conditions of the derivative. 2.10 Change of paying agent/exercise agent. No later than one day prior to change en- – Security no./ISIN; Official Notice via e-mail to – Website and dispatch to intertering into legal force. – Information regarding the previous as zulassung@six-group.com. ested parties; well as the new paying agent/exercise – Publication in accordance with agent. conditions.

SIX Exchange Regulation AG 25 Annex 4 – Investment Funds Regular Reporting Obligations regarding the Maintenance of Listing – Collective Investment Schemes with a Contractual Basis Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.01 Change of name of the fund management, the In the event of a change of name of the fund In the event of a change of name of the fund Online form: Yes, in the event issuer, the collective investment scheme or the management or the collective investment management or the representative in "Official Notice Name Change";Via e- of a change of representative in Switzerland pursuant to scheme: Switzerland: mail: meldepflichten@six-group.com. name of the is-

Art. 123 f. of the Collective Investment Schemes Within 5 trading days after publication of the – Date of change; suer or the col-

Act (collective investment schemes not domi- FINMA decision pursuant to Art. 27 para. 4 of – Name old/new. lective investment ciled in Switzerland). the Collective Investment Schemes Act. scheme.

In the event of a change of name of the issuer In the event of a change of name of the isor the representative in Switzerland: suer or the collective investment scheme: Within 5 trading days after the decision of the – Date of the exchange modification; body responsible for the change of name. – Name old/new; – Security number and ISIN old/new (where In the event of a change of name of the issuer appropriate). or the collective investment scheme, the report must reach SIX Exchange Regulation in any case no later than 10.00 am on the last trad- Enclosures: ing day prior to the date of exchange modi- In the event of a change of name of the fund fication. management or the collective investment scheme:

In the event of a change of name of the issuer or the representative in Switzerland: Decision as PDF.

SIX Exchange Regulation AG 26 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.02 Transfer of the registered office of the fund Within 5 trading days after publication of the – Date; Online form: - management. decision of the supervisory authority pursuant – Address, P.O. box; "Change of Registered Office". to Art. 27 para. 4 of the Collective Investment – Tel. no., fax no.; Schemes Act. – E-mail address of the fund management.

1.03 Change of address for the delivery of legally rel- Immediately upon occurrence. – Name; Online form: - 1.04 Change of invoice address. Immediately upon occurrence. – Name; Online form: - – Address, P.O. box. "Change of Registered Office". 1.05 Change of fund management. Within 5 trading days after publication of the – Date; Via e-mail: Yes. decision of the supervisory authority pursuant – Name of the old fund management. meldepflichten@six-group.com. to Art. 27 para. 4 of the Collective Investment Schemes Act. With regard to the new fund management: – Name; – Address, P.O. box; – e-mail address.

SIX Exchange Regulation AG 27 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.06 Changes to contact persons: Immediately upon occurrence. – Last name, first name; Online form: - – 1.06 (1) Contact person at the fund manage- – Address for correspondence; "Contact Persons". ment (collective investment scheme domi- – Direct telephone number, direct fax numciled in Switzerland) or at the representative ber; in Switzerland pursuant to Art. 123 f. of the – Direct e-mail address; Collective Investment Schemes Act (collect- – Team e-mail address; ive investment scheme not domiciled in Switzerland); – Language for correspondence.

– 1.06 (2) Contact person for the disclosure of potentially price-sensitive information, if the Additionally for the contact persons for: issuer is subject to the provisions of the Dir- – the disclosure of potentially price-sensitective on Ad hoc Publicity; ive information and – 1.06 (3) Contact person for regular reporting obligations in accordance with this Directive. mobile phone number. 1.07 Changes to the following weblinks (URLs): Immediately upon occurrence. Weblink. Via e-mail: - – 1.07 (1) Collective investment scheme's gen- meldepflichten@six-group.com. eral website; – 1.07 (2) Prospectuses; – 1.07 (3) Directory of financial statements.

If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: – 1.07 (4) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity). – 1.07 (5) Directory of disclosures on pricesensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity).

Regular reporting obligations in connection with units 2.01 Repealed.

