SIX Exchange Regulation sanction decisions

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Documents: 228
Date range: 2002–2025; 1 Jan 2002–28 Feb 2025
Languages: 3

Coverage: 100%; 228 of 228
Last run: 11 Nov 2026

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Documents per year

Languages

Share of available renditions

German49%
English26%
French25%

Documents

228 documents

Entscheid DK/AHP/II/02

SER-9e5e64314ca1DE

Violation of Point 1.21bis GC as the result of nostro-nostro crosses in the fixedincome securities segment

SER-7116bc328c9bEN

Breach of section 1.21bis GC as result of "nostro-nostro inhouse crosses" in fixed-income segment – sanctions waived

SER-69539e25c2aaEN

Entscheid DK/AHP/I/02

SER-549aa991bbf8DE

Case no. 3 of the practice regarding Ad hoc publicity

SER-2fde7e1c3587EN

Case no. 7 of the practice regarding Ad hoc publicity

SER-1e6f3c5733deEN

Case no. 6 of the practice regarding Ad hoc publicity

SER-0fdf006301fbEN

Case no. 2 of the practice regarding Ad hoc publicity

SER-0d7617f05c6aEN