Directive Regular Reporting Obligations
(DRRO)

Art. 1 Object ........................................................................................................................................................... 3

Art. 2 Reportable facts ......................................................................................................................................... 3

Art. 3 Recipients of reportable facts .................................................................................................................. 3

II Form and content of reports .................................................................................................................... 3

Art. 4 Form in which the reportable facts are to be transmitted .................................................................. 3

Art. 5 Mandatory information ............................................................................................................................. 4

Art. 6 Official Notice ............................................................................................................................................. 4

Art. 7 Confidentiality ............................................................................................................................................ 4

III Responsibility .............................................................................................................................................. 5

Art. 8 Responsibility .............................................................................................................................................. 5

IV Regular reporting obligations .................................................................................................................. 5

Art. 9 Primary-listed equity securities and global depository receipts (GDRs) ............................................ 5

Art. 10 Bonds and/or conversion rights .............................................................................................................. 5

Art. 11 Derivatives................................................................................................................................................... 5

Art. 12 Collective investment schemes ................................................................................................................ 5

Art. 13 Exchange traded products (ETP) .............................................................................................................. 5

Art. 14 Sponsored Investment Funds Segment ................................................................................................. 5

Art. 15 Secondary-listed equity securities ........................................................................................................... 5

V Authorities ................................................................................................................................................... 6

Art. 16 Delegation ................................................................................................................................................... 6

VI Final provisions ........................................................................................................................................... 6

Art. 17 Entry into force ........................................................................................................................................... 6

Art. 18 Transitional provisions .............................................................................................................................. 6

Art. 19 Revision ....................................................................................................................................................... 6

Annex 1 – Primary-listed equity securities and global depository receipts (GDRs) ............................................ 7 Annex 2 – Bonds and/or Conversion Rights ...........................................................................................................19 Annex 3 – Derivatives .................................................................................................................................................22 Annex 4 – Collective Investment Schemes ..............................................................................................................25 Annex 5 – Exchange Traded Products (ETP) ...........................................................................................................29 Annex 6 – Sponsored Investment Funds Segment ................................................................................................33 Annex 7 – Secondary-Listed Equity Securities ........................................................................................................36 Basis: Art. 3 para. 9, Art. 6 and Art. 55 LR, Art. 29 ARB, Art. 35 ARD, Art. 21 ARETP, Art. 12 f. RSIF and Art. 22 DFC I General provisions

Art. 1 Object 1

This Directive governs the content and form of regular reporting obligations in connection with maintaining listing, and the details of how these obligations are to be fulfilled.

If a reportable fact with regard to bonds and/or conversion rights, derivatives or exchange traded products (ETP) (Annexes 2, 3 and 5) must be published as a “Publication in accordance with conditions”, then the details of publication are governed by the terms and conditions disclosed in the corresponding prospectus according to the FinSA.

Art. 2 Reportable facts

The Annexes contain the following information on the individual regular reporting obligations: 1. content of obligation; 2. timing of report; 3. type of submission; 4. any enclosures that must be submitted; 5. whether or not the report will be published by SIX Swiss Exchange AG (“SIX Swiss Exchange”).

Art. 3 Recipients of reportable facts

The issuer or the sponsoring securities firm must transmit the reportable facts to SIX Exchange Regulation AG (“SIX Exchange Regulation”).

II Form and content of reports

Art. 4 Form in which the reportable facts are to be transmitted 1

In transmitting reportable facts pursuant to Annex 1 an issuer of equity securities with a primary listing on the Exchange must use the Connexor Reporting electronic reporting platform ("Connexor Reporting"). If, exceptionally, Connexor Reporting is unavailable for technical reasons, the issuer must use the means listed in para. 2 below to transmit the reportable facts.

The issuer or the sponsoring securities firm must transmit the reportable facts pursuant to Annexes 2 and 4-7 (bonds, conversion rights, collective investment schemes, ETP, sponsored funds and secondary-listed equity securities) by e-mail. Online forms may be used to transmit certain reportable facts.

The issuer must use e-mail or Connexor Events to transmit the reportable facts pursuant to Annex 3 (derivatives). See also: ‒ Online forms for Regular Reporting Obligations ‒ Access page for Connexor Reporting ‒ Access page for Connexor Events

Art. 5 Mandatory information

Each report must contain the following information: 1. name (company) of the issuer; 2. identity of the person submitting the report (incl. telephone number and e-mail address for any enquiries); 3. description of the reporting obligation in question.

Art. 6 Official Notice 1

If the Annexes provide for information on a reportable fact to be disseminated by means of an “Official Notice”, the issuer or the sponsoring securities firm must transmit the text of the “Official Notice” to SIX Exchange Regulation electronically at the earliest possible date but, providing no differing regulation applies, no later than 10.00 a.m. on the last trading day prior to the desired publication date. The issuer or the sponsoring securities firm must notify SIX Exchange Regulation of the desired publication date, otherwise the “Official Notice” will be published immediately at the earliest possible date.

The “Official Notice” must contain the mandatory information required for the reportable fact in question, as listed in the corresponding Annexes.

The issuer or the sponsoring securities firm must transmit the “Official Notice” to SIX Exchange Regulation as an unformatted text document (i.e. as a Notepad document or similar).

In the case of reports transmitted to SIX Exchange Regulation using Connexor Reporting (pursuant to

Art. 9 ) or Connexor Events (pursuant to Art. 11), the “Official Notice” will be generated automatically by

SIX Exchange Regulation once the report has been processed. The same applies to cases in which an Excel or Word file may be submitted instead of an “Official Notice”.

SIX Exchange Regulation will make no changes to the content of an "Official Notice" that it disseminates. Responsibility for the content of this notice lies solely with the issuer or the sponsoring securities firm.

Alternatively, the "Official Notice" will be published via: 1. the "Newsboard" of the SIX Swiss Exchange Trading System (for Exchange participants); 2. e-mail to interested recipients; 3. Internet (https://www.six-group.com/en/products-services/the-swiss-stock-exchange/marketdata/news-tools/official-notices.html#/) as an "Official Notice".

Art. 7 Confidentiality 1

Reportable facts which, at the time of their transmission to SIX Exchange Regulation, are still to be treated confidentially, or for which publication is to be deferred, must be clearly and obviously designated as such in the report ("Confidential"/"Publication only after consultation", or similar). In this case, the date and time as of which the temporarily confidential information may be passed on to the market must be given. In the absence of the aforementioned, SIX Exchange Regulation cannot ensure the confidential treatment of the report.

