Detailed overview of the amendments as of 4 December 2023

Trading Regulations - Detailed overview of the amendments SWXess Maintenance Release 12 (SMR12) Entry into force 04.12.2023

The following material amendments have been made to the Trading Rules:

Document Type Reference Title

Directive 2: Change Clause 7.1.4 SIX Trading User Interface Technical Connectivity

Directive 3: New Clause 5.1.3, lit. j) Nr. 1 Order specification Trading New Clause 16.2 Suspension of trading for leverage products subject to a current Active Product Package with early redemption

Delete Clause 17.8 para. 5 Central Limit Order Book (CLOB) - Trading-At-Last (TAL)

Directive 5: Change Clause 9.7 para. 1 lit. k) Nr. 1 Order specification Alternative Trading New Section V On Exchange trading with quote requests in ETF/ETP QOD Europe

Guideline Change Clause 10 Fees for on-exchange trading with quote List of Charges under the requests in Quote on Demand and ETF/ETP Trading Rules QOD Europe

Change Annex I ETF and ETP

Change Annex I - Clause 3.1.1 ETF and ETP - Dedicated QPS capacity free of charge

Change Annex I - Clause 3.1.2 ETF and ETP - Dedicated QPS capacity for which fees are charged

Change Annex J Sponsored Funds

Change Annex J - Clause 1.3.2 Sponsored Funds - Ad valorem fee

Change Annex P Fees for on-exchange trading with quote requests in Quote on Demand and ETF/ETP QOD Europe

Change Annex P - Clause 2.1.1 Fees for on-exchange trading with quote requests in Quote on Demand and ETF/ETP QOD Europe - Shared QPS/OPS capacity free of charge

Change Annex P - Clause 2.1.2 Fees for on-exchange trading with quote requests in Quote on Demand and ETF/ETP QOD Europe - Shared QPS capacity for which fees are charged

Guideline Change Clause 2 lit. b)-f) Classification of markets and trading Trading Parameters segments

Change Annex J – Clause 6.1 Exchange Traded Funds (ETF) – Market Making - Quote-Driven-Market

SIX Swiss Exchange AG T + 41 58 399 5454 Pfingstweidstrasse 110 www.six-group.com P.O. Box CH-8021 Zurich

Trading Regulations - Detailed overview of the amendments Entry into force 04.12.2023 SWXess Maintenance Release 12 (SMR12)

Document Type Reference Title

New Annex J – Clause 6.1.2 Exchange Traded Funds (ETF) – Market Making - Quote on Demand

Change Annex J - Clause 6.2.1 Exchange Traded Funds (ETF) – Liquidity Provider - Quote-Driven-Market

New Annex J – Clause 6.2.2 Exchange Traded Funds (ETF) – Liquidity Provider - Quote on Demand

Delete Annex K Exchange Traded Structured Funds (ETSF)

Change Annex Q - Clause 6.1.1 Exchange Traded Products (ETP) – Market Making - Quote Driven Market

New Annex Q - Clause 6.1.2 Exchange Traded Products (ETP) – Market Making - Quote on Demand

Change Annex Q - Clause 6.2.1 Exchange Traded Products (ETP) – Liquidity Provider - Quote Driven Market

New Annex Q - Clause 6.2.2 Exchange Traded Products (ETP) – Liquidity Provider – Quote On Demand

New Annex R ETF/ETP QOD Europe

SIX Swiss Exchange AG T + 41 58 399 5454 Pfingstweidstrasse 110 www.six-group.com P.O. Box CH-8021 Zurich