Detailed overview of the amendments as of 1 January 2023

Trading Regulations - Detailed overview of the amendments Entry into force 01.07.2022

The following amendments have been made to the Trading Rules:

Document Type Reference Title

Rule Book Change Clause 3.0 Admission of Participants - Replacement of securities dealers with securities firms

Deletion Clause 4.0, 1. b. Obligations of Participants - Entry with economic background

Change Clause 4.0, 1. e. Obligations of Participants - Registration of traders

Change Clause 4.0, 1. g. Obligations of Participants - Replacement of securities dealers with securities firms

Change Clause 4.0, 2. c. Obligations of Participants - Replacement of securities dealers with securities firms

New Clause 13 Market Conduct Rules

New Clause 15 Market Control

Change Clause 18 para. 3 Audit - Replacement of securities dealers with securities firms

Change Clause 20 para. 1 Sanctions – Amendment Regulatory Bodies

Change Clause 21 para. 1 Suspension and final exclusion from the Platform

New Clause 23 Possibilities of appeal

New Clause 24 Extraordinary situations

Change Clause 25 Emergency situations

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