When transmitting a reportable fact via Connexor Reporting, in the case of facts which are to be published openly or also sent to third parties in addition to SIX Exchange Regulation, the issuer may send the report to SIX Exchange Regulation on a confidential basis in advance, using the dedicated Connexor Reporting function. Paragraph 1 applies mutatis mutandis.

III Responsibility

Art. 8 Responsibility 1

The issuer must report the reportable fact. It may decide at its own discretion whether to fulfil its reporting obligations itself, or to instruct a third party to do so.

The sponsoring securities firm is responsible for the proper forwarding to SIX Swiss Exchange or SIX Exchange Regulation of the information listed in this Directive. In particular, the sponsoring securities firm is responsible for any direct loss arising from the fact that it carelessly failed to submit information, submitted it too late or did not forward it properly.

In either case, the issuer or the sponsoring securities firm is responsible for the proper fulfilment of its obligations.

IV Regular reporting obligations

Art. 9 Primary-listed equity securities and global depository receipts (GDRs)

Issuers of equity securities which have their primary listing with SIX Swiss Exchange pursuant to Art. 120 para. 1 of the Financial Market Infrastructure Act, as well as to Art. 115 para. 3 of the Financial Market Infrastructure Ordinance, and issuers of GDRs must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 1.

Art. 10 Bonds and/or conversion rights

Issuers of listed bonds and/or conversion rights must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 2.

Art. 11 Derivatives

Issuers of listed derivatives must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 3.

Art. 12 Collective investment schemes

Issuers of collective investment schemes with a contractual basis or based on company law must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 4.

Art. 13 Exchange traded products (ETP)

Issuers of ETP must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 5.

Art. 14 Sponsored Investment Funds Segment

In the Sponsored Investment Funds Segment, the sponsoring securities firm must fulfil the regular reporting obligations in connection with maintenance in accordance with Annex 6.

Art. 15 Secondary-listed equity securities

Issuers of secondary-listed equity securities must fulfil the regular reporting obligations in connection with maintaining listing pursuant to Annex 7.

V Authorities

Art. 16 Delegation

The Issuers Committee delegates authority to amend the details of the fulfilment of the regular reporting obligations set out in the Annexes to this Directive to SIX Exchange Regulation.

VI Final provisions

Art. 17 Entry into force

This Directive enters into force on 1 September 2024 and replaces the Directive on Regular Reporting Obligations of 6 December 2022.

Art. 18 Transitional provisions 1

For authorised capital increases and capital increases from conditional capital that have been adopted prior to 1 January 2023, Art. 9, Annex 1 Point 1.12, 5.01, 5.04, and Annex 6 Point 1.08 as amended on 6 December 2022 apply mutatis mutandis.

Issuers of global depository receipts (GDRs) that were listed before the revision of Art. 9 in conjunction with Annex 1 point 1.06 (7) and (8) DRRO must report a recognised representation in accordance with the Directive on Recognised Representation (DRR) and a contact person at the depository via Connexor Reporting within a transitional period of 3 months.

Art. 19 Revision

The suspension of Annex 1 Point 2.03 that was decreed by the Issuers Committee in its resolution of 2 December 2025 enters into force on 1 January 2026.

Annex 1 – Primary-listed equity securities and global depository receipts (GDRs) Regular reporting obligations that are not applicable to GDRs are clearly marked.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Change of name of the issuer. Within 5 trading days following − Name (company) old/new; Connexor Reporting electronic Yes. entry in the Commercial Regis- − Web address old/new; reporting platform. ter, but in any case no later − Ticker symbol old/new; than 10.00 a.m. on the last − Security no. and ISIN old/new; trading day prior to the date − Date of the exchange modification. In the event of a change of − Extract from the Commercial Regis- ISIN/security number, the re- ter as PDF; port must be sent no later than − Articles of association as PDF. 10.00 a.m. 2 trading days prior to the date of exchange modification. 1.02 Change of address of regis- Within 5 trading days following − Name; Connexor Reporting electronic - tered office/place of primary entry in the Commercial Regis- − Address, P.O. box; reporting platform. management. ter. − Tel. no.; − E-mail address; − Main language for correspondence.

− Extract from the Commercial Register as PDF. 1.03 Change of invoice address. By 30.12.of each year at the lat- − Name (company); Connexor Reporting electronic - est. − Order number/invoice recipient; reporting platform. − Address, P.O. box;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.04 External auditors: − 1.04 (1): Within 5 trading 1.04 (1): Connexor Reporting electronic - − 1.04 (1): Change of external days following entry in the − Name (company); reporting platform. auditors; Commercial Register; − Country of domicile; − 1.04 (2): Discontinuance of − 1.04 (2): On the same day − Register number of the competent supervision of their audi- as notification of the deci- audit oversight authority; tors by a foreign audit sion of the audit oversight − Reason for the change (incl. comoversight authority recog- authority. ments on whether the auditors renised by the Federal Coun- signed and whether there were any cil (Art. 8 para. 2 of the Au- unresolved differences of opinion dit Oversight Act in con- between issuer and auditors at the junction with Art. 10 of the time of the change). Audit Oversight Ordi- Enclosure: nance). − Extract from the Commercial Register as PDF.

1.04 (2): − Name (company) of their foreign auditors; name of the foreign audit oversight authority; effective date of the discontinuance/reintroduction of oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council. 1.05 Change of balance sheet date Within 5 trading days following Indication of the new effective date. Connexor Reporting electronic - (close of financial year). the resolution. reporting platform.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.06 Changes to contact persons: CEO, CFO, IVR, AhP, RO, RR, DP: − Last name, first name; Connexor Reporting electronic - − 1.06 (1) Chairman of the On the occasion of the publica- − Address for correspondence; reporting platform. Board of Directors (CoB); tion of the change, but no later − Direct telephone number; − 1.06 (2) Chief Executive Of- than 4.00 p.m. on the last − Direct e-mail address; ficer (CEO); trading day before taking of- − Team e-mail address; − 1.06 (3) Chief Financial Of- fice or leaving office. − Language for correspondence. ficer (CFO); − 1.06 (4) Head of Investor CoB: On the day of the change, Additionally for the contact persons for: Relations (IVR); but no later than 4.00 p.m. − Ad hoc publicity and − 1.06 (5) Contact person 1 trading day after the GMS. − Regular reporting obligations: forad hoc publicity (AhP) mobile phone number. pursuant to the Directive on Ad hoc Publicity (DAH); Additionally with recognised representa- − 1.06 (6) Contact person for tion: regular reporting obliga- − Power of attorney. tions (RO) pursuant to this Directive.

