Detailed overview of the amendments as of 01.01.2020 and 02.01.2020

Detailed overview of the amendments Amendments to the List of Charges under the Listing Rules as of 1 January 2020 in connection with the admission to trading and maintaining admission to trading for Sponsored Segments as well as the new prospectus regulations pursuant to FinSA and FinSO as of 2 January 2020 Entry into force 01.01.2020 and 02.01.2020

The following amendments have been made:

Document Type of Reference Title change

List of Charges under the Change Clause 1.1 para. 1 Purpose Listing Rules Change Clause 1.3 List of fees

Deletion Clause 2.1.4 Additional charge for the listing prospectus

Change Clause 2.2.1 Equity Securities - Annual basic charge

Change Clause 3.2.1 Collective Investment Schemes - Annual basic charge

Deletion Clause 4.1.4 Additional charge for the listing prospectus

Deletion Clause 4.1.5 Flat charge for the examination and registration of issue programmes

Deletion Clause 4.1.6 Flat charge for the reissuance of issue programmes

Deletion Clause 4.1.7 Additional charge for the listing prospectus for issue programmes

Change Clause 4.1.8 para. 1 and 2 Fee for bonds with a maximum term of 12 months

Deletion Clause 5.1.2 Additional charge for "stand-alone prospectus" derivatives

Deletion Clause 5.1.3 Flat charge for the examination and registration of derivatives programmes

Deletion Clause 5.1.4 Flat charge for the reissuance of derivatives programmes

Deletion Clause 6.1.4 Additional charge for "stand-alone prospectus" ETPs

Deletion Clause 6.1.5 Additional charge for the listing prospectus with reference to approved listing prospectus

Deletion Clause 6.1.6 Flat charge for the examination and registration of issue programmes

SIX Swiss Exchange Ltd T + 41 58 399 5454 Pfingstweidstrasse 110 F + 41 58 499 5455 P.O. Box www.six-group.com CH-8021 Zurich

Detailed overview of the amendments Entry into force 02.01.2020 Amendments to the List of Charges under the Listing Rules as of 1 January 2020 in connection with the admission to trading and maintaining admission to trading for Sponsored Segments as well as the new prospectus regulations pursuant to FinSA and FinSO as of 2 January 2020

Document Type of Reference Title change

Deletion Clause 6.1.7 Flat charge for the reissuance of issue programmes

Deletion Clause 6.1.8 Additional charge for the listing prospectus for issue programmes

Change Clause 6.2.1 Exchange Traded Products - Annual basic charge

New Clause 7 Fees for admission to trading and maintaining admission to trading in a Sponsored Segment

New Clause 7.1 Admission to trading in a Sponsored Segment

New Clause 7.2 Maintaining admission to trading in a Sponsored Segment

New Clause 10 Transitional provisions

Change Annex A – Clause 1 Annex A – Equity Securities Listing

Change Annex B – Clause 2 Collective Investment Schemes – Maintaining listing

Change Annex C – Clause 1 Annex C – Bonds Listing

Change Annex D – Clause 1 Annex D – Derivatives Listing

Change Annex E – Clause 1 Annex E – Exchange Traded Products (ETP) Listing

Change Annex E – Clause 2 Exchange Traded Products (ETPs) – Maintaining listing

New Annex F Sponsored Segment

SIX Swiss Exchange Ltd T + 41 58 399 5454 Pfingstweidstrasse 110 F + 41 58 499 5455 P.O. Box www.six-group.com CH-8021 Zurich