SIX Exchange Regulation AG 28 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 2.02 Repealed. 2.03 Distribution. As soon as determined. However, the report – Ex date; Online form: Yes. must in any case reach SIX Exchange Regulation – Date on which distribution is paid out (pay "Official Notice Dividends" or send no later than 10.00 am on the last trading date); the corresponding Excel file via eday prior to the date of exchange modifica- – Security no. and ISIN old/new; mail to: tion. meldepflichten@six-group.com – Amount per unit (gross/net); – Coupon no. (if any); – Contact person;

If fund units are to be distributed instead of money, the following information must be given additionally: – ISIN of the securities that are to be distributed; – Subscription ratio between fund units held and those which are to be distributed.

Object of the distribution as a commodity dividend. 2.04 Change in the currency of the underlying. As soon as determined. However, the report – Date of the exchange modification; Online form: Yes. must in any case reach SIX Exchange Regulation – Base currency old/new. "Official Notice Change of Underlyno later than 10.00 am on the last trading ing". 2.05 Deferred redemption pursuant to Art. 81 of the When the resolution has been taken or decision Enclosure: Via e-mail: Yes. Collective Investment Schemes Act. made. Resolution by the fund management or de- meldepflichten@six-group.com. cision of the supervisory authority as PDF.

SIX Exchange Regulation AG 29 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 2.06 For real estate funds: redemption of units by the No later than 10 am on the final trading day – Name of the fund; Online form: Yes. issuer. before the effective date. – Ticker symbol; "Official Notice Redemption of – Security no., ISIN; Units".

– Number of units redeemed; – Effective date; – Reason for redemption.

SIX Exchange Regulation AG 30 Annex 5 – Other Collective Investment Schemes Regular Reporting Obligations regarding the Maintenance of Listing – Collective Investment Schemes Based on Company Law Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.01 Change of name of the issuer or of the name of In the event of a change of name of the issuer – Name old/new; Online form: Yes. collective investment scheme. or the collective investment scheme: Within 5 – Web address old/new; "Official Notice Name Change". trading days after publication of the FINMA de- – Ticker symbol old/new; cision pursuant to Art. 27 para. 4 of the Collect- – Security no. and ISIN old/new; ive Investment Schemes Act. However, the report must in any case reach SIX Exchange Regu- – Date of the exchange modification. lation no later than 10.00 am on the last trading day prior to the date of exchange modification. In the event of a change of name of the issuer:

– Articles of association as PDF; PDF.

In the event of a change of name of the collective investment scheme: 1.02 Change of address of registered office/place of Within 5 trading days following entry in the – Name; Online form: - primary management. Commercial Register. – Address, P.O. box; "Change of Registered Office".

SIX Exchange Regulation AG 31 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.03 Change of address for the delivery of legally rel- Immediately upon occurrence. – Name; Online form: - 1.04 Change of invoice address. Immediately upon occurrence. – Name; Online form: - – Address, P.O. box. "Change of Registered Office". 1.05 Changes to contact persons: Immediately upon occurrence. – Last name, first name; Online form: - – 1.05 (1): Chairman of the Board of Directors; – Address for correspondence; "Contact Persons". – 1.05 (2): Chief Executive Officer; – Direct telephone number, direct fax num- – 1.05 (3): Chief Financial Officer; ber; – 1.05 (4) Head of Investor Relations; – Direct e-mail address; – 1.05 (5) Contact person for the disclosure of – Team e-mail address; potentially price-sensitive information, if the – Language for correspondence. issuer is subject to the provisions of the Directive on Ad hoc Publicity; – 1.05 (6) Contact person for regular reporting Additionally for the contact persons for: obligations in accordance with this Directive. – the disclosure of potentially price-sensitive information and Additionally for issuers with no registered office mobile phone number. in Switzerland: – 1.05 (7) Contact person at the representative in Switzerland pursuant to Art. 123 f. of the Collective Investment Schemes Act.