For GDR issuers only:1 − 1.06 (7) Recognised representation (RR) pursuant to the Directive on Recognised Representation (DRR); − 1.06 (8) Contact person at the depository (DP).

This refers to the issuer of the underlying shares.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.07 Changes to the following web- No later than 4.00 p.m. on the Weblink and date of the exchange modi- Connexor Reporting electronic - links (URLs): last trading day before the new fication. reporting platform. − 1.07 (1) Issuer’s general weblinks are activated. website; − 1.07 (2) Registration form for the e-mail distribution list (subscription to push system pursuant to Art. 8 Directive Ad hoc Publicity [DAH]); − 1.07 (3) Directory of ad hoc notices (pull system pursuant to Art. 9 Directive Ad hoc Publicity [DAH]); − 1.07 (4) Corporate calendar; − 1.07 (5) Directory of financial statements (annual and semi-annual reports).

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.08 Issuers with a publicly an- No later than 1 trading day be- Enclosure: Connexor Reporting electronic - nounced buyback programme fore the start of the buyback − Extract from the contract as PDF. reporting platform. pursuant to Art. 123 of the Fi- programme. nancial Market Infrastructure Ordinance: Report stating whether an independent securities firm or a trading unit (if the issuer itself is a securities firm) that is segregated with information barriers has been commissioned to undertake the buyback programme (Art. 124 para. 2 lit. a and b Financial Market Infrastructure Ordinance).

1.09 Change in the currency in Within 5 trading days following − Specification of the old and new cur- Connexor Reporting electronic Yes. which the capital is expressed. entry in the Commercial Regis- rencies; reporting platform. ter, but in any case no later − Date of the exchange modification. This point is not applicable to than 10.00 a.m. on the last GDR issuers. trading day prior to the date Enclosures: of exchange modification. No − Extract from the Commercial Regismore than 10 trading days may ter as PDF; elapse between the entry of the − Articles of association as PDF. currency change in the Commercial Register and the date Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations in connection with financial reporting 2.01 Submission of financial state- Upon publication of the report Report as PDF. Connexor Reporting electronic - ments: reporting platform. − 2.01 (1) Annual report and, Publication must take place at if issuers are listed in the the latest: regulatory standard Sparks − Annual report: and choose publication 4 months following the pursuant to Art. 4 para. 2 closing date for the finan- Directive Corporate Gov- cial year (balance sheet ernance: separate docu- date); ment with information on − Interim (semi-annual) re- Corporate Governance port: (DCG); 3 months following the bal- − 2.01 (2) Semi-annual re- ance sheet date. port. For Sparks issuers: The separate document containing information on Corporate Governance must be sent at the same time as the annual report. 2.02 Mandatory quarterly financial Upon publication of the report. Report as PDF. Via e-mail to - statements pursuant to Art. 24 reporting.obligations@six- et seqq. of the Directive Track Publication must take place no group.com. Record (DTR) and pursuant to later than 3 months after the

Art. 89n and 89o of the Listing balance sheet date of the finan-

Rules (LR). cial year. 2.032 Report on opting in pursuant to Upon publication of the sus- − Indication of the internationally rec- Connexor Reporting electronic

Art. 9 para. 1 Directive Corpo- tainability report. ognised standard applied; reporting platform.

rate Governance (DCG) (sus- − Reporting interval; tainability reporting). − Weblink.

Suspended as of 1 January 2026.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations in connection with the general meeting of shareholders (GMS) 3.01 Date of GMS. Upon publication of the date. − Date; Connexor Reporting electronic - − Type of meeting. reporting platform. 3.02 Issuers with listed registered Upon publication of the date. − Date; Connexor Reporting electronic - shares or GDRs: − Exact time of closure. reporting platform. Date of closure of the share resp. GDR register. 3.03 Invitation to GMS. No later than 20 calendar days Enclosure: Connexor Reporting electronic - prior to the GMS. − Agenda as PDF or media release reporting platform. with the same content as PDF. 3.04 Resolutions of the GMS. No later than 1 trading day fol- Enclosure: Connexor Reporting electronic - lowing GMS. − Resolutions as per the agenda as reporting platform. PDF, or media release with the same content, as PDF. 3.05 Resolution/cancellation/change Within 5 trading days following − Description of the special clauses in Connexor Reporting electronic - on opting out/opting up pursu- the GMS. the articles of association pursuant reporting platform. ant to Art. 125 para. 3 and to Art. 125 and Art. 135 of the Finan-

Art. 135 para. 1 of the Financial cial Market Infrastructure Act.

Market Infrastructure Act.

− Articles of association as PDF.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations in connection with dividends 4.01 Dividend report. Preliminary (indicative) re- − Date of ex-dividend trading (ex- Connexor Reporting electronic Yes. port: date); reporting platform. No later than 20 calendar − Date on which dividends are paid days prior to the GMS. out (pay-date); − Category of securities; Final report: − Security no., ISIN; No later than 10.00 a.m. on − Gross amount payable per equity sethe last trading day prior to curity; the date of the ex-dividend − Coupon no.; trading. − Any further details.

Additionally in the case of stock dividends: − Information on whether the issuer’s own existing equity securities are to be used, or new equity securities created as part of a capital increase; − ISIN of the equity securities that are to be distributed; − Subscription ratio between the equity securities that are held and those which are to be distributed.

− Object of the commodity dividend.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations in connection with the capital structure 5.01 Creation/cancellation of the Within 5 trading days following Enclosures: Connexor Reporting electronic - conditional capital, of reserve entry/cancellation in the Com- − Extract from the Commercial Regis- reporting platform. capital according to Art. 12 mercial Register. ter as PDF; Banking Act and convertible − Articles of association as PDF. capital according to Art. 13 Banking Act or introduction/change/withdrawal of the capital band (e.g. expiry of the term, capital increase or decrease, change in the currency in which the capital is expressed, decision to repeal).

