ch:finma

FINMA Enforcement Case Summaries

This source represents FINMA Enforcement Case Summaries and brings together its publications and circulars.

Documents
542
Date range
Nov 20, 2008–Mar 5, 2025
Languages
4

Language share

Share of available renditions
German
66%
French
21%
Italian
10%
English
3%

All documents

  1. FINMA Circular Consolidated supervision of financial groups under the BA and FinIAFINMA-RS 2025/4Mar 5, 2025CircularsEN
  2. FINMA Circular Nature-related financial risksFINMA-RS 2026/1Dec 12, 2024CircularsEN
  3. FINMA Circular Liquidity – insurersFINMA-RS 2025/3Oct 31, 2024CircularsEN
  4. Circulaire FINMA Règles de comportement selon la LSFin et l’OSFinFINMA-RS 2025/2Oct 31, 2024CircularsFR
  5. Circulaire FINMA Activités d’auditFINMA-RS 2025/1Oct 31, 2024CircularsFR
  6. Circulaire FINMA Assurance sur la vieFINMA-RS 2024/2Jun 26, 2024CircularsFR
  7. Circulaire FINMA "SST"FINMA-RS 2024/1Jun 26, 2024CircularsFR
  8. Circulaire FINMA Comptabilité – banquesFINMA-RS 2020/1Oct 31, 2019CircularsFR
  9. Circulaire FINMA Tarification – prévoyance professionnelleFINMA-RS 2018/4Nov 1, 2018CircularsFR
  10. Circulaire FINMA Risques de taux – banquesFINMA-RS 2019/2Jun 20, 2018CircularsFR
  11. FINMA-Rundschreiben "Zinsrisiken – Banken"FINMA-RS 2019/2 variant 995AAE24275B13DFJun 20, 2018CircularsDE
  12. Circulaire FINMA Répartition des risques – banquesFINMA-RS 2019/1Dec 7, 2017CircularsFR
  13. FINMA-Rundschreiben "Risikoverteilung – Banken"FINMA-RS 2019/1 variant DDE32B9EFACD1313Dec 7, 2017CircularsDE
  14. FINMA-Rundschreiben "Risikoverteilung – Banken"FINMA-RS 2019/1 variant B2426B1B98BF25F1Dec 7, 2017CircularsDE
  15. Circulaire FINMA Risque de liquidité – banquesFINMA-RS 2015/2Dec 7, 2017CircularsFR
  16. FINMA Circular "Outsourcing"FINMA-RS 2018/3Sep 21, 2017CircularsEN
  17. FINMA-Rundschreiben "Outsourcing – Banken und Versicherer"FINMA-RS 2018/3 variant 3A90E55CA7975DB3Sep 21, 2017CircularsDE
  18. FINMA-Rundschreiben "Offenlegung – Banken"FINMA-RS 2016/1Sep 21, 2017CircularsDE
  19. FINMA-Rundschreiben "Offenlegung – Banken"FINMA-RS 2016/1 variant 9BD75284D42940B4Sep 21, 2017CircularsDE
  20. FINMA Circular "Duty to report securities transactions"FINMA-RS 2018/2Jan 25, 2017CircularsEN
  21. FINMA-Rundschreiben "Meldepflicht Effektengeschäfte"FINMA-RS 2018/2 variant EADA9A8232842106Jan 25, 2017CircularsDE
  22. FINMA Circular "Organised trading facilities"FINMA-RS 2018/1Jan 25, 2017CircularsEN
  23. FINMA-Rundschreiben "Effektenjournal"FINMA-RS 2008/4 variant 04CB48ECA312F2EBJan 25, 2017CircularsDE
  24. Circulaire FINMA Journal des valeurs mobilièresFINMA-RS 2008/4Jan 25, 2017CircularsFR