SIX Exchange Regulation AG 32 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.06 Changes to the following weblinks (URLs): Immediately upon occurrence. Weblink. Via e-mail: - – 1.06 (1) Issuer's general website; meldepflichten@six-group.com. – 1.06 (2) Corporate calendar; – 1.06 (3) Directory of financial statements.

If the issuer is subject to the provisions of the Directive on Ad hoc Publicity: – 1.06 (4) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity); – 1.06 (5) Directory of disclosures on pricesensitive information (pull system pursuant to Art. 9 Directive Ad hoc Publicity).

Regular reporting obligations in connection with units 2.01 Repealed. 2.02 Repealed.

SIX Exchange Regulation AG 33 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 2.03 Dividend report. As soon as determined. However, the report – Date of ex-dividend trading (ex date); Online form: Yes. must in any case reach SIX Exchange Regulation – Date on which dividends are paid out (pay "Official Notice Dividends" or send no later than 10.00 am on the last trading date); the corresponding Excel file via eday prior to the date of the ex dividend trad- – Category of securities; mail to: ing. meldepflichten@six-group.com. – Security no. and ISIN; – Gross amount per share;

– Information on whether the issuer's own existing shares are to be used or new shares are created in the framework of a capital increase; – ISIN of the shares that are to be distributed; – Subscription ratio between shares held and those which are to be distributed.

2.04 Change in the currency of the underlying. As soon as determined. However, the report – Date of the exchange modification; Online form: Yes. must in any case reach SIX Exchange Regulation – Base currency old/new. "Official Notice Change of Underlyno later than 10.00 am on the last trading ing".

SIX Exchange Regulation AG 34 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 2.05 For real estate funds: redemption of units by the No later than 10.00 am on the final trading – Name of the fund; Online form: Yes. issuer. day before the effective date. – Ticker symbol; "Official Notice Redemption of – Security no., ISIN; Units".

– Number of units redeemed; – Effective date; – Reason for redemption.

Regular reporting obligations in connection with the general meeting of shareholders (GMS) 3.01 Date of GMS. As soon as determined. Date. Via e-mail: - 3.02 Invitation to GMS. No later than 20 calendar days prior to the GMS. Enclosure: Via e-mail: - Agenda as PDF, or media release with the same content, as PDF. 3.03 Resolutions of the GMS. No later than 1 trading day following GMS. Enclosure: Via e-mail: - Resolutions as per the agenda as PDF, or media release with the same content, as PDF.

SIX Exchange Regulation AG 35 Annex 6 – Secondary-Listed Equity Securities Regular Reporting Obligations regarding the Maintenance of Listing – Secondary-Listed Equity Securities Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice

Regular reporting obligations concerning information on the issuer: 1.01 Change of name of the issuer. The report must reach SIX Exchange Regulation – Name old/new; Online form: Yes. no later than 10.00 am on the last trading – Ticker symbol old/new; "Official Notice Name Change". day prior to the date of exchange modifica- – Security no. and ISIN old/new; – Date of exchange modification on the primary exchange. 1.02 Change of address of registered office/place of Within 5 trading days following the change. – Name; Online form: - primary management. – Address, P.O. box; "Change of Registered Office". 1.03 Change of address for the delivery of legally rel- Immediately upon occurrence. – Name; Online form: - 1.04 Change of external auditors. Immediately upon occurrence. – Name; Via e-mail: - – Country of domicile; meldepflichten@six-group.com. – Register number of the competent audit oversight authority. 1.05 Changes to contact persons: Immediately upon occurrence. – Name; Online form: - – 1.05 (1): Contact person for the disclosure of – Address for correspondence; "Contact Persons". potentially price-sensitive information; – Telephone number; – 1.05 (2): Contact person for regular report- – e-mail address; ing obligations in accordance with this Dir- – Team e-mail address; ective; – 1.05 (3): Recognised representation in Switzerland, if any.

SIX Exchange Regulation AG 36 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.06 Submission of disclosures of potentially price- Upon publication of the ad hoc notice. Enclosure: Via e-mail: - sensitive information pursuant to Art. 21 para. 2 Media release. adhoc@six-group.com. Directive Foreign Companies. 1.07 Confirmation from the primary exchange of the Once a year at the request of SIX Exchange Reg- Confirmation from the primary exchange that Via e-mail: - number of listed equity securities. ulation. the issuer has listed equity securities on it meldepflichten@six-group.com. (incl. the number of listed equity securities, and a signature).