5.02 Reporting of conditional capi- Monthly report from the time − Category of securities; Connexor Reporting electronic - tal. at which the conditional capital − Security no., ISIN; reporting platform. is formally listed; prepared on − Article of the articles of association; This point is not applicable to the first trading day of the fol- − Number of outstanding securities; GDR issuers. lowing month. − Number of exercised securities; − Remaining conditional capital. The issuer may submit a written application for exemption from this provision if no options or conversion rights will be exercised for a long period. The exemption applies for a maximum of 1 year.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 5.03 Commercial Register entry of Within 5 trading days following Enclosure: Connexor Reporting electronic - newly created securities from entry in the Commercial Regis- − Extract from the Commercial Regis- reporting platform. conditional capital. ter. ter as PDF.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 5.04 Capital reduction (ordinary cap- Within 5 trading days following By cancellation of shares: Connexor Reporting electronic Yes. ital reduction; capital reduction entry in the Commercial Regis- − Date of exchange modification (ex- reporting platform. with simultaneous capital in- ter, but in any case no later date); crease, or declarative capital re- than 10.00 a.m. on the last − New number of issued equity securiduction, capital reduction trading day prior to the date ties. within the capital band). of exchange modification. No more than 10 trading days may By redemption: This point is not applicable to elapse between the entry of the − Payment date; GDR issuers. capital reduction in the Com- − Date of exchange modification (exmercial Register and the date date); of exchange modification. − Category of securities; − Security no., ISIN; − Gross amount payable per equity security; − New number of issued equity securities; − Old/new nominal value.

Capital reduction with simultaneous capital increase, and declarative capital reduction to eliminate a capital deficiency and reduce the nominal value, whereby the funds released are not distributed but posted to reserves: The content of the report varies depending on the structure of the transaction in each specific case.

− Extract from the Commercial Register as PDF; − Articles of association as PDF.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 5.05 For issuers without seat in Swit- No later than 5 trading days af- − New total number of issued equity Connexor Reporting electronic - zerland: ter the change in the total num- securities; reporting platform. ber of equity securities issued − New number of associated voting The current total of issued eq- has occurred. rights; uity securities, and the associ- − Date of change. ated voting rights pursuant to

Art. 115 para. 3 of the Financial

Market Infrastructure Ordinance.

For GDR issuers: The most re- GDR issuers: No later than 5 cent total number of GDRs is- trading days after 30.11.of each sued and the associated voting year. rights. 5.06 Subsequent listing in the coun- No later than 5 trading days af- − Name of the stock exchange in the Official Notice via e-mail to Yes. try of domicile pursuant to Art. ter the first trading day on the country of domicile; reporting-obligations@six-

of the Directive for Foreign stock exchange in the country − Listing date in the country of domi- group.com. Companies (DFC). of domicile. cile. 5.07 Change regarding depository No later than 5 trading days af- − Date of change. Connexor Reporting electronic - agreement for GDR issuers. ter signing the new or reporting platform. amended agreement. − Depository agreement as PDF.

Annex 2 – Bonds and/or Conversion Rights Regular Reporting Obligations regarding the Maintenance of Listing – Bonds and/or Conversion Rights.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Change of name of the issuer. Within 5 trading days following − Name old/new; web address Official Notice via e-mail to Yes. entry in the Commercial Regis- old/new; zulassung@six-group.com. ter. − Ticker symbol old/new; security no./ISIN; − Copies of extract from Commercial Register and articles of association. 1.02 Change of address of regis- Within 5 trading days following − Name; address; P.O. box no; tel. no.; Official Notice via e-mail to Yes. tered office/place of primary entry in the Commercial Regis- − Copy of extract from the Commercial zulassung@six-group.com. management. ter. Register. 1.03 External auditors: − 1.03 (1): Within 5 trading 1.03 (1): Official Notice via e-mail to Yes. − 1.03 (1): Change of external days following entry in the − Name (company); country of domi- zulassung@six-group.com. auditors; Commercial Register; cile; register number from the Fed- − 1.03 (2): Discontinuance/in- − 1.03 (2): On the same day eral Audit Oversight Authority; troduction or reintroduc- as notification of the deci- − Reason why the issuer has changed tion of supervision of the sion of the audit oversight auditor (incl. comments on whether auditors by a foreign over- authority. it was the auditors who resigned). sight audit authority recognised by the Federal Coun- 1.03 (2): cil (Art. 8 para. 2 of the Au- − Name (company) of their foreign audit Oversight Act in con- ditors; name of the foreign audit junction with Art. 10 of the oversight authority; effective date of Audit Oversight Ordi- the discontinuance/reintroduction of nance). oversight of the auditors by a foreign audit oversight authority recognised by the Federal Council; − Security no./ISIN of the issuer’s listed bonds. 1.04 Change of financial reporting Within 5 trading days of publi- − Accounting standards old/new; Official Notice via e-mail to Yes. standard. cation of the annual report. − Date of change. zulassung@six-group.com.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations concerning information on the securities – Bonds 2.01 Amortisations. On the same day as cancella- − Security no./ISIN; Official Notice via e-mail to Yes. tion. − Maturity date; zulassung@six-group.com. Publication in accord- − Repayment amount. ance with conditions. 2.02 Early redemption. According to terms and condi- − Security no./ISIN; Official Notice via e-mail to Yes. tions of the bond. − Date; zulassung@six-group.com. Publication in accord- − Type of redemption; ance with conditions. − Repayment amount; bond; − New last trading day. 2.03 Increases. According to terms and condi- − Security no./ISIN; Official Notice via e-mail to Yes. tions of the bond. − Date; zulassung@six-group.com. Publication in accord- − Amount of increase; ance with conditions. − Total; bond. 2.04 Floating-rate bonds: By no later than 4.00 p.m. 2 − Security no./ISIN; Official Notice via e-mail to Yes. − New interest rate. trading days before the interest − New interest rate/old interest rate; zulassung@six-group.com. Publication in accordrate goes into effect. − Term of new interest rate; ance with conditions. − Interest effective date. 2.05 Change in customs. According to terms and condi- − Security no./ISIN; Official Notice via e-mail to Yes. tions of the bond. − Old/new interest conventions; zulassung@six-group.com. Publication in accord- − Interest conventions valid from. ance with conditions.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 2.06 Reorganisation, restructuring, 1) On the same day as the oc- − Security no./ISIN; Official Notice via e-mail to Yes. facts pertaining to flat trading, currence of the event; − Press communiqués; zulassung@six-group.com. Publication in accordinformation requirements in 2) Upon petition of borrower. − All relevant documentation issued to ance with conditions. case of non-performing bonds, bondholders; bankruptcy, composition or − Petition of borrower (2); other insolvency and liquida- − All relevant documentation (incl. all tion proceedings. decisions taken with regard to bankruptcy, composition or other insolvency or liquidation proceedings) provided to creditors and/or bondholders. 2.07 Change of borrower (Change of No later than 1 trading day − Security no./ISIN; Official Notice via e-mail to Yes. issuer/guarantor). prior to change of borrower en- − Issuer old/new; zulassung@six-group.com. Publication in accordtering into legal force. − Guarantor old/new; ance with conditions. − Date; − Type of redemption; − Amount; bond. 2.08 Change of paying agent/exer- No later than 1 day prior to − Security no./ISIN; Official Notice via e-mail to Yes. cise agent. change entering into legal − Date of change; zulassung@six-group.com. Publication in accordforce. − Information regarding the previous ance with conditions. as well as the new paying agent/exercise agent.