  25. FINMA Circular "Direct transmission"FINMA-RS 2017/6Dec 8, 2016CircularsEN
  26. FINMA-Rundschreiben "Kreditrisiken – Banken"FINMA-RS 2017/7Dec 7, 2016CircularsDE
  27. FINMA-Rundschreiben "Kreditrisiken – Banken"FINMA-RS 2017/7 variant 89469141244D4F55Dec 7, 2016CircularsDE
  28. FINMA-Rundschreiben "Kreditrisiken – Banken"FINMA-RS 2017/7 variant 8147BE6B10489101Dec 7, 2016CircularsDE
  29. FINMA-Rundschreiben "Kreditrisiken – Banken"FINMA-RS 2017/7 variant 769DF9B9D5CFB97DDec 7, 2016CircularsDE
  30. FINMA-Rundschreiben "Kreditrisiken – Banken"FINMA-RS 2017/7 variant 32CFB02F557982B6Dec 7, 2016CircularsDE
  31. Circulaire FINMA Plans d’exploitation – assureursFINMA-RS 2017/5Dec 7, 2016CircularsFR
  32. FINMA-Rundschreiben "Geschäftspläne – Versicherer"FINMA-RS 2017/5 variant 7DF65C78B26B0662Dec 7, 2016CircularsDE
  33. Circulaire FINMA Actuaire responsableFINMA-RS 2017/4Dec 7, 2016CircularsFR
  34. FINMA-Rundschreiben "SST"FINMA-RS 2017/3Dec 7, 2016CircularsDE
  35. FINMA Circular "Corporate governance – insurers"FINMA-RS 2017/2Dec 7, 2016CircularsEN
  36. FINMA Circular "Corporate governance – banks"FINMA-RS 2017/1Sep 22, 2016CircularsEN
  37. FINMA-Rundschreiben "Corporate Governance – Banken"FINMA-RS 2017/1 variant B23AABC32E14DDDESep 22, 2016CircularsDE
  38. FINMA-Rundschreiben "Corporate Governance – Banken"FINMA-RS 2017/1 variant 7F530363D0237EC2Sep 22, 2016CircularsDE
  39. FINMA Circular "Video and online identification"FINMA-RS 2016/7Mar 3, 2016CircularsEN
  40. FINMA-Rundschreiben "Video- und Online-Identifizierung"FINMA-RS 2016/7 variant B6B875C920816469Mar 3, 2016CircularsDE
  41. FINMA-Rundschreiben "Video- und Online-Identifizierung"FINMA-RS 2016/7 variant 7F1C0AF07A0CFEDFMar 3, 2016CircularsDE
  42. FINMA-Rundschreiben "Video- und Online-Identifizierung"FINMA-RS 2016/7 variant 4ABE352F58B71903Mar 3, 2016CircularsDE
  43. FINMA-Rundschreiben "Anlagerichtlinien - Versicherer"FINMA-RS 2016/5Dec 3, 2015CircularsDE
  44. FINMA Circular "Insurance groups and conglomerates"FINMA-RS 2016/4Dec 3, 2015CircularsEN
  45. FINMA-Rundschreiben "Versicherungsgruppen und -konglomerate"FINMA-RS 2016/4 variant E42A635F12A64F2ADec 3, 2015CircularsDE
  46. FINMA-Rundschreiben "Versicherungsgruppen und -konglomerate"FINMA-RS 2016/4 variant 9EE7F5383EEEF48EDec 3, 2015CircularsDE
  47. FINMA Circular "ORSA - insurers"FINMA-RS 2016/3Dec 3, 2015CircularsEN
  48. FINMA-Rundschreiben "ORSA"FINMA-RS 2016/3 variant 92BC280280398417Dec 3, 2015CircularsDE
  49. FINMA-Rundschreiben "ORSA"FINMA-RS 2016/3 variant 483D2A34B0708EC9Dec 3, 2015CircularsDE
  50. FINMA Circular "Disclosure - insurers"FINMA-RS 2016/2Dec 3, 2015CircularsEN