SIX Exchange Regulation AG 37 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 1.08 Information in accordance with the form for the Once a year at the request of SIX Exchange Reg- – Name of the issuer; Via e-mail: - annual data collection survey pursuant to ulation. – Address of the registered office of the is- meldepflichten@six-group.com.

Art. 20 Directive Foreign Companies. suer, or the location of its primary management;

– Language for correspondence; – Company website; – ISIN; – Security no. on SIX Swiss Exchange; – Contact persons (incl. e-mail addresses) for:

1. Disclosure of potentially price-sensitive information;

2. Regular reporting obligations in accordance with this Directive;

3. Admission procedures (representative in Switzerland, if any); – Capital structure:

1. Outstanding equity securities;

2. Conditional and/or authorised capital, if any;

3. Capital transactions carried out during the year;

– Dividend payments/anticipated ex-dividend date (ex date) on primary exchange (if known on survey date).

SIX Exchange Regulation AG 38 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice

Regular reporting obligations in connection with dividends 2.01 Dividend report. As soon as determined. However, the report – Date of ex-dividend trading (ex date); Online form: Yes. must in any case reach SIX Exchange Regulation – Payment date; "Official Notice Dividends". no later than 10.00 am on the last trading – Category of securities; day prior to the date of the ex dividend trad- – Security no. and ISIN old/new; ing. – Gross amount payable per equity security;

– Information on whether the issuer's own existing equity securities are to be used, or new equity securities created as part of a capital increase; – ISIN of the equity securities that are to be distributed; – Subscription ratio between the equity securities that are held and those which are to be distributed.

SIX Exchange Regulation AG 39 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice

Regular reporting obligations in connection with the capital structure 3.01 Capital increase concerning listed equity securit- The report must reach SIX Exchange Regulation – Category of securities; Online form: Yes. ies. no later than 10.00 am on the last trading – Ex date; "Official Notice: capital structure". day prior to the date of exchange modifica- – New number of issued equity securities; – Current level of company capital; – Reference to the secondary listing, including mention of the home country exchange and the trading symbol used 3.02 Splits concerning listed equity securities (e.g. The report must reach SIX Exchange Regulation – Category of securities; Online form: Yes. share splits). no later than 5 trading days prior to the date of – Security no. and ISIN old/new; "Official Notice: capital structure". exchange modification. – Ex date; – Nominal value old/new; – Old number of issued equity securities; – Reference to the secondary listing, including mention of the home country exchange and the trading symbol used SIX Exchange Regulation AG 40 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice 3.03 Capital reduction concerning listed equity secur- The report must reach SIX Exchange Regulation By cancellation of shares: Online form: Yes. ities. no later than 10.00 am on the last trading – Ex date; "Official notice capital decrease". day prior to the date of exchange modifica- – Old number of issued equity securities; – New number of issued equity securities.

By redemption:

– Payment date; ex date; – Category of securities; – Security no. and ISIN; – Old number of issued equity securities; – Old/new nominal value; – Reference to the secondary listing, including mention of the home country exchange and the trading symbol used SIX Exchange Regulation AG 41 Point Reportable fact Timing of report Contents of the report Manner of transmission to SIX Ex- Official Notice

Regular Reporting Obligations in Connection with the Restructuring of the Issuer 4.01 Restructuring: The report must reach SIX Exchange Regulation – Category of securities; Online form: Yes. – 4.01 (1) Merger; no later than 5 trading days prior to the date of – Security no. and ISIN old/new; "Official notice restructuring". – 4.01 (2) Spin-off. exchange modification. – Date of exchange modification (ex date); – Nominal value old/new; – Per company: Number of equity securities before/after; – Industrial sector; – Reference to the secondary listing, including mention of the home country exchange and the trading symbol used – Trading currency on SIX Swiss Exchange;

SIX Exchange Regulation AG 42