Regular reporting obligations concerning information on the securities – Conversion rights 3.01 Capital events affecting the un- On the same day as the occur- − Security no./ISIN; Official Notice via e-mail to Yes. derlying: rence of the event. − Security no./ISIN of underlying; zulassung@six-group.com. Publication in accord- Adjustment of conversion price − Old/new conversion conditions (con- ance with conditions. or conversion terms. version price, conversion ratio, etc.).

Annex 3 – Derivatives Regular Reporting Obligations regarding the Maintenance of Listing – Derivatives.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Change of name of the issuer. Within 5 trading days following − Name old/new; web address Official Notice via e-mail to Yes. entry in the Commercial Regis- old/new; zulassung@six-group.com. ter. − Ticker symbol old/new; security no./ISIN; − Copies of extract from Commercial Register and articles of association. 1.02 Change of address of regis- Within 5 trading days following − Name; address; P.O. box; tel. no.; Official Notice via e-mail to Yes. tered office/place of primary entry in the Commercial Regis- − Copy of extract from the Commercial zulassung@six-group.com. management. ter. Register. 1.03 Loss of required permit On the same day as notification − Copies of formal decision by supervi- Official Notice via e-mail to Yes. granted by relevant supervisory of the decision of the supervi- sory authority. listing@six-group.com. authority. sory authority. 1.04 Change of financial reporting Within 5 trading days of publi- − Accounting standards old/new; Official Notice via e-mail to Yes. standard. cation of the annual report. − Date of change. zulassung@six-group.com.

Regular reporting obligations concerning information on the securities1 2.01 Adjustments to the terms and On the same day as the occur- − Security no./ISIN; − Connexor Events; Yes. conditions of the securities, e.g. rence of the event. − Security no./ISIN of underlying; − Official Notice via Publication in accordwith regard to the strike price − Terms and conditions old/new (exer- e-mail to ance with conditions. or subscription ratio. cise price, subscription ratio, etc.). zulassung@six-group.com. 2.02 Increase or reduction in num- On the same day as the occur- − Security no./ISIN; − Connexor Events; Yes. ber of securities. rence of the event. − Security no./ISIN of underlying; − Official Notice via Publication in accord- − Number of securities old/new. e-mail to ance with conditions. zulassung@six-group.com.

Included are all derivatives that can be listed on SIX Swiss Exchange.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 2.03 Achievement of threshold val- Upon achievement of the − Security no./ISIN; − Connexor Events; Yes. ues that might affect the price threshold value pursuant to the − Security no./ISIN of underlying. − Official Notice via Publication in accordor valuation of the derivative deadlines defined in SIX Swiss e-mail to ance with conditions. (e.g. in the case of barrier op- Exchange Directive 3: Trading. zulassung@six-group.com. tions). 2.04 Determination during duration On the same day as determina- − Security no./ISIN; − Connexor Events; Yes. of the derivative of a price pa- tion of the new price parame- − Security no./ISIN of underlying; − Official Notice via Publication in accordrameter relevant to its valua- ter. − Terms and conditions old/new. e-mail to ance with conditions. tion/payment (e.g. fixing of a − Possible declaration of indemnity. zulassung@six-group.com. new coupon rate for derivatives with interest payment). 2.05 Temporary interruption or per- Upon occurrence of the event. − Security no./ISIN; Official Notice via e-mail to Yes. manent cessation of regular − Security no./ISIN of underlying; zulassung@six-group.com. Publication in accordprice determination for the un- − Terms and conditions old/new. ance with conditions. derlying instrument (owing to trading suspensions, delisting of underlying instrument, or similar events). 2.06 Exchange of underlying (e.g. On the same day as the occur- − Security no./ISIN; Official Notice via e-mail to Yes. owing to capital events affect- rence of the event. − Security no./ISIN of underlying; zulassung@six-group.com. Publication in according the underlying, such as re- − Terms and conditions old/new; ance with conditions. structuring measures or simi- − Reference to the applicable point in lar). the terms and conditions of the derivative. 2.07 Early termination by issuer According to terms and condi- − Security no./ISIN; − Connexor Events Yes. (where provided for in the tions. − Security no./ISIN of underlying. − Official Notice via Publication in accordterms).

e-mail to ance with conditions. zulassung@six-group.com. 2.08 Changes regarding the issuer On the same day as the occur- − Security no./ISIN; Official Notice via e-mail to Yes. of the derivatives that might af- rence of the event. − Security no./ISIN of underlying; zulassung@six-group.com. Publication in accordfect the price or valuation of − Description of event; ance with conditions. the derivative (e.g. insolvency, − Date; bankruptcy or similar). − Effects; − Possible declaration of indemnity.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 2.09 Change of borrower (Change of 5 days prior to change of bor- − Security no./ISIN; Official Notice via e-mail to Yes. issuer/creditor). rower entering into legal force. − Information on new borrower (with zulassung@six-group.com. Publication in accordinclusion of annual financial report); ance with conditions. − Information on continuation of guarantee, if applicable; − Reference to the applicable point in the terms and conditions of the derivative. 2.10 Change of paying agent/exer- No later than 1 day prior to − Security no./ISIN; Official Notice via e-mail to Yes. cise agent. change entering into legal − Information regarding the previous zulassung@six-group.com. Publication in accordforce. as well as the new paying agent/ex- ance with conditions. ercise agent. 2.11 For crypto assets as underlying On the same day as receipt of − Description of the circumstance; Official Notice via e-mail to Yes. for derivatives: information. − Date; listing@six-group.com. − Effects; The occurrence of an extraordi- − Information on the measures taken nary circumstance, namely sus- or planned. picion of price manipulation, falsification of liquidity or criminal activity in relation to the derivative or crypto asset.

