SIX Exchange Regulation sanction decisions

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Documents
228
Date range
2002–2025
1 Jan 2002–28 Feb 2025
Languages
3
Coverage
100%
228 of 228
Last run
11 Nov 2026

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Activity

Documents per year

Languages

Share of available renditions

  • German49%
  • English26%
  • French25%

Documents

228 documents

Violation of the provisions governing the audit of participants

SER-610b2d5d8975EN

Sanktionsbescheid SER-MT I/11

SER-5400ee4cdbbcDE

Sanction notice SER 2011-MP-I/11

SER-17e3b9a1ee4bEN

Market manipulation: distortion of market prices and squeeze/corner

SER-077d7e8b736fEN

Sanktionsbescheid SER-MP-II/11 SER-CG-I/11

SER-0550357cbb65DE

Sanktionsbescheid SER/RLE/IV/10

SER-ff468cf9e80aDE

Ordonnance de sanction SER-AHP-I/10, SER-MP-I/10

SER-b9c9c88f12b1FR

Market manipulation: distortion of market prices and squeeze/corner

SER-ad76e9557b41EN

Entscheid SaKo 2010-CG-II/10, SaKo 2010-MP-I/10

SER-865d40943877DE

Entscheid SaKo 2010-CG-I/10

SER-6598bebe51b1DE