Annex 4 – Collective Investment Schemes Regular Reporting Obligations regarding the Maintenance of Listing – Collective Investment Schemes with a Contractual Basis and Based on Company Law.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Change of fund management. Within 5 trading days after pub- − Date of change/exchange modifica- Online form Yes. Change of name of the fund lication of the FINMA decision tion; “Official Notice Name Change” management, the issuer, the pursuant to Art. 27 para. 4 of − Name old/new; or “Official Notice Change of collective investment scheme the Collective Investment − If applicable, security no. and ISIN Fund Management” or Official or the representative in Swit- Schemes Act. old/new. Notice by e-mail to zerland pursuant to Art. 123 f. reporting-obligations@sixof the Collective Investment Within 5 trading days after the Enclosures: group.com. Schemes Act (collective invest- decision of the body responsi- − Decision of the supervisory authority ment schemes without seat in ble for the change of name. or decision of the competent body Switzerland). as PDF. The report must reach SIX Exchange Regulation no later than 10.00 a.m. on the last trading day prior to the date In the event of a change of ISIN/security number, the report must be received no later than 10.00 a.m. 2 trading days prior to the date of exchange Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.02 Relocation of the registered of- Within 5 trading days after pub- − Date; Online form - fice or change of address of the lication of the decision of the − Address, P.O. box; “Change of Address”. fund management, the issuer, supervisory authority pursuant − Tel. no.; the place of management or to Art. 27 para. 4 of the Collec- − E-mail address of the fund managethe representative in Switzer- tive Investment Schemes Act or ment; land. within 5 trading days of the de- − Main language for correspondence. cision of the competent body. − Decision of the supervisory authority or the competent body as PDF. 1.03 Change of invoice address. By 30.12.of each year at the lat- − Name (company); Online form - est. − Address, P.O. box; “Change of Address”. − Order number/invoice recipient; 1.04 Changes to contact persons: On the day of the event, but no − Last name, first name; Online form - − 1.04 (1) Contact person at later than 4.00 p.m.

on the − Address for correspondence; "Contact Persons". the fund management (col- last trading day before taking − Direct telephone number; lective investment scheme office or leaving office. − Direct e-mail address; with seat in Switzerland) or − Team e-mail address; at the representative in − Language for correspondence. Switzerland pursuant to

Art. 123 f. of the Collective Additionally for the contact persons for:

Investment Schemes Act − Ad hoc publicity and (collective investment − Regular reporting obligations: scheme without seat in mobile phone number. Switzerland); − 1.04 (2) Contact person for ad hoc publicity , if the issuer is subject to the provisions of the Directive on Ad hoc Publicity (DAH); − 1.04 (3) Contact person for regular reporting obligations pursuant to this Directive.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular reporting obligations in connection with units 2.01 Distribution – dividend report. No later than 10.00 a.m. on − Date of ex-dividend trading (ex- Online form Yes. the last trading day before date); “Official Notice Dividends” or the ex-date. − Date on which dividends are paid corresponding Excel/Word file out (pay-date); via e-mail to − Security no. and ISIN old/new; reporting-obligations@six- − Amount per unit (gross/net); group.com. − Coupon no. (if any); − Contact person; − Any further details.

If fund units are to be distributed instead of money, the following information must be given additionally: − ISIN of the securities that are to be distributed; − Subscription ratio between fund units held and those which are to be distributed.

− Object of the distribution as a commodity dividends. 2.02 Change in the currency of the No later than 10.00 a.m. on − Date of the exchange modification; Online form Yes. underlying. the last trading day prior to − Base currency old/new. “Official Notice Change of Curthe date of exchange modifi- rency”. cation. 2.03 Deferred redemption pursuant On the day of the event and the Enclosure: Online form Yes. to Art. 81 of the Collective In- passing of the resolution or de- − Resolution by the fund management “Official Notice Deferred Revestment Schemes Act. cision. or decision of the supervisory au- demption”. thority as PDF.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 2.04 For real estate funds: redemp- No later than 10.00 a.m. on the − Name of the fund; Online form Yes. tion of units by the issuer. final trading day before the ef- − Ticker symbol; "Official Notice Redemption of fective date. − Security no., ISIN; Units". − Number of units redeemed; − Effective date; − Reason for redemption.

Annex 5 – Exchange Traded Products (ETP) Reporting Obligations Regarding the Maintenance of Listing – Exchange Traded Products (ETP).

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

General information on the issuer and the guarantor 1.01 − Change of name of the Within 5 trading days following − Name old/new; web address Online form Yes. ETP, the issuer (1) or the entry in the Commercial Regis- old/new; “Official Notice Name Change” Publication in accordguarantor (2); ter or the change entering into − Ticker symbol old/new; security or “Official Notice Change of ance with conditions. − Change of the issuer (1) or legal force. no./ISIN; Fund Management” or Official the guarantor (2). − Date as of which exchange modifica- Notice by In the event of a change of tion is to be made. e-mail to ISIN/security number, the re- reporting-obligations@sixport must be received no later When changing the guarantor (2): group.com. than 10.00 a.m. 2 trading days − Information on continuation of guarprior to the date of exchange antee, if available as PDF. 1.02 Change of address of regis- Within 5 trading days following − Date; Online form - tered office. entry in the Commercial Regis- − Address, P.O. box; “Change of Address”. ter or the change entering into − Tel. no.; legal force. − E-mail address; − Main language for correspondence; − Copy of extract from the Commercial Register. 1.03 Change of invoice address. By 30.12of each year at the lat- − Name; Online form - est. − Address, P.O. box; “Change of Address”. − Order number/invoice recipient;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.04 Change of external auditors. Within 5 trading days following − Name/company; country of domicile; Official Notice via e-mail to Yes. entry in the Commercial Regis- register number from the Federal reporting-obligations@sixter. Audit Oversight Authority; group.com. − Reason the issuer has changed auditors (incl. comments on whether it was the auditors who resigned or whether there are unresolved differences of opinion); − Copy of extract from the Commercial Register. 1.05 Change of financial reporting Within 5 trading days of publi- − Accounting standards old/new; Official Notice via e-mail to Yes. standard. cation of the annual report. − Date of change. reporting-obligations@sixgroup.com. 1.06 Fees collected (NAV). Upon publication of the annual − Information on the fees collected Official Notice via e-mail to Yes. report. pursuant to Art. 20 para. 2 of the Ad- listing@six-group.com. ditional Rules Exchange Traded Products (ARETP). 1.07 Changes to contact persons: On the day of the announce- − Last name; first name; address; Online form - − 1.07 (1): Contact person for ment of the change but no − Direct telephone number; "Contact Persons". ad hoc publicity if the Di- later than 4.00 p.m. on the − Direct e-mail address; rective on Ad hoc Publicity last trading day before taking − Team e-mail address. (DAH) applies to the issuer; office or leaving office. − 1.07 (2): Contact person for Additionally for the contact persons for: regular reporting obliga- − Ad hoc publicity and tions pursuant to this Di- − Regular reporting obligations: rective. mobile phone number.

General details of those parties involved in the structure 2.01 Change of name. Within 5 trading days following − Name old/new; web address Official Notice via e-mail to Yes. entry in the Commercial Regis- old/new; listing@six-group.com. ter or the change entering into − Ticker symbol; security no./ISIN. legal force.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 2.02 Loss of required authorisation On the same day as notification − Copies of formal decision by supervi- Official Notice via e-mail to Yes. granted by relevant supervisory of the decision of the supervi- sory authority; listing@six-group.com. Publication in accordauthority as a financial interme- sory authority. − Information on the continuation of ance with conditions diary and/or as a custodian. collateral and the measures taken or planned. 2.03 Change of a party involved in 5 trading days prior to change − Security no., ISIN; Official Notice via e-mail to Yes. the structure. entering into legal force. − Information on new participant (with listing@six-group.com. Publication in accordinclusion of annual report); ance with conditions. − Details of the continuation of collateral (where change of custodian); − Possible collateralisation agreement.

Information on the securities 3.01 Adjustments to the terms and On the same day as the occur- − Security no., ISIN; Official Notice via e-mail to Yes. conditions of the securities, e.g. rence of the event. − Security no./ISIN of underlying; listing@six-group.com. Publication in accordwith regard to corporate ac- − Terms and conditions old/new ance with conditions. tions affecting the underlying. (weighting, basket composition, etc.). 3.02 Temporary interruption or per- Immediately upon occurrence − Security no., ISIN; Official Notice via e-mail to Yes. manent cessation of regular of the event. − Security no./ISIN of underlying; listing@six-group.com. Publication in accordprice determination for the un- − Terms and conditions old/new; ance with conditions. derlying instrument (owing to − Possible declaration of indemnity. trading suspensions, delisting of underlying instrument, or similar events). 3.03 Changes regarding the issuer On the same day as the occur- − Security no., ISIN; Official Notice via e-mail to Yes. or one of the parties involved in rence of the event. − Security no./ISIN of underlying; listing@six-group.com. Publication in accordthe structure that might affect − Description of event; ance with conditions. the price or valuation of the − Date; ETP (e.g. insolvency, bank- − Effects; ruptcy or similar). − Possible declaration of indemnity.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 3.04 Changes with regard to the col- − On the same day as the oc- − Security no., ISIN; Official Notice via e-mail to Yes. lateral (as per product terms currence of the event; − Description of event; listing@six-group.com. Publication in accordand conditions). − According to terms and − Date; ance with conditions. conditions. − Effects; − Possible collateralisation agreement. 3.05 For crypto assets as underlying On the same day as receipt of − Description of the circumstance; Official Notice via e-mail to Yes. for ETP: information. − Date; listing@six-group.com. − Effects; The occurrence of an extraordi- − Information on the measures taken nary circumstance, namely sus- or planned. picion of price manipulation, falsification of liquidity or criminal activity in relation to the ETP or crypto asset.

Annex 6 – Sponsored Investment Funds Segment Reporting obligations in connection with the maintenance of listing – Sponsored Investment Funds Segment.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Withdrawal of approval or sale On the same day as receipt of − FINMA ruling on the withdrawal of The information must be com- Yes. authorisation by FINMA. information. the approval or sale authorisation. municated by telephone as soon as it becomes known and then submitted in writing or electronically. 1.02 Change of name of the invest- No later than 10.00 a.m. on the − Name (company) old/new; Online form Yes. ment fund or issuer, change of last trading day prior to the − Ticker symbol old/new; “Official Notice Name Change” fund management / issuer. date of exchange modification − Security no. and ISIN old/new; or “Official Notice Change of − Date of exchange modification on Fund Management” or Official In the event of a change of the primary exchange. Notice by e-mail to ISIN/security number, the re- reporting-obligations@sixport must be received no later group.com. than 10.00 a.m. 2 trading days prior to the date of exchange 1.03 Changes to contact persons: On the day of the event, but no − Last name, first name; Online form - − 1.03 (1): Contact person for later than 4.00 p.m. on the − Address for correspondence; "Contact Persons". regular reporting obliga- last trading day before taking − Direct telephone number; tions pursuant to this Di- office or leaving office. − Direct e-mail address; rective; − Team e-mail address; − 1.03 (2): Contact person − Language for correspondence. sponsoring securities firm.

Additionally for the contact persons for regular reporting obligations: − mobile phone number.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.04 Change of issuer’s registered Within 5 trading days following − Name; Online form - office. the change. − Address, P.O. box; “Change of Address” or Official − Tel. no.; Notice via e-mail to − Language for correspondence. reporting-obligations@sixgroup.com. 1.05 Change of Swiss security num- No later than 10.00 a.m. 2 − Security no. old/new; Online form Yes. ber/ISIN/ticker symbol. trading days prior to the date − ISIN old/new; “Change of ISIN, Security No., of exchange modification − Ticker symbol old/new; Ticker Symbol”. − Date of the exchange modification. For ticker symbol: No later than 10.00 a.m. on the last trading day prior to the date of exchange modification. 1.06 Change of currency (trading No later than 10.00 a.m. on the − Date of the exchange modification; Online form Yes. currency or currency of the last trading day prior to the − Trading currency old/new; “Change of Currency”. basic security). date of exchange modification. − Currency of the basic security old/new. 1.07 Dividend payments and distri- No later than 10.00 a.m. on the − Date of ex-dividend trading (ex- Online form Yes. butions/ex-trading date. last trading day before the ex- date); “Official Notice Dividends” or date. − Date on which dividends are paid corresponding Excel/Word file out (pay-date); via e-mail to − Category of securities; reporting-obligations@six- − Security no. and ISIN; group.com. − Amount. 1.08 Split/date and ratio. No later than 5 trading days − Category of securities; Online form Yes. prior to the date of exchange − Security no. and ISIN old/new; “Official Notice Capital Strucmodification. − Ex-date; ture – Splits”. − Old number of issued securities; − New number of issued securities;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.09 Merger of the investment fund. No later than 5 trading days − Category of securities; Online form Yes. prior to the date of exchange − Security no. and ISIN old/new; “Official Notice Restructuring”. modification. − Date of exchange modification (exdate); 1.10 Suspension of the issue and/or No later than 10.00 a.m. on the − Name of the investment fund; Online form Yes. redemption of units in the in- last trading day before the ef- − Ticker symbol; “Official Notice Redemption of vestment fund/reason and du- fective date. − Security no., ISIN; Units”. ration. − Number of units redeemed; − Effective date; − Reason for the suspension of the issue/redemption.

Annex 7 – Secondary-Listed Equity Securities Regular Reporting Obligations regarding the Maintenance of Listing – Secondary-Listed Equity Securities.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 1.01 Change of name of the issuer. No later than 10.00 a.m. on − Name (company) old/new; Online form Yes. the last trading day prior to − Ticker symbol old/new; "Official Notice Name Change". the date of exchange modifi- − Security no. and ISIN old/new; cation. − Date of exchange modification on the primary exchange. 1.02 Change of address of regis- Within 5 trading days following − Name; Online form - tered office/place of primary the change. − Address, P.O. box; “Change of Address” or via emanagement. − Tel. no.; mail to − Main language for correspondence. reporting-obligations@sixgroup.com. 1.03 Change of external auditors. Within 5 trading days following − Name (company); Via e-mail to - the change. − Country of domicile; reporting-obligations@six- − Register number of the competent group.com. audit oversight authority. 1.04 Changes to contact persons: On the day of the announce- − Last name, first name; Online form - − 1.04 (1): Contact person for ment of the change but no − Name (company); "Contact Persons". ad hoc publicity; later than 4.00 p.m. on the − Address for correspondence; − 1.04 (2): Contact person for last trading day before taking − Telephone number; regular reporting obliga- office or leaving office. − E-mail address; tions in accordance with − Team e-mail address; this Directive; − Language for correspondence. − 1.04 (3): Representation in Switzerland, if any. 1.05 Information in accordance with Once a year at the request of − Name of the issuer; Via e-mail to - the form for the annual data SIX Exchange Regulation. − Address of the registered office of reporting-obligations@sixcollection survey pursuant to the issuer, or the location of its pri- group.com. mary management;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Art. 20 Directive Foreign Com- − Language for correspondence;

panies (DFC). − Company website; − 1.05 (1) Information as per − ISIN; form; − Security no. on SIX Swiss Exchange; − 1.05 (2) Confirmation from − Contact persons (incl. e-mail adthe primary exchange of dresses) for: the number of listed equity a. Ad hoc publicity; securities. b. Regular reporting obligations in accordance with this Directive;

3. Admission procedures (representative in Switzerland, if any); − Capital structure:

1. Outstanding equity securities;

2. Capital transactions carried out during the year; − Dividend payments/anticipated exdividend date (ex-date) on primary exchange (if known on survey date); − Confirmation from the primary exchange that the issuer has listed equity securities on it (incl. the number of listed equity securities, and a signature). 2 Regular reporting obligations in connection with dividends 2.01 Dividend report. No later than 10.00 a.m. on the − Date of ex-dividend trading (ex- Online form Yes. last trading day prior to the date); “Official Notice Dividends” or date of the ex-dividend trading. − Payment date (pay-date); corresponding Excel file via e- − Category of securities; mail to − Security no. and ISIN old/new; reporting-obligations@six- − Gross amount payable per equity se- group.com. curity; − Any further details.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice Additionally in the case of stock dividends: − Information on whether the issuer’s own existing equity securities are to be used, or new equity securities created as part of a capital increase; − ISIN of the equity securities that are to be distributed; − Subscription ratio between the equity securities that are held and those which are to be distributed.

− Object of the commodity dividend.

Regular reporting obligations in connection with the capital structure 3.01 Capital increase concerning No later than 10.00 a.m. on the − Category of securities; Online form Yes. listed equity securities. last trading day prior to the − Ex-date; "Official Notice: capital strucdate of exchange modification. − New number of issued equity securi- ture". ties; − Current level of company capital;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 3.02 Splits concerning listed equity No later than 5 trading days − Category of securities; Online form Yes. securities (e.g. share splits). prior to the date of exchange − Security no. and ISIN old/new; "Official Notice: capital strucmodification. − Ex-date; ture". − Old number of issued equity securities; − New number of issued equity securities;

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice 3.03 Capital reduction concerning No later than 10.00 a.m. on the By cancellation of shares: Online form Yes. listed equity securities. last trading day prior to the − Ex-date; "Official notice capital dedate of exchange modification. − Old number of issued equity securi- crease". ties; − New number of issued equity securities.

By redemption: − Payment date; ex-date; − Category of securities; − Security no. and ISIN; − Gross amount payable per equity security; − Old number of issued equity securities; − New number of issued equity securities; − Old/new nominal value; − Reference to the secondary listing, − Trading currency on SIX Swiss Exchange.

Point Reportable fact Timing of report Contents of the report Manner of transmission to Official Notice

Regular Reporting Obligations in Connection with the Restructuring of the Issuer 4.01 Restructuring: No later than 5 trading days − Category of securities; Online form Yes. − 4.01 (1) Merger; prior to the date of exchange − Security no. and ISIN old/new; "Official notice restructuring". − 4.01 (2) Spin-off. modification. − Date of exchange modification (exdate); − Per company: Number of equity securities before/after; − Industrial sector; − Trading currency on SIX Swiss Exchange; − Any further details.

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